By a classical theorem of Harvey Friedman, every countable nonstandard model $\mathcal {M}$ of a sufficiently strong fragment of ZF has a proper rank-initial self-embedding j, i.e., j is a self-embedding of $\mathcal {M}$ such that $j[\mathcal {M}]\subsetneq \mathcal {M}$, and the ordinal rank of each member of $j[\mathcal {M}]$ is less than the ordinal rank of each element of $\mathcal {M}\setminus j[\mathcal {M}]$. Here, we investigate the larger family of proper initial-embeddings j of models $\mathcal {M}$ of fragments of (...) set theory, where the image of j is a transitive submodel of $\mathcal {M}$. Our results include the following three theorems. In what follows, $\mathrm {ZF}^-$ is $\mathrm {ZF}$ without the power set axiom; $\mathrm {WO}$ is the axiom stating that every set can be well-ordered; $\mathrm {WF}$ is the well-founded part of $\mathcal {M}$ ; and $\Pi ^1_\infty \text{-}\mathrm {DC}_\alpha $ is the full scheme of dependent choice of length $\alpha $.Theorem A.There is an $\omega $ -standard countable nonstandard model $\mathcal {M}$ of $\mathrm {ZF}^-+\mathrm {WO}$ that carries no initial self-embedding $j:\mathcal {M} \longrightarrow \mathcal {M}$ other than the identity embedding.Theorem B.Every countable $\omega $ -nonstandard model $\mathcal {M}$ of $\ \mathrm {ZF}$ is isomorphic to a transitive submodel of the hereditarily countable sets of its own constructible universe $L^{\mathcal {M}}$.Theorem C.The following three conditions are equivalent for a countable nonstandard model $\mathcal {M}$ of $\mathrm {ZF}^{-}+\mathrm {WO}+\forall \alpha \ \Pi ^1_\infty \text{-}\mathrm {DC}_\alpha $. There is a cardinal in $\mathcal {M}$ that is a strict upper bound for the cardinality of each member of $\mathrm {WF}$. $\mathrm {WF}$ satisfies the powerset axiom.For all $n \in \omega $ and for all $b \in M$, there exists a proper initial self-embedding $j: \mathcal {M} \longrightarrow \mathcal {M}$ such that $b \in \mathrm {rng}$ and $j[\mathcal {M}] \prec _n \mathcal {M}$. (shrink)

Let be the basic set theory that consists of the axioms of extensionality, emptyset, pair, union, powerset, infinity, transitive containment, Δ0‐separation and set foundation. This paper studies the relative strength of set theories obtained by adding fragments of the set‐theoretic collection scheme to. We focus on two common parameterisations of the collection: ‐collection, which is the usual collection scheme restricted to ‐formulae, and strong ‐collection, which is equivalent to ‐collection plus ‐separation. The main result of this paper shows that for (...) all, proves that there exists a transitive model of Zermelo Set Theory plus ‐collection, the theory is ‐conservative over the theory. It is also shown that (2) holds for when the Axiom of Choice is included in the base theory. The final section indicates how the proofs of (1) and (2) can be modified to obtain analogues of these results for theories obtained by adding fragments of collection to a base theory (Kripke‐Platek Set Theory with Infinity plus ) that does not include the powerset axiom. (shrink)

Given a model \ of set theory, and a nontrivial automorphism j of \, let \\) be the submodel of \ whose universe consists of elements m of \ such that \=x\) for every x in the transitive closure of m ). Here we study the class \ of structures of the form \\), where the ambient model \ satisfies a frugal yet robust fragment of \ known as \, and \=m\) whenever m is a finite ordinal in the sense (...) of \ Our main achievement is the calculation of the theory of \ as precisely \-\. The following theorems encapsulate our principal results:Theorem A. Every structure in \ satisfies \-\.Theorem B. Each of the following three conditions is sufficient for a countable structure \ to be in \: \ is a transitive model of \-\. \ is a recursively saturated model of \-\. \ is a model of \.Theorem C. Suppose \ is a countable recursively saturated model of \ and I is a proper initial segment of \ that is closed under exponentiation and contains \. There is a group embedding \ from \\) into \\) such that I is the longest initial segment of \ that is pointwise fixed by \ for every nontrivial \.\)In Theorem C, \\) is the group of automorphisms of the structure X, and \ is the ordered set of rationals. (shrink)