In previous work, the author has shown that $\Pi ^1_1$ -induction along $\mathbb N$ is equivalent to a suitable formalization of the statement that every normal function on the ordinals has a fixed point. More precisely, this was proved for a representation of normal functions in terms of Girard’s dilators, which are particularly uniform transformations of well orders. The present paper works on the next type level and considers uniform transformations of dilators, which are called 2-ptykes. We show that $\Pi (...) ^1_2$ -induction along $\mathbb N$ is equivalent to the existence of fixed points for all 2-ptykes that satisfy a certain normality condition. Beyond this specific result, the paper paves the way for the analysis of further $\Pi ^1_4$ -statements in terms of well ordering principles. (shrink)

It is generally accepted that H. Friedman’s gap condition is closely related to iterated collapsing functions from ordinal analysis. But what precisely is the connection? We offer the following answer: In a previous paper we have shown that the gap condition arises from an iterative construction on transformations of partial orders. Here we show that the parallel construction for linear orders yields familiar collapsing functions. The iteration step in the linear case is an instance of a general construction that we (...) call ‘Bachmann–Howard derivative’. In the present paper, we focus on the unary case, i.e., on the gap condition for sequences rather than trees and, correspondingly, on addition-free ordinal notation systems. This is partly for convenience, but it also allows us to clarify a phenomenon that is specific to the unary setting: As shown by van der Meeren, Rathjen and Weiermann, the gap condition on sequences admits two linearizations with rather different properties. We will see that these correspond to different recursive constructions of sequences. (shrink)

In a recent paper by M. Rathjen and the present author it has been shown that the statement “every normal function has a derivative” is equivalent to $\Pi ^1_1$ -bar induction. The equivalence was proved over $\mathbf {ACA_0}$, for a suitable representation of normal functions in terms of dilators. In the present paper, we show that the statement “every normal function has at least one fixed point” is equivalent to $\Pi ^1_1$ -induction along the natural numbers.