This paper explores the options available to the anti-realist to defend a Quinean empirical under-determination thesis using examples of dualities. I first explicate a version of the empirical under-determination thesis that can be brought to bear on theories of contemporary physics. Then I identify a class of examples of dualities that lead to empirical under-determination. But I argue that the resulting under-determination is benign, and is not a threat to a cautious scientific realism. Thus dualities are not new ammunition for (...) the anti-realist. The paper also shows how the number of possible interpretative options about dualities that have been considered in the literature can be reduced, and suggests a general approach to scientific realism that one may take dualities to favour. (shrink)

This essay is concerned with a number of related proposals that claim there is a link between spacetime topology and quantum entanglement. I indicate the extent to which these proposals can be understood as stating a duality, and then consider two general approaches to articulating such a duality: a “state-based” approach, under which one attempts to identify relevant topological states as dual to quantum entangled states; and an “observable-based” approach, under which one attempts to identify relevant topological observables as dual (...) to quantum entangement observables. Both approaches are faced with issues, essentially due to the ambiguous nature of quantum entanglement, that remain to be addressed. (shrink)

Typically, a less fundamental theory, or structure, emerging from a more fundamental one is an example of synchronic emergence. A model emerging from a prior model upon which it nevertheless depends is an example of diachronic emergence. The case of spacetime emergent from quantum gravity and quantum cosmology challenges these two conceptions of emergence. Here, I propose two more-general conceptions of emergence, analogous to the synchronic and diachronic ones, but which are potentially applicable to the case of emergent spacetime: an (...) inter-level, hierarchical conception, and an intra-level, ‘flat’ conception. I then explore whether, and how, these ideas may be applicable in the case of several putative examples of relativistic spacetime emergent from the non-spatiotemporal structures described by different approaches to quantum gravity, and of spacetime emergent from a non-spatiotemporal ‘big bang’ state according to different examples of quantum cosmology. (shrink)

I begin to develop a framework for emergence in the physical sciences. Namely, I propose to explicate ontological emergence in terms of the notion of ‘novel reference’, and of an account of interpretation as a map from theory to world. I then construe ontological emergence as the “failure of the interpretation to mesh” with an appropriate linkage map between theories. Ontological emergence can obtain between theories that have the same extension but different intensions, and between theories that have both different (...) extensions and intensions. I illustrate the framework in three examples: the emergence of spontaneous magnetisation in a ferromagnet, the emergence of masslessness, and the emergence of space, in specific models of physics. The account explains why ontological emergence is independent of reduction: namely, because emergence is primarily concerned with adequate interpretation, while the sense of reduction that is relevant here is concerned with inter-theoretic relations between uninterpreted theories. (shrink)

I review the philosophical literature on the question of when two physical theories are equivalent. This includes a discussion of empirical equivalence, which is often taken to be necessary, and sometimes taken to be sufficient, for theoretical equivalence; and “interpretational” equivalence, which is the idea that two theories are equivalent just in case they have the same interpretation. It also includes a discussion of several formal notions of equivalence that have been considered in the recent philosophical literature, including (generalized) definitional (...) equivalence and categorical equivalence. The article concludes with a brief discussion of the relationship between equivalence and duality. The article is in two parts; this is Part 2, which addresses categorical equivalence, interpretational equivalence, and duality. (shrink)

We advocate an account of dualities between physical theories: the basic idea is that dual theories are isomorphic representations of a common core. We defend and illustrate this account, which we call a Schema, in relation to symmetries. Overall, the account meshes well with standard treatments of symmetries. But the distinction between the common core and the dual theories prompts a distinction between three kinds of symmetry: which we call ‘stipulated’, ‘accidental’ and ‘proper’.

Background independence begins life as an informal property that a physical theory might have, often glossed as 'doesn't posit a fixed spacetime background'. Interest in trying to offer a precise account of background independence has been sparked by the pronouncements of several theorists working on quantum gravity that background independence embodies in some sense an essential discovery of the General Theory of Relativity, and a feature we should strive to carry forward to future physical theories. This paper has two goals. (...) The first is to investigate what a world must be like in order to be truly described by a background independent theory given extant accounts of background independence. The second is to argue that there are no non-empirical reasons to be more confident in theories that satisfy extant accounts of background independence than in theories that don't. The paper concludes by drawing a general moral about a way in which focussing primarily on mathematical formulations of our physical theories can adversely affect debates in the metaphysics of physics. (shrink)

Dualities are a pervasive phenomenon in contemporary physics, in which two physical theories are empirically equivalent, yet prima facie make different ontological claims about the world (potentially very different claims—differing in e.g. the number and radius of dimensions of the universe). Dualities thus present a particular instantiation of the well-known notion of underdetermination of theory by evidence. Many different philosophical proposals have been made for how such putative underdetermination might be resolved—this continues to be a programme of active research.

In times of crisis, when current theories are revealed as inadequate to task, and new physics is thought to be required—physics turns to re-evaluate its principles, and to seek new ones. This paper explores the various types, and roles of principles that feature in the problem of quantum gravity as a current crisis in physics. I illustrate the diversity of the principles being appealed to, and show that principles serve in a variety of roles in all stages of the crisis, (...) including in motivating the need for a new theory, and defining what this theory should be like. In particular, I consider: the generalised correspondence principle, UV-completion, background independence, and the holographic principle. I also explore how the current crisis fits with Friedman’s view on the roles of principles in revolutionary theory-change, finding that while many key aspects of this view are not represented in quantum gravity, the view could potentially offer a useful diagnostic, and prescriptive strategy. This paper is intended to be relatively non-technical, and to bring some of the philosophical issues from the search for quantum gravity to a more general philosophical audience interested in the roles of principles in scientific theory-change. (shrink)

A ‘duality’ is a formal mapping between the spaces of solutions of two empirically equivalent theories. In recent times, dualities have been found to be pervasive in string theory and quantum field theory. Naïvely interpreted, duality-related theories appear to make very different ontological claims about the world—differing in e.g. space-time structure, fundamental ontology, and mereological structure. In light of this, duality-related theories raise questions familiar from discussions of underdetermination in the philosophy of science: in the presence of dual theories, what (...) is one to say about the ontology of the world? In this paper, we undertake a comprehensive and non-technical survey of the landscape of possible ontological interpretations of duality-related theories. We provide a significantly enriched and clarified taxonomy of options—several of which are novel to the literature. (shrink)

Relationships between current theories, and relationships between current theories and the sought theory of quantum gravity (QG), play an essential role in motivating the need for QG, aiding the search for QG, and defining what would count as QG. Correspondence is the broad class of inter-theory relationships intended to demonstrate the necessary compatibility of two theories whose domains of validity overlap, in the overlap regions. The variety of roles that correspondence plays in the search for QG are illustrated, using examples (...) from specific QG approaches. Reduction is argued to be a special case of correspondence, and to form part of the definition of QG. Finally, the appropriate account of emergence in the context of QG is presented, and compared to conceptions of emergence in the broader philosophy literature. It is argued that, while emergence is likely to hold between QG and general relativity, emergence is not part of the definition of QG, and nor can it serve usefully in the development and justification of the new theory. (shrink)

La physique contemporaine pourrait bien nous livrer un enseignement incroyable, à savoir que l'espace et le temps n'existent pas fondamentalement. Je présenterai succinctement les ontologies suggérées par les deux principaux programmes de recherche en gravité quantique : la théorie des cordes et la gravité quantique à boucles. Je soutiendrai ensuite qu'il est fructueux de prendre les différentes conceptions ontologiques de la conscience en philosophie de l'esprit en modèles pour la construction de solutions au problème de l'émergence de l'espace-temps.

Distance, it is often argued, is the only coherent and empirically adequate world-making relation that can glue together the elements of the world. This paper offers entanglement as an alternative world-making relation. Entanglement is interesting since it is consistent even with quantum gravity theories that do not feature space at the fundamental level. The paper thereby defends the metaphysical salience of such non-spatial theories. An account of distance is the predominant problem of empirical adequacy facing entanglement as a world-making relation. (...) A resolution of this obstacle utilizes insights from the Ryu–Takayanagi formula and Susskind and Maldacena’s related ER = EPR conjecture. Together these indicate how distance can be recovered from entanglement and thus carves the way for entanglement fundamentalism. (shrink)

While the relation between visualization and scientific understanding has been a topic of long-standing discussion, recent developments in physics have pushed the boundaries of this debate to new and still unexplored realms. For it is claimed that, in certain theories of quantum gravity, spacetime ‘disappears’: and this suggests that one may have sensible physical theories in which spacetime is completely absent. This makes the philosophical question whether such theories are intelligible, even more pressing. And if such theories are intelligible, the (...) question then is how they manage to do so. In this paper, we adapt the contextual theory of scientific understanding, developed by one of us, to fit the novel challenges posed by physical theories without spacetime. We construe understanding as a matter of skill rather than just knowledge. The appeal is thus to understanding, rather than explanation, because we will be concerned with the tools that scientists have at their disposal for understanding these theories. Our central thesis is that such physical theories can provide scientific understanding, and that such understanding does not require spacetimes of any sort. Our argument consists of four consecutive steps: (a) We argue, from the general theory of scientific understanding, that although visualization is an oft-used tool for understanding, it is not a necessary condition for it; (b) we criticise certain metaphysical preconceptions which can stand in the way of recognising how intelligibility without spacetime can be had; (c) we catalogue tools for rendering theories without a spacetime intelligible; and (d) we give examples of cases in which understanding is attained without a spacetime, and explain what kind of understanding these examples provide. (shrink)

The main aim of this paper is to make a remark about the relation between dualities between theories, as `duality' is understood in physics and equivalence of theories, as `equivalence' is understood in logic and philosophy. The remark is that in physics, two theories can be dual, and accordingly get called `the same theory', though we interpret them as disagreeing---so that they are certainly not equivalent, as `equivalent' is normally understood. So the remark is simple: but, I shall argue, worth (...) stressing---since often neglected. My argument for this is based on the account of duality developed by De Haro: which is illustrated here with several examples, from both elementary physics and string theory. Thus I argue that in some examples, including in string theory, two dual theories disagree in their claims about the world. I also spell out how this remark implies a limitation of proposals to understand theoretical equivalence as either logical equivalence or a weakening of it. (shrink)

We argue that dualities offer new possibilities for relating fundamentality, levels, and emergence. Namely, dualities often relate two theories whose hierarchies of levels are inverted relative to each other, and so allow for new fundamentality relations, as well as for epistemic emergence. We find that the direction of emergence typically found in these cases is opposite to the direction of emergence followed in the standard accounts. Namely, the standard emergence direction is that of decreasing fundamentality: there is emergence of less (...) fundamental, high-level entities, out of more fundamental, low-level entities. But in cases of duality, a more fundamental entity can emerge out of a less fundamental one. This possibility can be traced back to the existence of different classical limits in quantum field theories and string theories. (shrink)

In this paper we have two aims: first, to draw attention to the close connexion between interpretation and scientific understanding; second, to give a detailed account of how theories without a spacetime can be interpreted, and so of how they can be understood. In order to do so, we of course need an account of what is meant by a theory ‘without a spacetime’: which we also provide in this paper. We describe three tools, used by physicists, aimed at constructing (...) interpretations which are adequate for the goal of understanding. We analyse examples from high-energy physics illustrating how physicists use these tools to construct interpretations and thereby attain understanding. The examples are: the ’t Hooft approximation of gauge theories, random matrix models, causal sets, loop quantum gravity, and group field theory. (shrink)

In this essay I begin to lay out a conceptual scheme for: analysing dualities as cases of theoretical equivalence; assessing when cases of theoretical equivalence are also cases of physical equivalence. The scheme is applied to gauge/gravity dualities. I expound what I argue to be their contribution to questions about: the nature of spacetime in quantum gravity; broader philosophical and physical discussions of spacetime. - proceed by analysing duality through four contrasts. A duality will be a suitable isomorphism between models: (...) and the four relevant contrasts are as follows: Bare theory: a triple of states, quantities, and dynamics endowed with appropriate structures and symmetries; vs. interpreted theory: which is endowed with, in addition, a suitable pair of interpretative maps. Extendable vs. unextendable theories: which can, respectively cannot, be extended as regards their domains of application. External vs. internal intepretations: which are constructed, respectively, by coupling the theory to another interpreted theory vs. from within the theory itself. Theoretical vs. physical equivalence: which contrasts formal equivalence with the equivalence of fully interpreted theories. I will apply this scheme to answering questions - for gauge/gravity dualities. I will argue that the things that are physically relevant are those that stand in a bijective correspondence under duality: the common core of the two models. I therefore conclude that most of the mathematical and physical structures that we are familiar with, in these models, are largely, though crucially never entirely, not part of that common core. Thus, the interpretation of dualities for theories of quantum gravity compels us to rethink the roles that spacetime, and many other tools in theoretical physics, play in theories of spacetime. (shrink)

Must a theory of quantum gravity have some truth to it if it can recover general relativity in some limit of the theory? This paper answers this question in the negative by indicating that general relativity is multiply realizable in quantum gravity. The argument is inspired by spacetime functionalism—multiple realizability being a central tenet of functionalism—and proceeds via three case studies: induced gravity, thermodynamic gravity, and entanglement gravity. In these, general relativity in the form of the Einstein field equations can (...) be recovered from elements that are either manifestly multiply realizable or at least of the generic nature that is suggestive of functions. If general relativity, as argued here, can inherit this multiple realizability, then a theory of quantum gravity can recover general relativity while being completely wrong about the posited microstructure. As a consequence, the recovery of general relativity cannot serve as the ultimate arbiter that decides which theory of quantum gravity that is worthy of pursuit, even though it is of course not irrelevant either qua quantum gravity. Thus, the recovery of general relativity in string theory, for instance, does not guarantee that the stringy account of the world is on the right track; despite sentiments to the contrary among string theorists. (shrink)

We give an introductory review of gauge/gravity duality, and associated ideas of holography, emphasising the conceptual aspects. The opening sections gather the ingredients, viz. anti-de Sitter spacetime, conformal field theory and string theory, that we need for presenting, in Sect. 5, the central and original example: Maldacena’s AdS/CFT correspondence. Sections 6 and 7 develop the ideas of this example, also in applications to condensed matter systems, QCD, and hydrodynamics. Sections 8 and 9 discuss the possible extensions of holographic ideas to (...) de Sitter spacetime and to black holes. Section 10 discusses the bearing of gauge/gravity duality on two philosophical topics: the equivalence of physical theories, and the idea that spacetime, or some features of it, are emergent. (shrink)

I begin to develop a framework for emergence in the physical sciences. Namely, I propose to explicate ontological emergence in terms of the notion of ‘novel reference’, and of an account of interpretation as a map from theory to world. I then construe ontological emergence as the “failure of the interpretation to mesh” with an appropriate linkage map between theories. Ontological emergence can obtain between theories that have the same extension but different intensions, and between theories that have both different (...) extensions and intensions. I illustrate the framework in three examples: the emergence of spontaneous magnetisation in a ferromagnet, the emergence of masslessness, and the emergence of space, in specific models of physics. The account explains why ontological emergence is independent of reduction: namely, because emergence is primarily concerned with adequate interpretation, while the sense of reduction that is relevant here is concerned with inter-theoretic relations between uninterpreted theories. (shrink)

I review the philosophical literature on the question of when two physical theories are equivalent. This includes a discussion of empirical equivalence, which is often taken to be necessary, and sometimes taken to be sufficient, for theoretical equivalence; and "interpretational" equivalence, which is the idea that two theories are equivalent just in case they have the same interpretation. It also includes a discussion of several formal notions of equivalence that have been considered in the recent philosophical literature, including definitional equivalence (...) and categorical equivalence. The article concludes with a brief discussion of the relationship between equivalence and duality. (shrink)

I examine the relationship between \\)-dimensional Poincaré metrics and d-dimensional conformal manifolds, from both mathematical and physical perspectives. The results have a bearing on several conceptual issues relating to asymptotic symmetries in general relativity and in gauge–gravity duality, as follows: I draw from the remarkable work by Fefferman and Graham on conformal geometry, in order to prove two propositions and a theorem that characterise which classes of diffeomorphisms qualify as gravity-invisible. I define natural notions of gravity-invisibility that apply to the (...) diffeomorphisms of Poincaré metrics in any dimension. I apply the notions of invisibility, developed in, to gauge–gravity dualities: which, roughly, relate Poincaré metrics in \ dimensions to QFTs in d dimensions. I contrast QFT-visible versus QFT-invisible diffeomorphisms: those gravity diffeomorphisms that can, respectively cannot, be seen from the QFT. The QFT-invisible diffeomorphisms are the ones which are relevant to the hole argument in Einstein spaces. The results on dualities are surprising, because the class of QFT-visible diffeomorphisms is larger than expected, and the class of QFT-invisible ones is smaller than expected, or usually believed, i.e. larger than the PBH diffeomorphisms in Imbimbo et al. :1129, 2000, Eq. 2.6). I also give a general derivation of the asymptotic conformal Killing equation, which has not appeared in the literature before. (shrink)

In this paper we present a schema for describing dualities between physical theories, and illustrate it in detail with the example of bosonization: a boson-fermion duality in two-dimensional quantum field theory. The schema develops proposals in De Haro : these proposals include construals of notions related to duality, like representation, model, symmetry and interpretation. The aim of the schema is to give a more precise criterion for duality than has so far been considered. The bosonization example, or boson-fermion duality, has (...) the feature of being simple, yet rich enough, to illustrate the most relevant aspects of our schema, which also apply to more sophisticated dualities. The richness of the example consists, mainly, in its concern with two non-trivial quantum field theories: including massive Thirring-sine-Gordon duality, and non-abelian bosonization. This prompts two comparisons with the recent philosophical literature on dualities:--- Unlike the standard cases of duality in quantum field theory and string theory, where only specific simplifying limits of the theories are explicitly known, the boson-fermion duality is known to hold {\it exactly}. This exactness can be exhibited explicitly. The bosonization example illustrates both the cases of isomorphic and {\it non-isomorphic} models: which we believe the literature on dualities has not so far discussed. (shrink)

In this paper, some conceptual issues are addressed in order to make sense of what string theory is supposed to tell us about spacetime. The dualities in string theory are used as a starting point for our argumentation. We explore the consequences of a standard view towards these dualities, namely that the dual descriptions represent the same physical situation. Given this view, one has to understand string theory in a manner such that what counts as physical spacetime is based only (...) on the shared physical content—or common core—of the dual descriptions. In general such a spatiotemporal picture does not have to agree with, or be similar to, any of the ones suggested by naïve readings of the dual descriptions. However, in certain regimes or limits, one or the other of the initial dual descriptions may give a good effective description of physical spacetime. (shrink)

This paper introduces and examines the prospects of the recent research in a holographic relation between entanglement and spacetime pioneered by Mark van Raamsdonk and collaborators. Their thesis is that entanglement in a holographic quantum state is crucial for connectivity in its spacetime dual. Utilizing this relation, the paper develops a thought experiment that promises to probe the nature of spacetime by monitoring the behavior of a spacetime when all entanglement is removed between local degrees of freedom in its dual (...) quantum state. The thought experiment suggests a picture of spacetime as consisting of robust nodes that are connected by non-robust bulk spacetime that is sensitive to changes in entanglement in the dual quantum state. However, rather than pursuing the thought experiment in further detail, the credibility of the relation between spacetime and entanglement in this zero entanglement limit is questioned. The energy of a quantum system generally increases when all entanglement is removed between subsystems, and so does the energy of its spacetime dual. If a system is subdivided into an infinite number of subsystems and all entanglement between them is removed, then the energy of the quantum system and the energy of its spacetime dual are at risk of diverging. While this is a prima facie worry for the thought experiment, it does not constitute a conclusive refutation. (shrink)

We discuss some aspects of the relation between dualities and gauge symmetries. Both of these ideas are of course multi-faceted, and we confine ourselves to making two points. Both points are about dualities in string theory, and both have the ‘flavour’ that two dual theories are ‘closer in content’ than you might think. For both points, we adopt a simple conception of a duality as an ‘isomorphism’ between theories: more precisely, as appropriate bijections between the two theories’ sets of states (...) and sets of quantities. The first point is that this conception of duality meshes with two dual theories being ‘gauge related’ in the general philosophical sense of being physically equivalent. For a string duality, such as T-duality and gauge/gravity duality, this means taking such features as the radius of a compact dimension, and the dimensionality of spacetime, to be ‘gauge’. The second point is much more specific. We give a result about gauge/gravity duality that shows its relation to gauge symmetries to be subtler than you might expect. For gauge theories, you might expect that the duality bijections relate only gauge-invariant quantities and states, in the sense that gauge symmetries in one theory will be unrelated to any symmetries in the other theory. This may be so in general; and indeed, it is suggested by discussions of Polchinski and Horowitz. But we show that in gauge/gravity duality, each of a certain class of gauge symmetries in the gravity/bulk theory, viz. diffeomorphisms, is related by the duality to a position-dependent symmetry of the gauge/boundary theory. (shrink)

I conceptualise the role of dualities in quantum gravity, in terms of their functions for theory construction. I distinguish between two functions of duality in physical practice: namely, discovering and describing ‘equivalent physics’, versus suggesting ‘new physics’. I dub these the ‘theoretical’ versus the ‘heuristic’ functions of dualities. The distinction seems to have gone largely unnoticed in the philosophical literature: and it exists both for dualities, and for the more general relation of theoretical equivalence. The paper develops the heuristic function (...) of dualities: illustrating how they can be used, if one has any luck, to find and formulate new theories. I also point to the different physical commitments about the theories in question that underlie these two functions. I show how a recently developed schema for dualities articulates the differences between the two functions. (shrink)

We make two points about dualities in string theory. The first point is that the conception of duality, which we will discuss, meshes with two dual theories being ‘gauge related’ in the general philosophical sense of being physically equivalent. The second point is a result about gauge/gravity duality that shows its relation to gauge symmetries to be subtler than one might expect: each of a certain class of gauge symmetries in the gravity theory, that is, diffeomorphisms, is related to a (...) position-dependent symmetry of the gauge theory. (shrink)

While the relation between visualization and scientific understanding has been a topic of long-standing discussion, recent developments in physics have pushed the boundaries of this debate to new and still unexplored realms. For it is claimed that, in certain theories of quantum gravity, spacetime ‘disappears’: and this suggests that one may have sensible physical theories in which spacetime is completely absent. This makes the philosophical question whether such theories are intelligible, even more pressing. And if such theories are intelligible, the (...) question then is how they manage to do so. In this paper, we adapt the contextual theory of scientific understanding, developed by one of us, to fit the novel challenges posed by physical theories without spacetime. We construe understanding as a matter of skill rather than just knowledge. The appeal is thus to understanding, rather than explanation, because we will be concerned with the tools that scientists have at their disposal for understanding these theories. Our central thesis is that such physical theories can provide scientific understanding, and that such understanding does not require spacetimes of any sort. Our argument consists of four consecutive steps: We argue, from the general theory of scientific understanding, that although visualization is an oft-used tool for understanding, it is not a necessary condition for it; we criticise certain metaphysical preconceptions which can stand in the way of recognising how intelligibility without spacetime can be had; we catalogue tools for rendering theories without a spacetime intelligible; and we give examples of cases in which understanding is attained without a spacetime, and explain what kind of understanding these examples provide. (shrink)

We provide an analysis of the empirical consequences of the AdS/CFT duality with reference to the application of the duality in a fundamental theory, effective theory and instrumental context. Analysis of the first two contexts is intended to serve as a guide to the potential empirical and ontological status of gauge/gravity dualities as descriptions of actual physics at the Planck scale. The third context is directly connected to the use of AdS/CFT to describe real quark-gluon plasmas. In the latter context, (...) we find that neither of the two duals are confirmed by the empirical data. (shrink)