This is an extensive review of recent work on the foundations of statistical mechanics.

This paper describes a version of type identity physicalism, which we call Flat Physicalism, and shows how it meets several objections often raised against identity theories. This identity theory is informed by recent results in the conceptual foundations of physics, and in particular clar- ifies the notion of ‘physical kinds’ in light of a conceptual analysis of the paradigmatic case of reducing thermody- namics to statistical mechanics. We show how Flat Physi- calism is compatible with the appearance of multiple realisation (...) in the special sciences, and how and in what sense the special sciences laws are autonomous from the laws of physics, despite the full reductive picture of Flat Physicalism. We compare our view with a recent proposal by William Bechtel that accounts for the appearance of levels in mechanistic explanations. (shrink)

Statistical mechanics is often taken to be the paradigm of a successful inter-theoretic reduction, which explains the high-level phenomena (primarily those described by thermodynamics) by using the fundamental theories of physics together with some auxiliary hypotheses. In my view, the scope of statistical mechanics is wider since it is the type-identity physicalist account of all the special sciences. But in this chapter, I focus on the more traditional and less controversial domain of this theory, namely, that of explaining the thermodynamic (...) phenomena.What are the fundamental theories that are taken to explain the thermodynamic phenomena? The lively research into the foundations of classical statistical mechanics suggests that using classical mechanics to explain the thermodynamic phenomena is fruitful. Strictly speaking, in contemporary physics, classical mechanics is considered to be false. Since classical mechanics preserves certain explanatory and predictive aspects of the true fundamental theories, it can be successfully applied in certain cases. In other circumstances, classical mechanics has to be replaced by quantum mechanics. In this chapter I ask the following two questions: I) How does quantum statistical mechanics differ from classical statistical mechanics? How are the well-known differences between the two fundamental theories reflected in the statistical mechanical account of high-level phenomena? II) How does quantum statistical mechanics differ from quantum mechanics simpliciter? To make our main points I need to only consider non-relativistic quantum mechanics. Most of the ideas described and addressed in this chapter hold irrespective of the choice of a (so-called) interpretation of quantum mechanics, and so I will mention interpretations only when the differences between them are important to the matter discussed. (shrink)

Is freedom compatible with determinism? Davidson famously rephrased this question by replacing “freedom” with “anomaly of the mental”, that is, failure to fall under a law. In order to prove that the anomaly of the mental is compatible with other conjectures he makes, in particular that: there is psycho-physical causation; “where there is causality, there must be a law” ; and the mental supervenes on the physical, Davidson proposed a model, that came to be known as anomalous monism. Accepting all (...) of Davidson’s conjectures, we compare the structure of Davidson’s argument with that of Einstein’s argument for the special theory of relativity. This leads us to an exposition of Davidson’s ontology in terms that are inspired by recent results in the philosophy of physics, that is, in terms of fundamental ontology and high-level coarse-grained descriptions. We explain in what sense Davidson’s model is a principle theory and discuss some requirements that the constructive theory underlying Davidson's principle approach must satisfy. We propose two constructive theories of description that may underlie Davidson's approach and this deeper structure leads us to formulating a dilemma according to which Davidson's approach entails either a non-physicalist type-identity reductive and monistic structure of events; or else it entails a structure of events that requires what we call token-substance dualism. We consider some issues which seem to suggest that the first horn of this dilemma collapses into a reductive type-identity physicalist theory, contrary to Davidson's intent. Finally, we show how Davidson's achievement of accounting for some freedom of the mental from the physical and the anomaly of the mental within anomalous monism can be achieved in a fully reductive type-identity physicalist theory. (shrink)

Can the second law of thermodynamics explain our mental experience of the direction of time? According to an influential approach, the past hypothesis of universal low entropy also explains how the psychological arrow comes about. We argue that although this approach has many attractive features, it cannot explain the psychological arrow after all. In particular, we show that the past hypothesis is neither necessary nor sufficient to explain the psychological arrow on the basis of current physics. We propose two necessary (...) conditions on the workings of the brain that any account of the psychological arrow of time must satisfy. And we propose a new reductive physical account of the psychological arrow of time compatible with time-symmetric physics, according to which these two conditions are also sufficient. Our proposal has some radical implications, for example, that the psychological arrow of time is fundamental, whereas the temporal direction of entropy increase in the second law of thermodynamics and the past hypothesis is derived from it, rather than the other way around. 1Introduction2A Physical Account of the Psychological Arrow of Time3Necessary Conditions for the Psychological Arrow of Time4The Psychological Arrow of Time via the Second Law of Thermodynamics and the Past Hypothesis5Why the Past Hypothesis Is Insufficient for the Psychological Arrow of Time5.1Stage 1, Version 1: From the past hypothesis to the psychological arrow via typicality5.2Stage 1, Version 2: From the past hypothesis to the psychological arrow via dynamical or causal considerations5.3Stage 2: From entropy gradient in the brain to the psychological arrow of time6Why the Past Hypothesis Is Unnecessary for the Psychological Arrow of Time7A New Reductive Account of the Psychological Arrow of Time. (shrink)

This paper makes a novel linkage between the multiple-computations theorem in philosophy of mind and Landauer’s principle in physics. The multiple-computations theorem implies that certain physical systems implement simultaneously more than one computation. Landauer’s principle implies that the physical implementation of “logically irreversible” functions is accompanied by minimal entropy increase. We show that the multiple-computations theorem is incompatible with, or at least challenges, the universal validity of Landauer’s principle. To this end we provide accounts of both ideas in terms of (...) low-level fundamental concepts in statistical mechanics, thus providing a deeper understanding of these ideas than their standard formulations given in the high-level terms of thermodynamics and cognitive science. Since Landauer’s principle is pivotal in the attempts to derive the universal validity of the second law of thermodynamics in statistical mechanics, our result entails that the multiple-computations theorem has crucial implications with respect to the second law. Finally, our analysis contributes to the understanding of notions, such as “logical irreversibility,” “entropy increase,” “implementing a computation,” in terms of fundamental physics, and to resolving open questions in the literature of both fields, such as: what could it possibly mean that a certain physical process implements a certain computation. (shrink)

Statistical mechanics is a strange theory. Its aims are debated, its methods are contested, its main claims have never been fully proven, and their very truth is challenged, yet at the same time, it enjoys huge empirical success and gives us the feeling that we understand important phenomena. What is this weird theory, exactly? Statistical mechanics is the name of the ongoing attempt to apply mechanics, together with some auxiliary hypotheses, to explain and predict certain phenomena, above all those described (...) by thermodynamics. This paper shows what parts of this objective can be achieved with mechanics by itself. It thus clarifies what roles remain for the auxiliary assumptions that are needed to achieve the rest of the desiderata. Those auxiliary hypotheses are described in another paper in this journal, Foundations of statistical mechanics: The auxiliary hypotheses. (shrink)

Statistical mechanics is the name of the ongoing attempt to explain and predict certain phenomena, above all those described by thermodynamics on the basis of the fundamental theories of physics, in particular mechanics, together with certain auxiliary assumptions. In another paper in this journal, Foundations of statistical mechanics: Mechanics by itself, I have shown that some of the thermodynamic regularities, including the probabilistic ones, can be described in terms of mechanics by itself. But in order to prove those regularities, in (...) particular the time asymmetric ones, it is necessary to add to mechanics assumptions of three kinds, all of which are under debate in contemporary literature. One kind of assumptions concerns measure and probability, and here, a major debate is around the notion of “typicality.” A second assumption concerns initial conditions, and here, the debate is about the nature and status of the so-called past hypothesis. The third kind of assumptions concerns the dynamics, and here, the possibility and significance of “Maxwell's Demon” is the main topic of discussions. This article describes these assumptions and examines the justification for introducing them, emphasizing the contemporary debates around them. (shrink)

This article distinguishes two different senses of information-theoretic approaches to statistical mechanics that are often conflated in the literature: those relating to the thermodynamic cost of computational processes and those that offer an interpretation of statistical mechanics where the probabilities are treated as epistemic. This distinction is then investigated through Earman and Norton’s ([1999]) ‘sound’ and ‘profound’ dilemma for information-theoretic exorcisms of Maxwell’s demon. It is argued that Earman and Norton fail to countenance a ‘sound’ information-theoretic interpretation and this paper (...) describes how the latter inferential interpretations can escape the criticisms of Earman and Norton ([1999]) and Norton ([2005]) by adopting this ‘sound’ horn. This article considers a standard model of Maxwell’s demon to illustrate how one might adopt an information-theoretic approach to statistical mechanics without a reliance on Landauer’s principle, where the incompressibility of the probability distribution due to Liouville’s theorem is taken as the central feature of such an interpretation. (shrink)

We start by very briefly describing the measurement problem in quantum mechanics and its solution by the Many Worlds Interpretation. We then describe the preferred basis problem, and the role of decoherence in the MWI. We discuss a number of approaches to the preferred basis problem and argue that contrary to the received wisdom, decoherence by itself does not solve the problem. We address Wallace’s emergentist approach based on what he calls Dennett’s criterion, and we compare the logical structure of (...) Wallace’s argument that the Hilbert space structure and the unitary dynamics should be considered a complete description of the physics of the universe with the logical structure of the EPR argument against the completeness of quantum mechanics. Then, we consider the nature of so-called “high level emergent facts” and Dennett’s criterion in Wallace’s approach and we discuss the implications of its non-reductive nature. Finally, we conclude that the MWI is not a straightforward interpretation of pure quantum mechanics that doesn't add anything to it. Whether or not it is more parsimonious than other quantum mechanical theories depends on the details of the additions. (shrink)

It is commonly maintained that neuroplastic mechanisms in the brain provide empirical support for the hypothesis of multiple realizability. We show in various case studies that neuroplasticity stems from preexisting mechanisms and processes inherent in the neural structure of the brain. We argue that not only does neuroplasticity fail to provide empirical evidence of multiple realization, its inability to do so strengthens the mind-body identity theory. Finally, we argue that a recently proposed identity theory called Flat Physicalism can be enlisted (...) to explain the current state of the mind-body problem more adequately. (shrink)

We present a novel reductive theory of type-identity physicalism, which is inspired by the foundations of statistical mechanics as a general theory of natural kinds. We show that all the claims mounted against type-identity physicalism in the literature don’t apply to Flat Physicalism, and moreover that this reductive theory solves many of the problems faced by the various non-reductive approaches including functionalism. In particular, we show that Flat Physicalism can account for the appearance of multiple realizability in the special sciences, (...) and that it gives a novel account of the genuine autonomy of the kinds and laws in the special sciences. We further show that the thesis of genuine multiple realization, which is compatible with all forms of non-reductive approaches including functionalism, implies what we call token-dualism; namely the idea that in every token there are non-physical facts, which may either be non-physical properties or some non-physical substance. In other words, we prove that non-reductive kinds necessarily assume non-reductive tokens, i.e., token dualism. Finally, we show that all forms of non-reductive approaches including functionalism imply a literally multi-leveled structure of reality. (shrink)

The arrow of time is a familiar phenomenon we all know from our experience: we remember the past but not the future and control the future but not the past. However, it takes an effort to keep records of the past, and to affect the future. For example, it would take an immense effort to unmix coffee and milk, although we easily mix them. Such time directed phenomena are subsumed under the Second Law of Thermodynamics. This law characterizes our experience (...) of the arrow of time in terms of an increase of a theoretical magnitude called entropy. Statistical mechanics tries to explain the Second Law as an effect of the behavior of the microscopic particles that make up the universe. Since our senses are too coarse to see this microstructure, statistical mechanics describes our experience in terms of probability, or in terms of the partial information we have about the particles. In this paper we explain the workings of statistical mechanics; how it accounts for probability as an objective feature of the world based on the underlying dynamics; how it accounts for our memories of the past; how the statistical mechanical probability underwrites the Second Law; and how, at the same time, it leads to a violation of the Second Law by the so‐called Maxwell’s Demon. (shrink)

Why do we have records of the past and not the future? Entropic explanations for this ‘record asymmetry’ have been popular ever since Boltzmann. Foremost amongst these is Albert and Loewer’s account, which explains the record asymmetry using a low-entropy initial macrostate plus an initial probability distribution. However, the details of how this initial state underpins the record asymmetry are not fully specified. In this paper I attempt to plug this explanatory gap in two steps. First, I suggest the record (...) asymmetry is more immediately explained by the ‘fork asymmetry’, which their picture omits. Second, by relating the fork asymmetry to an initial state that’s metaphysically similar to theirs, I clarify how this ultimately underpins the record asymmetry. (shrink)

We show that the so-called Multiple-Computations Theorem in cognitive science and philosophy of mind challenges Landauer’s Principle in physics. Since the orthodox wisdom in statistical physics is that Landauer’s Principle is implied by, or is the mechanical equivalent of, the Second Law of thermodynamics, our argument shows that the Multiple-Computations Theorem challenges the universal validity of the Second Law of thermodynamics itself. We construct two examples of computations carried out by one and the same dynamical process with respect to which (...) Landauer’s principle implies contradictory predictions concerning the entropy increase. Our two examples are based on a weak version of the Multiple-Computations Theorem, which is quite uncontroversial, and therefore they amount to a clear refutation of the universal validity of Landauer’s Principle. We consider some responses to this argument that do not attempt to single out one computation over the others, and we show that they do not work. We further consider ways out of the argument by externalist approaches supporting the computational theory of the mind who propose that the interaction of a computing system with the environment is enough to select a single computation over the others. We show on physical grounds that this approach fails too. We then reverse the direction of our challenge and formulate a dilemma for supporters of the computational theory of the mind: they must reject the causal closure of physic; or else they must accept on a priori grounds that Landauer’s Principle and the Second Law of thermodynamics are not universally valid. Finally, we present our version of a type–type mind-brain identity theory called Flat Physicalism, which is based on the paradigm case of statistical mechanics, and we show that it circumvents the challenge from Landauer’s Principle and the Multiple-Computations Theorem and does not fall prey to our dilemma. (shrink)

Philosophers of physics have long debated whether the Past State of low entropy of our universe calls for explanation. What is meant by “calls for explanation”? In this article we analyze this notion, distinguishing between several possible meanings that may be attached to it. Taking the debate around the Past State as a case study, we show how our analysis of what “calling for explanation” might mean can contribute to clarifying the debate and perhaps to settling it, thus demonstrating the (...) fruitfulness of this analysis. Applying our analysis, we show that two main opponents in this debate, Huw Price and Craig Callender, are, for the most part, talking past each other rather than disagreeing, as they employ different notions of “calling for explanation”. We then proceed to show how answering the different questions that arise out of the different meanings of “calling for explanation” can result in clarifying the problems at hand and thus, hopefully, to solving them. (shrink)

The arrow of time is a familiar phenomenon we all know from our experience: we remember the past but not the future and control the future but not the past. However, it takes an effort to keep records of the past, and to affect the future. For example, it would take an immense effort to unmix coffee and milk, although we easily mix them. Such time directed phenomena are sub- sumed under the Second Law of Thermodynamics. This law characterizes our (...) experience of the arrow of time in terms of an increase of a theoretical magnitude called entropy. Statistical mechan- ics tries to explain the Second Law as an effect of the behavior of the microscopic particles that make up the universe. Since our senses are too coarse to see this microstructure, statistical mechanics describes our experience in terms of probability, or in terms of the partial information we have about the particles. In this paper we explain the workings of statistical mechanics; how it accounts for probability as an objective feature of the world based on the underlying dynamics; how it accounts for our memories of the past; how the statistical mechanical probability under- writes the Second Law; and how, at the same time, it leads to a violation of the Second Law by the so-called Maxwell’s Demon. (shrink)

In this paper we analyze the relation between the notion of typicality and the notion of probability and the related question of how the choice of measure in deterministic theories in physics may be justified. Recently it has been argued that although the notion of typicality is not a probabilistic notion, it plays a crucial role in underwriting probabilistic statements in classical statistical mechanics and in Bohm’s theory. We argue that even in theories with deterministic dynamics, like classical statistical mechanics (...) and Bohm’s theory, the notion of probability can be understood as fundamentally objective, and that it is the notion of probability rather than typicality that may have an explanatory value. (shrink)

According to influential views the probabilities in classical statistical mechanics and other special sciences are objective chances, although the underlying mechanical theory is deterministic, since the deterministic low level is inadmissible or unavailable from the high level. Here two intuitions pull in opposite directions: One intuition is that if the world is deterministic, probability can only express subjective ignorance. The other intuition is that probability of high-level phenomena, especially thermodynamic ones, is dictated by the state of affairs in the world. (...) We argue in support of this second intuition and we show that in fact there are two different ways in which high-level probability describes matters of fact, even if the underlying microscopic reality is deterministic. Our analysis is novel, but supports approaches by, e.g., Loewer, Albert, Frigg and Hoefer, List and Pivato. In particular, the reductive view we propose here can be seen as a naturalization of the above approaches. We consider consequences of our result for nonreductive physicalist approaches, such as functionalism, that admit multiple realization of the kinds that appear in the special sciences by physical kinds. We show that nonreductive physicalism implies the existence of nonphysical matters of fact. (shrink)

According to David Albert, there are certain situations where we can cause events that lie in our past. In response to a well-known objection that we never observe backward causation, he argues that there are good reasons why we can’t tell when it obtains. However, I identify another difficulty with Albert’s view: at face value, it has the unattractive consequence that backward causation is not just possible, but rife. In this article, I show how this implication can be blocked. I (...) then use my analysis to defend Albert’s account from a second well-known objection, namely, that it allows us to control the past. (shrink)

We present a brief history of decoherence, from its roots in the foundations of classical statistical mechanics, to the current spin bath models in condensed matter physics. We analyze the philosophical import of the subject matter in three different foundational problems, and find that, contrary to the received view, decoherence is less instrumental to their solutions than it is commonly believed. What makes decoherence more philosophically interesting, we argue, are the methodological issues it draws attention to, and the question of (...) the universality of quantum mechanics. (shrink)

Information, entropy, probability: these three terms are closely interconnected in the prevalent understanding of statistical mechanics, both when this field is taught to students at an introductory level and in advanced research into the field’s foundations. This paper examines the interconnection between these three notions in light of recent research in the foundations of statistical mechanics. It disentangles these concepts and highlights their differences, at the same time explaining why they came to be so closely linked in the literature. In (...) the literature the term ‘information’ is often linked to entropy and probability in discussions of Maxwell’s Demon and its attempted exorcism by the Landauer-Bennett thesis, and in analyses of the spin echo experiments. The direction taken in the present paper is a different one. Here we discuss the statistical mechanical underpinning of the notions of probability and entropy, and this constructive approach shows that information plays no fundamental role in these concepts, although it can be conveniently used in a sense that we shall specify. (shrink)