§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of -analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to -formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated -comprehension, e.g., -comprehension. The details will be laid out in [28].Ordinal-theoretic proof theory (...) came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2 is still something to be sought. However, for reasons that cannot be explained here, -comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2 in the foreseeable future.Roughly speaking, ordinally informative proof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results. (shrink)

In this paper we calibrate the exact proof-theoretic strength of Kruskal's theorem, thereby giving, in some sense, the most elementary proof of Kruskal's theorem. Furthermore, these investigations give rise to ordinal analyses of restricted bar induction.

Abstract.This paper is the first in a series of three which culminates in an ordinal analysis of Π12-comprehension. On the set-theoretic side Π12-comprehension corresponds to Kripke-Platek set theory, KP, plus Σ1-separation. The strength of the latter theory is encapsulated in the fact that it proves the existence of ordinals π such that, for all β>π, π is β-stable, i.e. Lπ is a Σ1-elementary substructure of Lβ. The objective of this paper is to give an ordinal analysis of a scenario of (...) not too complicated stability relations as experience has shown that the understanding of the ordinal analysis of Π12-comprehension is greatly facilitated by explicating certain simpler cases first.This paper introduces an ordinal representation system based on ν-indescribable cardinals which is then employed for determining an upper bound for the proof–theoretic strength of the theory KPi+ ∀ρ ∃ππ is π+ρ-stable, where KPi is KP augmented by the axiom saying that every set is contained in an admissible set. (shrink)

Let $\Omega:= \aleph_1$ . For any $\alpha \Omega:\xi = \omega^\xi\}$ let EΩ (α) be the finite set of ε-numbers below Ω which are needed for the unique representation of α in Cantor-normal form using 0, Ω, +, and ω. Let $\alpha^\ast:= \max (E_\Omega(\alpha) \cup \{0\})$ . A function f: εΩ + 1 → Ω is called essentially increasing, if for any $\alpha < \varepsilon_{\Omega + 1}; f(\alpha) \geq \alpha^\ast: f$ is called essentially monotonic, if for any $\alpha,\beta < \varepsilon_{\Omega + (...) 1}$; $\alpha \leq \beta \wedge \alpha^\ast \leq \beta^\ast \Rightarrow f(\alpha) \leq f(\beta).$ Let Clf(0) be the least set of ordinals which contains 0 as an element and which satisfies the following two conditions: (a) $\alpha,\beta \epsilon \mathrm{Cl}_f(0) \Rightarrow \omega^\alpha + \beta \epsilon \mathrm{Cl}_f(0)$ , (b) $E_\Omega\alpha \subseteq \mathrm{Cl}_f(0) \Rightarrow f(\alpha) \epsilon \mathrm{Cl}_f(0)$ . Let ϑεΩ + 1 be the Howard-Bachmann ordinal, which is, for example, defined in [3]. The following theorem is shown: If f:εΩ + 1 → Ω is essentially monotonic and essentially increasing, then the order type of Clf(0) is less than or equal to ϑεΩ + 1. (shrink)

For α less than ε0 let $N\alpha$ be the number of occurrences of ω in the Cantor normal form of α. Further let $\mid n \mid$ denote the binary length of a natural number n, let $\mid n\mid_h$ denote the h-times iterated binary length of n and let inv(n) be the least h such that $\mid n\mid_h \leq 2$ . We show that for any natural number h first order Peano arithmetic, PA, does not prove the following sentence: For all (...) K there exists an M which bounds the lengths n of all strictly descending sequences $\langle \alpha_0, ..., \alpha_n\rangle$ of ordinals less than ε0 which satisfy the condition that the Norm $N\alpha_i$ of the i-th term αi is bounded by $K + \mid i \mid \cdot \mid i\mid_h$ . As a supplement to this (refined Friedman style) independence result we further show that e.g., primitive recursive arithmetic, PRA, proves that for all K there is an M which bounds the length n of any strictly descending sequence $\langle \alpha_0,..., \alpha_n\rangle$ of ordinals less than ε0 which satisfies the condition that the Norm $N\alpha_i$ of the i-th term αi is bounded by $K + \mid i \mid\cdot inv(i)$ . The proofs are based on results from proof theory and techniques from asymptotic analysis of Polya-style enumerations. Using results from Otter and from Matou $\breve$ ek and Loebl we obtain similar characterizations for finite bad sequences of finite trees in terms of Otter's tree constant 2.9557652856... (shrink)

In this article we give a unifying approach to the theory of fundamental sequences and their related Hardy hierarchies of number-theoretic functions and we show the equivalence of the new approach with the classical one.

We prove that the boundedness theorem of generalized recursion theory can be derived from the ω-completeness theorem for number theory. This yields a proof of the boundedness theorem which does not refer to the analytical hierarchy theorem.

Inspired by Pohlers' local predicativity approach to Pure Proof Theory and Howard's ordinal analysis of bar recursion of type zero we present a short, technically smooth and constructive strong normalization proof for Gödel's system T of primitive recursive functionals of finite types by constructing an ε 0 -recursive function [] 0 : T → ω so that a reduces to b implies [a] $_0 > [b]_0$ . The construction of [] 0 is based on a careful analysis of the Howard-Schütte (...) treatment of Gödel's T and utilizes the collapsing function ψ: ε 0 → ω which has been developed by the author for a local predicativity style proof-theoretic analysis of PA. The construction of [] 0 is also crucially based on ideas developed in the 1995 paper "A proof of strongly uniform termination for Gödel's T by the method of local predicativity" by the author. The results on complexity bounds for the fragments of T which are obtained in this paper strengthen considerably the results of the 1995 paper. Indeed, for given n let T n be the subsystem of T in which the recursors have type level less than or equal to n+2. (By definition, case distinction functionals for every type are also contained in T n .) As a corollary of the main theorem of this paper we obtain (reobtain?) optimal bounds for the T n -derivation lengths in terms of ω n+2 -descent recursive functions. The derivation lengths of type one functionals from T n (hence also their computational complexities) are classified optimally in terms of $ -descent recursive functions. In particular we obtain (reobtain?) that the derivation lengths function of a type one functional a ∈ T 0 is primitive recursive, thus any type one functional a in T 0 defines a primitive recursive function. Similarly we also obtain (reobtain?) a full classification of T 1 in terms of multiple recursion. As proof-theoretic corollaries we reobtain the classification of the IΣ n+1 -provably recursive functions. Taking advantage from our finitistic and constructive treatment of the terms of Gödel's T we reobtain additionally (without employing continuous cut elimination techniques) that PRA + PRWO ( $\varepsilon_0) \vdash \Pi^0_2$ - Refl(PA) and PRA + PRWO ( $\omega_{n+2}) \vdash \Pi^0_2$ - Refl(I Σ n+1 ), hence PRA + PRWO( $\epsilon_0) \vdash$ Con(PA) and PRA + PRWO( $\omega_{n+2}) \vdash$ Con(IΣ n+1 ). For programmatic reasons we outline in the introduction a vision of how to apply a certain type of infinitary methods to questions of finitary mathematics and recursion theory. We also indicate some connections between ordinals, term rewriting, recursion theory and computational complexity. (shrink)

Let T(Ω) be the ordinal notation system from Buchholz-Schütte (1988). [The order type of the countable segmentT(Ω)0 is — by Rathjen (1988) — the proof-theoretic ordinal the proof-theoretic ordinal ofACA 0 + (Π 1 l −TR).] In particular let ↦Ω a denote the enumeration function of the infinite cardinals and leta ↦ ψ0 a denote the partial collapsing operation on T(Ω) which maps ordinals of T(Ω) into the countable segment TΩ 0 of T(Ω). Assume that the (fast growing) extended Grzegorczyk (...) hierarchy $(F_a )_{a \in T(\Omega )_0 }$ and the slow growing hierarchy $(G_a )_{a \in T(\Omega )_0 }$ are defined with respect to the natural system of distinguished fundamental sequences of Buchholz and Schütte (1988) in the following way: $$\begin{array}{*{20}c} {G_0 (n): = 0,} & {F_0 (n): = (n + 1)^2 ,} \\ {\begin{array}{*{20}c} {G_{a + 1} (n): = G_a (n) + 1,} \\ {G_l (n): = G_{l[n]} (n),} \\ \end{array} } & {\begin{array}{*{20}c} {F_{a + 1} (n): = \underbrace {F_a (...F_a }_{n + 1 - times}(n)...),} \\ {F_l (n): = F_{l[n]} (n),} \\ \end{array} } \\ \end{array}$$ wherel is a countable limit ordinal (term) and (l[n]) n ∈N is the distinguished fundamental sequence assigned tol. For each ordinal (term)a in T(Ω) and each natural numbern letC n (a) be the formal term which results from the ordinal terma by successively replacing every occurence ofψ a by $\psi _{ - 1 + C_n (a)}$ whereψ −1 is considered as a defined function symbol, namely $\psi _{ - 1} b: = F_{\psi _0 b + 1} (n + 1)$ . (Note thatψ a 0=Ω a ) In this article it is shown that for each ordinal termψ 0 a in T(Ω) there exists a natural numbern 0 such thatψ 0 C n (a) ∈ T(Ω) and $G_{\psi _0 a} (n) \leqslant F_{\psi _0 C_n (a) + 1} (n + 1)$ holds for alln≥n 0. This hierarchy comparison theorem yields a plethora of new results on nontrivial lower bounds for the slow growing ordinals — i.e. ordinals for which the slow growing hierarchy yields a classification of the provably total functions of the theory in question — of various theories of iterated inductive definitions (and subsystems ofKPi) and on the number and size of the subrecursively inaccessible ordinals — i.e. ordinals at which the extended Grzegorczyk hierarchy and the slow growing hierarchy catch up — below the proof-theoretic ordinal ofACA 0+(Π 1 l −TR). In particular these subrecursively inaccessibles ordinals are necessarily of the form $\psi _0 \Omega ..._{\Omega _\omega }$. (shrink)

Dynamic ordinal analysis is ordinal analysis for weak arithmetics like fragments of bounded arithmetic. In this paper we will define dynamic ordinals – they will be sets of number theoretic functions measuring the amount of sΠ b 1(X) order induction available in a theory. We will compare order induction to successor induction over weak theories. We will compute dynamic ordinals of the bounded arithmetic theories sΣ b n (X)−L m IND for m=n and m=n+1, n≥0. Different dynamic ordinals lead to (...) separation. In this way we will obtain several separation results between these relativized theories. We will generalize our results to further languages extending the language of bounded arithmetic. (shrink)

Kirby and Paris have exhibited combinatorial algorithms whose computations always terminate, but for which termination is not provable in elementary arithmetic. However, termination of these computations can be proved by adding an axiom first introduced by Goodstein in 1944. Our purpose is to investigate this axiom of Goodstein, and some of its variants, and to show that these are potentially adequate to prove termination of computations of a wide class of algorithms. We prove that many variations of Goodstein's axiom are (...) equivalent, over elementary arithmetic, and contrast these results with those recently obtained for Kruskal's theorem. (shrink)

We suggest an algebraic approach to proof-theoretic analysis based on the notion of graded provability algebra, that is, Lindenbaum boolean algebra of a theory enriched by additional operators which allow for the structure to capture proof-theoretic information. We use this method to analyze Peano arithmetic and show how an ordinal notation system up to 0 can be recovered from the corresponding algebra in a canonical way. This method also establishes links between proof-theoretic ordinal analysis and the work which has been (...) done in the last two decades on provability logic and reflection principles. Because of its abstract algebraic nature, we hope that it will also be of interest for non-prooftheorists. (shrink)

We define a direct translation from finite rooted trees to finite natural functions which shows that the Worm Principle introduced by Lev Beklemishev is equivalent to a very slight variant of the well-known Kirby-Paris' Hydra Game. We further show that the elements in a reduction sequence of the Worm Principle determine a bad sequence in the well-quasi-ordering of finite sequences of natural numbers with respect to Friedman's gapembeddability. A characterization of gap-embeddability in terms of provability logic due to Lev Beklemishev (...) is also presented. (shrink)