In the first part we show why ordinals and ordinal notations are naturally connected with proof theoretical research. We introduce the program of ordinal analysis. The second part gives examples of applications of ordinal analysis.

This paper consists primarily of a survey of results of Harvey Friedman about some proof-theoretic aspects of various forms of Kruskal's tree theorem, and in particular the connection with the ordinal Γ0. We also include a fairly extensive treatment of normal functions on the countable ordinals, and we give a glimpse of Verlen hierarchies, some subsystems of second-order logic, slow-growing and fast-growing hierarchies including Girard's result, and Goodstein sequences. The central theme of this paper is a powerful theorem due to (...) Kruskal, the ‘tree theorem’, as well as a ‘finite miniaturization’ of Kruskal's theorem due to Harvey Friedman. These versions of Kruskal's theorem are remarkable from a proof-theoretic point of view because they are not provable in relatively strong logical systems. They are examples of so-called ‘natural independence phenomena’, which are considered by most logicians as more natural than the metamathematical incompleteness results first discovered by Gödel. Kruskal's tree theorem also plays a fundamental role in computer science, because it is one of the main tools for showing that certain orderings on trees are well founded. These orderings play a crucial role in proving the termination of systems of rewrite rules and the correctness of Knuth-Bendix completion procedures. There is also a close connection between a certain infinite countable ordinal called Γo and Kruskal's theorem. Previous definitions of the function involved in this connection are known to be incorrect, in that, the function is not monotonic. We offer a repaired definition of this function, and explore briefly the consequences of its existence. (shrink)

This paper deals with a philosophical question that arises within the theory of computational complexity: how to understand the notion of INTRINSIC complexity or difficulty, as opposed to notions of difficulty that depend on the particular computational model used. The paper uses ideas from Blum's abstract approach to complexity theory to develop an extensional approach to this question. Among other things, it shows how such an approach gives detailed confirmation of the view that subrecursive hierarchies tend to rank functions in (...) terms of their intrinsic, and not just their model-dependent, difficulty, and it shows how the approach allows us to model the idea that intrinsic difficulty is a fuzzy concept. (shrink)

The termination of rewrite systems for parameter recursion, simple nested recursion and unnested multiple recursion is shown by using monotone interpretations both on the ordinals below the first primitive recursively closed ordinal and on the natural numbers. We show that the resulting derivation lengths are primitive recursive. As a corollary we obtain transparent and illuminating proofs of the facts that the schemata of parameter recursion, simple nested recursion and unnested multiple recursion lead from primitive recursive functions to primitive recursive functions.

Following our [6], though with somewhat different methods here, further variants of Goodstein sequences are introduced in terms of parameterized Ackermann–Péter functions. Each of the sequences is shown to terminate, and the proof-theoretic strengths of these facts are calibrated by means of ordinal assignments, yielding independence results for a range of theories: PRA, PA,$\Sigma ^1_1$-DC$_0$, ATR$_0$, up to ID$_1$. The key is the so-called “Hardy hierarchy” of proof-theoretic bounding finctions, providing a uniform method for associating Goodstein-type sequences with parameterized normal (...) form representations of positive integers. (shrink)

Let T(Ω) be the ordinal notation system from Buchholz-Schütte (1988). [The order type of the countable segmentT(Ω)0 is — by Rathjen (1988) — the proof-theoretic ordinal the proof-theoretic ordinal ofACA 0 + (Π 1 l −TR).] In particular let ↦Ω a denote the enumeration function of the infinite cardinals and leta ↦ ψ0 a denote the partial collapsing operation on T(Ω) which maps ordinals of T(Ω) into the countable segment TΩ 0 of T(Ω). Assume that the (fast growing) extended Grzegorczyk (...) hierarchy $(F_a )_{a \in T(\Omega )_0 }$ and the slow growing hierarchy $(G_a )_{a \in T(\Omega )_0 }$ are defined with respect to the natural system of distinguished fundamental sequences of Buchholz and Schütte (1988) in the following way: $$\begin{array}{*{20}c} {G_0 (n): = 0,} & {F_0 (n): = (n + 1)^2 ,} \\ {\begin{array}{*{20}c} {G_{a + 1} (n): = G_a (n) + 1,} \\ {G_l (n): = G_{l[n]} (n),} \\ \end{array} } & {\begin{array}{*{20}c} {F_{a + 1} (n): = \underbrace {F_a (...F_a }_{n + 1 - times}(n)...),} \\ {F_l (n): = F_{l[n]} (n),} \\ \end{array} } \\ \end{array}$$ wherel is a countable limit ordinal (term) and (l[n]) n ∈N is the distinguished fundamental sequence assigned tol. For each ordinal (term)a in T(Ω) and each natural numbern letC n (a) be the formal term which results from the ordinal terma by successively replacing every occurence ofψ a by $\psi _{ - 1 + C_n (a)}$ whereψ −1 is considered as a defined function symbol, namely $\psi _{ - 1} b: = F_{\psi _0 b + 1} (n + 1)$ . (Note thatψ a 0=Ω a ) In this article it is shown that for each ordinal termψ 0 a in T(Ω) there exists a natural numbern 0 such thatψ 0 C n (a) ∈ T(Ω) and $G_{\psi _0 a} (n) \leqslant F_{\psi _0 C_n (a) + 1} (n + 1)$ holds for alln≥n 0. This hierarchy comparison theorem yields a plethora of new results on nontrivial lower bounds for the slow growing ordinals — i.e. ordinals for which the slow growing hierarchy yields a classification of the provably total functions of the theory in question — of various theories of iterated inductive definitions (and subsystems ofKPi) and on the number and size of the subrecursively inaccessible ordinals — i.e. ordinals at which the extended Grzegorczyk hierarchy and the slow growing hierarchy catch up — below the proof-theoretic ordinal ofACA 0+(Π 1 l −TR). In particular these subrecursively inaccessibles ordinals are necessarily of the form $\psi _0 \Omega ..._{\Omega _\omega }$. (shrink)

We survey a selection of results about majorization hierarchies. The main focus is on classical and recent results about the comparison between the slow and fast growing hierarchies.

This paper consists primarily of a survey of results of Harvey Friedman about some proof-theoretic aspects of various forms of Kruskal's tree theorem, and in particular the connection with the ordinal Γ0. We also include a fairly extensive treatment of normal functions on the countable ordinals, and we give a glimpse of Verlen hierarchies, some subsystems of second-order logic, slow-growing and fast-growing hierarchies including Girard's result, and Goodstein sequences. The central theme of this paper is a powerful theorem due to (...) Kruskal, the ‘tree theorem’, as well as a ‘finite miniaturization’ of Kruskal's theorem due to Harvey Friedman. These versions of Kruskal's theorem are remarkable from a proof-theoretic point of view because they are not provable in relatively strong logical systems. They are examples of so-called ‘natural independence phenomena’, which are considered by most logicians as more natural than the metamathematical incompleteness results first discovered by Gödel. Kruskal's tree theorem also plays a fundamental role in computer science, because it is one of the main tools for showing that certain orderings on trees are well founded. These orderings play a crucial role in proving the termination of systems of rewrite rules and the correctness of Knuth-Bendix completion procedures. There is also a close connection between a certain infinite countable ordinal called Γo and Kruskal's theorem. Previous definitions of the function involved in this connection are known to be incorrect, in that, the function is not monotonic. We offer a repaired definition of this function, and explore briefly the consequences of its existence. (shrink)

Subrecursive hierarchy classifications are used to compare the complexities of recursive functions according to their derivations in a version of Kleene's equation calculus, and their computations by term-rewriting. In each case ordinal bounds are assigned, and it turns out that the respective complexity measures are given by a version of the Fast Growing Hierarchy, and the Slow Growing Hierarchy. Known comparisons between the two hierarchies then provide ordinal trade-offs between derivation and computation. Characteristics of some well-known subrecursive classes are also (...) read off. (shrink)