We suggest a new approach for addressing the problem of establishing an axiomatic foundation for large cardinals. An axiom asserting the existence of a large cardinal can naturally be viewed as a strong Axiom of Infinity. However, it has not been clear on the basis of our knowledge of ω itself, or of generally agreed upon intuitions about the true nature of the mathematical universe, what the right strengthening of the Axiom of Infinity is—which large cardinals ought to be derivable? (...) It was shown in the 1960s by Lawvere that the existence of an infinite set is equivalent to the existence of a certain kind of structure-preserving transformation from V to itself, not isomorphic to the identity. We use Lawvere's transformation, rather than ω, as a starting point for a reasonably natural sequence of strengthenings and refinements, leading to a proposed strong Axiom of Infinity. A first refinement was discussed in later work by Trnková—Blass, showing that if the preservation properties of Lawvere's tranformation are strengthened to the point of requiring it to be an exact functor , such a transformation is provably equivalent to the existence of a measurable cardinal. We propose to push the preservation properties as far as possible, short of inconsistency. The resulting transformation V→V is strong enough to account for virtually all large cardinals, but is at the same time a natural generalization of an assertion about transformations V→V known to be equivalent to the Axiom of Infinity. (shrink)

In 1970, K. Kunen, working in the context of Kelley–Morse set theory, showed that the existence of a nontrivial elementary embedding j:V→V is inconsistent. In this paper, we give a finer analysis of the implications of his result for embeddings V→V relative to models of ZFC. We do this by working in the extended language , using as axioms all the usual axioms of ZFC , along with an axiom schema that asserts that j is a nontrivial elementary embedding. Without (...) additional axiomatic assumptions on j, we show that that the resulting theory is weaker than an ω-Erdös cardinal, but stronger than n-ineffables. We show that natural models of ZFC+BTEE give rise to Schindler’s remarkable cardinals. The approach to inconsistency from ZFC+BTEE forks into two paths: extensions of ZFC+BTEE+Cofinal Axiom and ZFC+BTEE+¬Cofinal Axiom, where Cofinal Axiom asserts that the critical sequence is cofinal in the ordinals. We describe near-minimal inconsistent extensions of each of these theories. The path toward inconsistency from ZFC+BTEE+¬Cofinal Axiom is paved with a sequence of theories of increasing large cardinal strength. Indeed, the extensions of the theory ZFC +“j is a nontrivial elementary embedding” form a hierarchy of axioms, ranging in strength from Con to the existence of a cardinal that is super-n-huge for every n, to inconsistency. This hierarchy is parallel to the usual hierarchy of large cardinal axioms, and can be used in the same way. We also isolate several intermediate-strength axioms which, when added to ZFC+BTEE, produce theories having strengths in the vicinity of a measurable cardinal of high Mitchell order, a strong cardinal, ω Woodin cardinals, and n-huge cardinals. We also determine precisely which combinations of axioms, of the form result in inconsistency. (shrink)

In this paper we introduce the Wholeness Axiom , which asserts that there is a nontrivial elementary embedding from V to itself. We formalize the axiom in the language {∈, j } , adding to the usual axioms of ZFC all instances of Separation, but no instance of Replacement, for j -formulas, as well as axioms that ensure that j is a nontrivial elementary embedding from the universe to itself. We show that WA has consistency strength strictly between I 3 (...) and the existence of a cardinal that is super- n -huge for every n . ZFC + WA is used as a background theory for studying generalizations of Laver sequences. We define the notion of Laver sequence for general classes E consisting of elementary embeddings of the form i :V β → M , where M is transitive, and use five globally defined large cardinal notions – strong, supercompact, extendible, super-almost-huge, superhuge – for examples and special cases of the main results. Assuming WA at the beginning, and eventually refining the hypothesis as far as possible, we prove the existence of a strong form of Laver sequence for a broad range of classes E that include the five large cardinal types mentioned. We show that if κ is globally superstrong, if E is Laver-closed at beth fixed points, and if there are superstrong embeddings i with critical point κ and arbitrarily large targets such that E is weakly compatible with i , then our standard constructions are E -Laver at κ . , there is an extendible Laver sequence at κ .) In addition, in most cases our Laver sequences can be made special if E is upward λ -closed for sufficiently many λ. (shrink)

We describe a fairly general procedure for preserving I3 embeddings j: V λ → V λ via λ-stage reverse Easton iterated forcings. We use this method to prove that, assuming the consistency of an I3 embedding, V = HOD is consistent with the theory ZFC + WA where WA is an axiom schema in the language {∈, j} asserting a strong but not inconsistent form of “there is an elementary embedding V → V”. This improves upon an earlier result in (...) which consistency was established assuming an I1 embedding. (shrink)