We use model-theoretic methods described in [3] to obtain ordinal analyses of a number of theories of first- and second-order arithmetic, whose proof-theoretic ordinals are less than or equal to Γ0.

In 1958 Gödel published his Dialectica interpretation, which reduces classical arithmetic to a quantifier-free theory T axiomatizing the primitive recursive functionals of finite type. Here we extend Gödel's T to theories Pn of “predicative” functionals, which are defined using Martin-Löf's universes of transfinite types. We then extend Gödel's interpretation to the theories of arithmetic inductive definitions IDn, so that each IDn is interpreted in the corresponding Pn. Since the strengths of the theories IDn are cofinal in the ordinal Γ0, as (...) a corollary this analysis provides an ordinal-free characterization of the <Γ0-recursive functions. (shrink)

We describe a model-theoretic approach to ordinal analysis via the finite combinatorial notion of an α-large set of natural numbers. In contrast to syntactic approaches that use cut elimination, this approach involves constructing finite sets of numbers with combinatorial properties that, in nonstandard instances, give rise to models of the theory being analyzed. This method is applied to obtain ordinal analyses of a number of interesting subsystems of first- and second-order arithmetic.

In this paper we show that the intuitionistic fixed point theory FiXi over set theories T is a conservative extension of T if T can manipulate finite sequences and has the full foundation schema.

By forcing, we give a direct interpretation of into Avigad's. To the best of the author's knowledge, this is one of the simplest applications of forcing to “real problems”.

A new research project has, quite recently, been launched to clarify how different, from systems in second order number theory extending ACA0, those in second order set theory extending NBG are. In this article, we establish the equivalence between Δ01-LFP\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\Delta^1_0\mbox{\bf-LFP}}$$\end{document} and Δ01-FP\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\Delta^1_0\mbox{\bf-FP}}$$\end{document}, which assert the existence of a least and of a fixed point, respectively, for positive elementary operators. Our proof also shows (...) the equivalence between ID1 and ID^1\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\widehat{\it ID}_1}$$\end{document}, both of which are defined in the standard way but with the starting theory PA replaced by ZFC. (shrink)

In his previous work, the author has introduced the axiom schema of inductive dichotomy, a weak variant of the axiom schema of inductive definition, and used this schema for elementary ) positive operators to separate open and clopen determinacies for those games in which two players make choices from infinitely many alternatives in various circumstances. Among the studies on variants of inductive definitions for bounded ) positive operators, the present article investigates inductive dichotomy for these operators, and applies it to (...) constructive investigations of variants of determinacy statements for those games in which the players make choices from only finitely many alternatives. As a result, three formulations of open determinacy, that are all classically equivalent with each other, are equivalent to three different semi-classical principles, namely Markov’s Principle, Lesser Limited Principle of Omniscience and Limited Principle of Omniscience, over a suitable constructive base theory that proves clopen determinacy. Open and clopen determinacies for these games are thus separated. Some basic results on variants of inductive definitions for \ positive operators will also be given. (shrink)

This article provides an ordinal analysis of Σ11 transfinite dependent choice.

In this paper it is shown that the intuitionistic .xed point theory equation image for α times iterated fixed points of strictly positive operator forms is conservative for negative arithmetic and equation image sentences over the theory equation image for α times iterated arithmetic comprehension without set parameters.This generalizes results previously due to Buchholz [5] and Arai [2].

Let ≺ be a primitive recursive well-ordering on the natural numbers and assume that its order-type is greater than or equal to the proof-theoretic ordinal of the theory T. We show that the proof-theoretic strength of T is not increased if we add the negation of the statement which formalizes transfinite induction along ≺.

In this article we show how to use the result in Jäger and Probst [7] to adapt the technique of pseudo-hierarchies and its use in Avigad [1] to subsystems of set theory without foundation. We prove that the theory KPi0 of admissible sets without foundation, extended by the principle (Σ-FP), asserting the existence of fixed points of monotone Σ operators, has the same proof-theoretic ordinal as KPi0 extended by the principle (Σ-TR), that allows to iterate Σ operations along ordinals. By (...) Jäger and Probst [6] we conclude that the metapredicative Mahlo ordinal φ ω00 is also the ordinal of KPi0+(Σ-FP). Hence the relationship between fixed points and iteration persists in the framework of set theory without foundation. (shrink)

Following the finitist’s rejection of the complete totality of the natural numbers, a finitist language allows only propositional connectives and bounded quantifiers in the formula-construction but not unbounded quantifiers. This is opposed to the currently standard framework, a first-order language. We conduct axiomatic studies on the notion of truth in the framework of finitist arithmetic in which at least smash function $\#$ is available. We propose finitist variants of Tarski ramified truth theories up to rank $\omega $, of Kripke–Feferman truth (...) theory and of Friedman–Sheard truth theory, and show that all of these have the same strength as the finitist arithmetic of one higher level along Grzegorczyk hierarchy. On the other hand, we also show that adding Burgess-style groundedness schema, adjusted to the finitist setting, makes Kripke–Feferman truth theory as strong as primitive recursive arithmetic. Meanwhile, we obtain some basic results on finitist theories of (full and hat) inductive definitions and on the second order axiom of hat inductive definitions for positive operators. (shrink)

We introduce a new axiom called inductive dichotomy, a weak variant of the axiom of inductive definition, and analyze the relationships with other variants of inductive definition and with related axioms, in the general second order framework, including second order arithmetic, second order set theory and higher order arithmetic. By applying these results to the investigations on the determinacy axioms, we show the following. (i) Clopen determinacy is consistency-wise strictly weaker than open determinacy in these frameworks, except second order arithmetic; (...) this is an enhancement of Schweber–Hachtman separation of open and clopen determinacy into the consistency-wise separation. (ii) Hausdorff–Kuratowski hierarchy of differences of opens is faithfully reflected by the hierarchy of consistency strengths of corresponding parameter-free determinacies in the aforementioned frameworks; this result is valid also in second order arithmetic only except clopen determinacy. (shrink)

In this paper we establish the proof-theoretic equivalence of (i) $\hbox {\sf ATR}$ and $\widehat{\hbox{\sf ID}}_{\omega}$ , (ii) $\hbox{\sf ATR}_0+ (\Sigma^1_1-\hbox{\sf DC})$ and $\widehat{\hbox {\sf ID}}_{<\omega^\omega} , and (iii) $\hbox {\sf ATR}+(\Sigma^1_1-\hbox{\sf DC})$ and $\widehat{\hbox {\sf ID}}_{<\varepsilon_0} $.

The purpose of this article is to present a new theory for fixed points over arithmetic which allows the building up of fixed points in a very nested and entangled way. But in spite of its great expressive power we can show that the proof-theoretic strength of our theory—which is intensional in a meaning to be described below—is characterized by the Feferman–Schütte ordinal Γ0. Our approach is similar to the building up of fixed points over state spaces in the propositional (...) modal μ-calculus. (shrink)

Second-order arithmetic and class theory are second-order theories of mathematical subjects of foundational importance, namely, arithmetic and set theory. Despite the similarity in appearance, there turned out to be significant mathematical dissimilarities between them. The present paper studies various principles in class theory, from such a comparative perspective between second-order arithmetic and class theory, and presents a few new dissimilarities between them.