§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28].Ordinal-theoretic proof theory came into existence in (...) 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results. (shrink)

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28].Ordinal-theoretic proof theory came into existence in (...) 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results. (shrink)

The paper contains proof-theoretic investigation on extensions of Kripke-Platek set theory, KP, which accommodate first-order reflection. Ordinal analyses for such theories are obtained by devising cut elimination procedures for infinitary calculi of ramified set theory with Пn reflection rules. This leads to consistency proofs for the theories KP+Пn reflection using a small amount of arithmetic and the well-foundedness of a certain ordinal system with respect to primitive decending sequences. Regarding future work, we intend to avail ourselves of these new cut (...) elimination techniques to attain an ordinal analysis of П12 comprehension by approaching П12 comprehension through transfinite levels of reflection. (shrink)

The Bachmann-Howard structure, that is the segment of ordinal numbers below the proof theoretic ordinal of Kripke-Platek set theory with infinity, is fully characterized in terms of CARLSON’s approach to ordinal notation systems based on the notion of Σ1-elementarity.

The paper relativizes the method of ordinal analysis developed for Kripke–Platek set theory to theories which have the power set axiom. We show that it is possible to use this technique to extract information about Power Kripke–Platek set theory, KP.As an application it is shown that whenever KP+AC proves a ΠP2 statement then it holds true in the segment Vτ of the von Neumann hierarchy, where τ stands for the Bachmann–Howard ordinal.

We present well-ordering proofs for Martin-Löf's type theory with W-type and one universe. These proofs, together with an embedding of the type theory in a set theoretical system as carried out in Setzer show that the proof theoretical strength of the type theory is precisely ψΩ1Ω1 + ω, which is slightly more than the strength of Feferman's theory T0, classical set theory KPI and the subsystem of analysis + . The strength of intensional and extensional version, of the version à (...) la Tarski and à la Russell are shown to be the same. (shrink)

The class of all recursive functions fails to possess a natural hierarchical structure, generated predicatively from "within". On the other hand, many (proof-theoretically significant) sub-recursive classes do. This paper attempts to measure the limit of predicative generation in this context, by classifying and characterizing those (predictably terminating) recursive functions which can be successively defined according to an autonomy condition of the form: allow recursions only over well-orderings which have already been "coded" at previous levels. The question is: how can a (...) recursion code a well-ordering? The answer lies in Girard's theory of dilators, but is reworked here in a quite different and simplified framework specific to our purpose. The "accessible" recursive functions thus generated turn out to be those provably recursive in $(\prod_{1}^{1}-CA)_{0}$. (shrink)

Taking up ordinal notations derived from Skolem hull operators familiar in the field of infinitary proof theory we develop a toolkit of ordinal arithmetic that generally applies whenever ordinal structures are analyzed whose combinatorial complexity does not exceed the strength of the system of set theory. The original purpose of doing so was inspired by the analysis of ordinal structures based on elementarity invented by T.J. Carlson, see [T.J. Carlson, Elementary patterns of resemblance, Annals of Pure and Applied Logic 108 (...) 19–77], [G. Wilken, Σ1-Elementarity and Skolem hull operators, Annals of Pure and Applied Logic 145 162–175], and [G. Wilken, Assignment of ordinals to patterns of resemblance, The Journal of Symbolic Logic ]. Within the arithmetical context laid bare in this work, the “-numbers” play a role analogous to the role epsilon numbers play in the ordinal arithmetic based on the notion of Cantor normal form. (shrink)

We give an overview of recent results in ordinal analysis. Therefore, we discuss the different frameworks used in mathematical proof-theory, namely "subsystem of analysis" including "reverse mathematics", "Kripke-Platek set theory", "explicit mathematics", "theories of inductive definitions", "constructive set theory", and "Martin-Löf's type theory".