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This paper presents a framework that editors, peer reviewers, and authors can use to identify and resolve efficiently disputes that arise during peer review in scientific journals. The framework is called a scientific dialectical brief. In this framework, differences among authors and reviewers are formatted into specific assertions and the support each party provides for its position. A literature review suggests that scientists use five main types of support; empirical data, reasoning, speculation, feelings, and status. It is suggested that the (...) scientific dialectical brief format can streamline the review process by facilitating rapid differentiation between stronger and weaker support, so that valuable time can be focused on the better-substantiated claims. The paper concludes with some suggestions for implementation. (shrink)

A growing body of literature has identified potential problems that can compromise the quality, fairness, and integrity of journal peer review, including inadequate review, inconsistent reviewer reports, reviewer biases, and ethical transgressions by reviewers. We examine the evidence concerning these problems and discuss proposed reforms, including double-blind and open review. Regardless of the outcome of additional research or attempts at reforming the system, it is clear that editors are the linchpin of peer review, since they make decisions that have a (...) significant impact on the process and its outcome. We consider some of the steps editors should take to promote quality, fairness and integrity in different stages of the peer review process and make some recommendations for editorial conduct and decision-making. (shrink)

Born in the 17th century, journal peer review is an extremely diverse technology, constantly torn between two often incompatible goals: the validation of manuscripts conceived as a collective industrial-like reproducible process performed to assert scientific statements, and the dissemination of articles considered as a means to spur scientific discussion, raising controversies, and civically challenging a state of knowledge. Such a situation is particularly conducive to clarifying the processes of valuation and evaluation in journal peer review. In this article, such processes (...) are considered as specific tests in order to emphasize the uncertain properties of pre-tests manuscripts. On the one hand, evaluation tests are examined at the core of the validation of manuscripts, such as defining the coordination of judging instances or controlling the modalities of inter-knowledge between reviewers and authors. They are also studied regarding the dissemination of articles, notably through the contemporary conception of a continuing evaluation test termed “post publication peer review”. On the other hand, valuation tests are both part of the validation of manuscripts, such as the weighting of different judgments of the same manuscript and the tensions that these hierarchies cause, and of the dissemination of articles, such as attention metrics recording the uses of articles. The conclusion sketches out how the articulation of these different tests has recently empowered readers as a new key judging instance for dissemination and for validation, potentially transforming the definition of peers, and thus the whole process of journal peer review. (shrink)

Peer review is a topic of considerable concern to many researchers, and there is a correspondingly large body of research on the topic. This issue of Science and Engineering Ethics presents recent work on peer review that is both grounded in empirical science and is applicable to policy decisions. This research raises two basic questions; (a) how does current peer review operate, and (b) how can it be improved? Topics addressed include descriptions of how peer review is used in Federal (...) agencies. whether peer review leads to better manuscripts, demographic characteristics of authors or reviewers (status or institutional affiliation), blinding of reviewers, authors, or results, reliability and consistency of reviews, accepting a paper before the study is done, simultaneous submission, and use of dispute resolution procedures such as scientific dialectical and pleading protocols. (shrink)

This paper presents a framework that editors, peer reviewers, and authors can use to identify and resolve efficiently disputes that arise during peer review in scientific journals. The framework is called a scientific dialectical brief. In this framework, differences among authors and reviewers are formatted into specific assertions and the support each party provides for its position. A literature review suggests that scientists use five main types of support; empirical data, reasoning, speculation, feelings, and status. It is suggested that the (...) scientific dialectical brief format can streamline the review process by facilitating rapid differentiation between stronger and weaker support, so that valuable time can be focused on the better-substantiated claims. The paper concludes with some suggestions for implementation. (shrink)

Prediction markets, which trade contracts based on the results of predictions, have been remarkably successful in predicting the results of political events. A number of proposals have been made to extend prediction markets to scientific questions, and some small-scale science prediction markets have been implemented. Advocates for science prediction markets argue that they could alleviate problems in science such as bias in peer review and epistemically unjustified consensus. I argue that bias in peer review and epistemically unjustified consensuses are genuine (...) problems in science, and that current attempts to solve them fail in practical circumstances. Prediction markets do show some promise for answering scientific questions while avoiding the pitfalls of consensus and peer review. However, there are strong reasons to believe that science prediction markets will not perform nearly so well as election prediction markets, and implementing prediction markets on a large scale could have significant unintended consequences for the organization of scientific research. The promise of prediction markets to solve current problems in assessing scientific claims is therefore largely illusory. (shrink)

Recent reinterpretations of Mendel's 1865 paper on Pisum as normal nineteenth-century science do not automatically solve the neglect issue. Those who argue that there were cognitive grounds for its neglect have only created a greater paradox, for if Mendel's work was not ahead of its time but was simply excellent normal science, then it should have been used by his contemporaries, as indeed was his work on Hieracium, which was average work. An examination of the nineteenth-century data in terms of (...) recent knowledge about scientific communication suggests that knowledge of Mendel's Pisum work never entered the informal communication network of nineteenth-century botany, and that very few individuals, either by chance or referral, located the Brünn Verhandlungen and read the paper. By this interpretation, Mendel's work was not neglected, it was not known. (shrink)

The failure to consider the Sokal affair in light of other, related episodes has contributed to a wholesale misreading of its significance. The episode has often been offered as evidence for the bankruptcy of a broad and diverse collection offields, variously referred to as cultural studies of science, sociology of science, history of science, and science and technology studies. However, when viewed in context, the Sokal affair illustrates pre cisely why social scientific and humanistic studies of science are necessary. To (...) develop this argument, the author explicitly compares Alan Sokal's experiment with a similar experiment, performed by William M. Epstein and published in this very journal. Comparing the research questions, methods, ethics, and reception of these two experi ments not only reveals the limitations of Sokal's critique but also shows that Sokal has unwittingly endorsed one of the central lines of research in science and technology studies. (shrink)

This article reports the results of a study of confirmational response bias among social work journals. A contrived research paper with positive findings and its negative mirror image were submitted to two different groups of social work journals and to two comparison groups of journals outside social work. The quantitative results, suggesting bias, are tentative; but the qualitative findings based upon an analysis of the referee comments are clear and consistent. Few referees from prestigious or nonprestcgrous social work journals prepared (...) reviews that were knowledgeable, scientifically astute, or objective. The best reviews came from journals outside of soccal work or from journals that are accepted as social work journals but originate with other disciplines. (shrink)

BackgroundTriggered by a series of controversies and diversifying expectations of editorial practices, several innovative peer review procedures and supporting technologies have been proposed. However, adoption of these new initiatives seems slow. This raises questions about the wider conditions for peer review change and about the considerations that inform decisions to innovate. We set out to study the structure of commercial publishers’ editorial process, to reveal how the benefits of peer review innovations are understood, and to describe the considerations that inform (...) the implementation of innovations.MethodsWe carried out field visits to the editorial office of two large academic publishers housing the editorial staff of several hundreds of journals, to study their editorial process, and interviewed editors not affiliated with large publishers. Field notes were transcribed and analysed using coding software.ResultsAt the publishers we analysed, the decision-making structure seems to show both clear patterns of hierarchy and layering of the different editorial practices. While information about new initiatives circulates widely, their implementation depends on assessment of stakeholder’s wishes, impact on reputation, efficiency and implementation costs, with final decisions left to managers at the top of the internal hierarchy. Main tensions arise between commercial and substantial arguments. The editorial process is closely connected to commercial practices of creating business value, and the very specific terms in which business value is understood, such as reputation considerations and the urge to increase efficiency. Journals independent of large commercial publishers tend to have less hierarchically structured processes, report more flexibility to implement innovations, and to a greater extent decouple commercial and editorial perspectives.ConclusionOur study demonstrates that peer review innovations are partly to be understood in light of commercial considerations related to reputation, efficiency and implementations costs. These arguments extend beyond previously studied topics in publishing economics, including publishers’ choice for business or publication models and reach into the very heart of the editorial and peer review process. (shrink)

This study seeks to examine the impact of alumni connections between the evaluators and evaluatees on the results of peer review ratings for the Korean national R&D project and selection success rate. Specifically, this study analyzed the evaluation results of 8,402 research proposal entries submitted between 2007 and 2011 for the “general researchers support project,” all in the Natural Science and Engineering areas and sponsored by the National Research Foundation of Korea. Each proposal entry was evaluated by three evaluators, and (...) approximately 39 percent of the proposals had at least one evaluator from the same university. The results of this study showed that evaluators have a tendency to give relatively high scores to research proposals submitted by the alumni of the same universities as their alma mater. Also, when an evaluator from the same university as an evaluatee was included in the evaluator group, the results of this study showed that the percentage of entry submissions was higher compared to the contrary. Such results show that in the process of peer review–based research proposal evaluations for national R&D projects, alumni connections have significant influence on evaluation results in South Korea. (shrink)

Peer review of journal submissions has become one of the most important pillars of quality management in academic publishing. Because of growing concerns with the quality and effectiveness of the system, a host of enthusiastic innovators has proposed and experimented with new procedures and technologies. However, little is known about whether these innovations manage to convince other journal editors. This paper will address open questions regarding the implementation of new review procedures, the occurrence rate of various peer review procedures and (...) their distribution over scientific disciplines or academic publishers, as well as the motivations for editors or publishers to engage in novel review procedures. It shows that in spite of enthusiastic innovation, the adoption of new peer review procedures is in fact very slow, with the exception of text similarity scanners. For now, peer review innovations appear to be restricted to specific niches in academic publishing. Analysing these niches, the article concludes with a reflection on the circumstances in which innovations might be more widely implemented. (shrink)

Peer review is widely recognized as a mechanism for quality control of academic content. This research article aims at comparing the review reports and decisions of reviewers who are members of the editorial board of the European Scientific Journal with those reviewers suggested by the authors and who are not affiliated with the journal. 457 review reports on 378 papers submitted to the ESJ in the period of October–December 2017 were analysed. Statistical methods including OLS and Wilcoxon rank-sum test were (...) applied based on the score approach toward the reviewers’ assessments of the papers and their characteristics related to the country, gender, and time of revisions. Results show the difference between the decisions these two groups of reviewers made. Even though editor-suggested and author-suggested reviewers need equal time to review a paper, the former are less favourable towards the authors of the papers. It is also concluded that factors such as time and country of the reviewers influence their decisions. In this regard, the editors should avoid relying their decisions solely on review reports received from reviewers suggested by the authors. However, further research with larger sample sizes should be conducted. (shrink)