There exists a common view that for theories related by a ‘duality’, dual models typically may be taken ab initio to represent the same physical state of affairs, i.e. to correspond to the same possible world. We question this view, by drawing a parallel with the distinction between ‘interpretational’ and ‘motivational’ approaches to symmetries.

The hole argument purports to show that all spacetime theories of a certain form are indeterministic, including the General Theory of Relativity. The argument has given rise to an industry of searching for a metaphysics of spacetime that delivers the right modal implications to rescue determinism. In this paper, I first argue that certain prominent extant replies to the hole argument—namely, those that appeal to an essentialist doctrine about spacetime—fail to deliver the requisite modal implications. As part of my argument, (...) I show that threats to determinism of the sort brought out by the hole argument are more general than has heretofore been recognized. I then use these results to propose a novel essentialist doctrine about spacetime that successfully rescues determinism, what I call sufficiency metric essentialism. However, I go on to argue that once we realize what an essentialist doctrine about spacetime must look like in order to address the hole argument, we should reject all such doctrines, because they can't fulfill their ambition of improving on standard modal replies to the argument. I close by suggesting some lessons for future work on spacetime and the metaphysics of physics more broadly, and also drawing some general morals for contemporary metaphysics, in particular about (i) whether essence can be used to articulate a precise structuralist doctrine, and (ii) the relationship between essence and modality. (shrink)

A common adage runs that, given a theory manifesting symmetries, the syntax of that theory should be modified in order to construct a new theory, from which symmetry-variant structure of the original theory has been excised. Call this strategy for explicating the underlying ontology of symmetry-related models reduction. Recently, Dewar has proposed an alternative to reduction as a means of articulating the ontology of symmetry-related models—what he calls sophistication, in which the semantics of the original theory is modified, and symmetry-related (...) models of that theory are treated as if they are isomorphic. In this paper, we undertake a critical evaluation of sophistication about symmetries—we find the programme underdeveloped in a number of regards. In addition, we clarify the interplay between sophistication about symmetries, and a separate debate to which Dewar has contributed—viz., that between interpretational versus motivational approaches to symmetry transformations. (shrink)

Recent work on the hole argument in general relativity by Weatherall has drawn attention to the neglected concept of models’ representational capacities. I argue for several theses about the structure of these capacities, including that they should be understood not as many-to-one relations from models to the world, but in general as many-to-many relations constrained by the models’ isomorphisms. I then compare these ideas with a recent argument by Belot for the claim that some isometries “generate new possibilities” in general (...) relativity. Philosophical orthodoxy, by contrast, denies this. Properly understanding the role of representational capacities, I argue, reveals how Belot’s rejection of orthodoxy does not go far enough, and makes better sense of our practices in theorizing about spacetime. (shrink)

A standard line in the contemporary philosophical literature has it that physical theories are equivalent only when they agree on their empirical content, where this empirical content is often understood as being encoded in the equations of motion of those theories. In this article, we question whether it is indeed the case that the empirical content of a theory is exhausted by its equations of motion, showing that (for example) considerations of boundary conditions play a key role in the empirical (...) equivalence (or otherwise) of theories. Having argued for this, we show that philosophical claims made by Weatherall (2016) that electromagnetism in the Faraday tensor formalism is equivalent to electromagnetism in the vector potential formalism, and by Knox (2011) that general relativity is equivalent to teleparallel gravity, can both be called into question. We then show that properly considering the role of boundary conditions in theory structure can potentially restore these claims of equivalence and close with some remarks on the pragmatics of adjudications on theory identity. (shrink)

I provide a fairly systematic analysis of when quantities that are variant under a dynamical symmetry transformation should be regarded as unobservable, or redundant, or unreal; of when models related by a dynamical symmetry transformation represent the same state of affairs; and of when mathematical structure that is variant under a dynamical symmetry transformation should be regarded as surplus. In most of these cases the answer is `it depends': depends, that is, on the details of the symmetry in question. A (...) central feature of the analysis is that in order to draw any of these conclusions for a dynamical symmetry it needs to be understood in terms of its possible extensions to other physical systems, in particular to measurement devices. (shrink)

We make some remarks on the mathematics and metaphysics of the hole argument, in response to a recent article in this journal by Weatherall ([2018]). Broadly speaking, we defend the mainstream philosophical literature from the claim that correct usage of the mathematics of general relativity `blocks' the argument.

I present in detail the case for regarding black hole thermodynamics as having a statistical-mechanical explanation in exact parallel with the statistical-mechanical explanation believed to underly the thermodynamics of other systems. I focus on three lines of argument: zero-loop and one-loop calculations in quantum general relativity understood as a quantum field theory, using the path-integral formalism; calculations in string theory of the leading-order terms, higher-derivative corrections, and quantum corrections, in the black hole entropy formula for extremal and near-extremal black holes; (...) recovery of the qualitative and quantitative structure of black hole statistical mechanics via the AdS/CFT correspondence. In each case I briefly review the content of, and arguments for, the form of quantum gravity being used at a introductory level: the paper is aimed at students and non-specialists and does not presume advanced knowledge of quantum gravity.. My conclusion is that the evidence for black hole statistical mechanics is as solid as we could reasonably expect it to be in the absence of a directly-empirically-verified theory of quantum gravity. (shrink)

Imagine that we are on a train playing with some mechanical systems. Why can’t we detect any differences in their behavior when the train is parked versus when it is moving uniformly? The standard answer is that boosts are symmetries of Newtonian systems. In this paper, I use the case of a spring to argue that this answer is problematic because symmetries are neither sufficient nor necessary for preserving its behavior. I also develop a new answer according to which boosts (...) preserve the relational properties on which the behavior of a system depends, even when they are not symmetries. (shrink)

This is an essay about general covariance, and what it says about spacetime structure. After outlining a version of the dynamical approach to spacetime theories, and how it struggles to deal with generally covariant theories, I argue that we should think about the symmetry structure of spacetime rather differently in generally-covariant theories compared to non-generally-covariant theories: namely, as a form of internal rather than external symmetry structure.

In the recent philosophical literature, several counterexamples to the interpretative principle that symmetry-related models are physically equivalent have been suggested The Oxford handbook of philosophy of physics, Oxford University Press, Oxford, 2013, Noûs 52:946–981, 2018; Fletcher in Found Phys 50:228–249, 2020). Arguments based on these counterexamples can be understood as arguments from scientific practice of roughly the following form: because in scientific practice such-and-such symmetry-related models are treated as representing distinct physical situations, these models indeed represent distinct physical situations. In (...) this paper, a strategy for analysing arguments of this type is presented and applied to the examples that can be found in the literature. I argue that if we are exclusively interested in models understood as representing entire possible worlds, arguments from scientific practice should involve some additional assumptions to guarantee they are relevant for models understood in this way. However, none of the examples presented in the literature satisfy all these additional assumptions, which leads to the conclusion that arguments from scientific practice based on these examples do not undermine the interpretative principle that different symmetry-related models represent the same possible world. (shrink)

We explore the significance of physical theories set in Euclidean spacetimes. In particular, we explore the use of these theories in contemporary physics at large, and the sense in which there can be a notion of temporal evolution in these theories. Having achieved these tasks, we proceed to reflect on the lessons that one can take from such theories for Knox’s ‘inertial frame’ version of spacetime functionalism, which seems to issue incorrect verdicts in the case of theories with Euclidean metrical (...) structure. (shrink)

Background independence begins life as an informal property that a physical theory might have, often glossed as 'doesn't posit a fixed spacetime background'. Interest in trying to offer a precise account of background independence has been sparked by the pronouncements of several theorists working on quantum gravity that background independence embodies in some sense an essential discovery of the General Theory of Relativity, and a feature we should strive to carry forward to future physical theories. This paper has two goals. (...) The first is to investigate what a world must be like in order to be truly described by a background independent theory given extant accounts of background independence. The second is to argue that there are no non-empirical reasons to be more confident in theories that satisfy extant accounts of background independence than in theories that don't. The paper concludes by drawing a general moral about a way in which focussing primarily on mathematical formulations of our physical theories can adversely affect debates in the metaphysics of physics. (shrink)

According to the Standard Model of particle physics, some gauge transformations are physical symmetries. That is, they are mathematical transformations that relate representatives of distinct physical states of affairs. This is at odds with the standard philosophical position according to which gauge transformations are an eliminable redundancy in a gauge theory's representational framework. In this paper I defend the Standard Model's treatment of gauge from an objection due to Richard Healey. If we follow the Standard Model in taking some gauge (...) transformations to be physical symmetries then we face the “strong CP problem”, but if we adopt the standard philosophical position on gauge then the strong CP problem dissolves. Healey offers this as a reason in favor of the standard philosophical view. However, as I argue here, following Healey's recommendation gives a theory that makes bad empirical predictions. (shrink)

The hole argument concludes that substantivalism about spacetime entails the radical indeterminism of the general theory of relativity (GR). In this paper, I amend and defend a response to the hole argument first proposed by Butterfield (1989) that relies on the idea of counterpart substantivalism. My amendment clarifies and develops the metaphysical presuppositions of counterpart substantivalism and its relation to various definitions of determinism. My defence consists of two claims. First, contra Weatherall (2018) and others: the hole argument is not (...) a blunder resulting from a mistaken view on how mathematical physics works, and requires a developed (meta)metaphysical response. Second, contra Melia (1999) and others: one can be content with a notion of determinism for GR which is not sensitive to merely haecceitistic differences. (shrink)

We study a long-recognised but under-appreciated symmetry called dynamical similarity and illustrate its relevance to many important conceptual problems in fundamental physics. Dynamical similarities are general transformations of a system where the unit of Hamilton’s principal function is rescaled, and therefore represent a kind of dynamical scaling symmetry with formal properties that differ from many standard symmetries. To study this symmetry, we develop a general framework for symmetries that distinguishes the observable and surplus structures of a theory by using the (...) minimal freely specifiable initial data for the theory that is necessary to achieve empirical adequacy. This framework is then applied to well-studied examples including Galilean invariance and the symmetries of the Kepler problem. We find that our framework gives a precise dynamical criterion for identifying the observables of those systems, and that those observables agree with epistemic expectations. We then apply our framework to dynamical similarity. First we give a general definition of dynamical similarity. Then we show, with the help of some previous results, how the dynamics of our observables leads to singularity resolution and the emergence of an arrow of time in cosmology. (shrink)

I critically examine the assumption that the theoretical structure that varies under theoretical symmetries is redundant and should be eliminated from a metaphysical picture of the universe, following a ‘symmetry to reality’ inference. I do so by analysing the status of coordinate change symmetries taking a pragmatic approach. I argue that coordinate systems function as indexical devices, and play an important pragmatic role for representing concrete physical systems. I examine the implications of considering this pragmatic role seriously, taking what I (...) call a perspectivist stance. My conclusion is that under a perspectivist stance, all symmetries (including local gauge symmetries) potentially have a direct empirical status: they point to dynamical aspects that are invariant under changes of operationalisation, and they constitute a guide not to reality, but to nomology and kinship. (shrink)

This special issue of Foundations of Physics collects together articles representing some recent new perspectives on the hole argument in the history and philosophy of physics. Our task here is to introduce those new perspectives.

We make some remarks on the mathematics and metaphysics of the hole argument, in response to a recent article in this journal by Weatherall. Broadly speaking, we defend the mainstream philosophical literature from the claim that correct usage of the mathematics of general relativity ‘blocks’ the argument.

Within the context of general relativity, the Heraclitus asymmetry property requires that no distinct pair of spacetime events have the same local structure Manchak and Barrett (2023). Here, we explore Heraclitus-maximal worlds – those which are “as large as they can be” with respect to the Heraclitus property. Using Zorn’s lemma, we prove that such worlds exist and highlight a number of their properties. If attention is restricted to Heraclitus-maximal worlds, we show senses in which observers have the epistemic resources (...) to know which world they inhabit. (shrink)

In the recent philosophical debate about the relationship between symmetries and physical equivalence, two approaches have been distinguished: motivationalism and interpretationalism. In this paper, I point out that there are variants of interpretationalism that have not been taken into account by the proponents of motivationalism. I also argue that some of these overlooked variants of interpretationalism are not prone to the motivationalists’ criticism and overall are the most attractive positions available.

We review Gordon Belot’s ‘Accelerating Expansion: Philosophy and Physics with a Positive Cosmological Constant’ (OUP, 2023).