We prove that the form of conditional independence at play in database theory and independence logic is reducible to the first-order dividing calculus in the theory of atomless Boolean algebras. This establishes interesting connections between independence in database theory and stochastic independence. As indeed, in light of the aforementioned reduction and recent work of Ben-Yaacov :957–1012, 2013), the former case of independence can be seen as the discrete version of the latter.

We study the following conjecture. Conjecture. Let $T$ be an $\omega$-stable theory with continuum many countable models. Then either i) $T$ has continuum many complete extensions in $L_1$, or ii) some complete extension of $T$ in $L_1$ has continuum many $L_1$-types without parameters. By Shelah's proof of Vaught's conjecture for $\omega$-stable theories, we know that there are seven types of $\omega$-stable theory with continuum many countable models. We show that the conjecture is true for all but one of these seven (...) cases. In the last case we show the existence of continuum many $L_2$-types. (shrink)

We prove independence results concerning the number of nonisomorphic models (using the S-chain condition and S-properness) and the consistency of "ZCF + 2 ℵ 0 = ℵ 2 + there is a universal linear order of power ℵ 1 ". Most of these results were announced in [Sh 4], [Sh 5]. In subsequent papers we shall prove an analog f MA for forcing which does not destroy stationary subsets of ω 1 , investigate D-properness for various filters and prove the (...) consistency with G.C.H. of an axiom implying SH (for ℵ 1 ), and connected results. (shrink)

In this paper we investigate the connections between categoricity and ranks. We use stability theory to prove some old and new results.

Let L be a finite relational language. The age of a structure M over L is the set of isomorphism types of finite substructures of M. We classify those ages U for which there are less than 2ω countably infinite pairwise nonisomorphic L-structures of age U.

Our theme is that not every interesting question in set theory is independent of ZFC. We give an example of a first order theory T with countable D(T) which cannot have a universal model at ℵ1 without CH; we prove in ZFC a covering theorem from the hypothesis of the existence of a universal model for some theory; and we prove--again in ZFC--that for a large class of cardinals there is no universal linear order (e.g. in every regular $\aleph_1 < (...) \lambda < 2^{\aleph_0}$). In fact, what we show is that if there is a universal linear order at a regular λ and its existence is not a result of a trivial cardinal arithmetical reason, then λ "resembles" ℵ1--a cardinal for which the consistency of having a universal order is known. As for singular cardinals, we show that for many singular cardinals, if they are not strong limits then they have no universal linear order. As a result of the nonexistence of a universal linear order, we show the nonexistence of universal models for all theories possessing the strict order property (for example, ordered fields and groups, Boolean algebras, p-adic rings and fields, partial orders, models of PA and so on). (shrink)

Let T be superstable. We say a type p is weakly minimal if R(p, L, ∞) = 1. Let $M \models T$ be uncountable and saturated, H = p(M). We say $D \subset H$ is locally modular if for all $X, Y \subset D$ with $X = \operatorname{acl}(X) \cap D, Y = \operatorname{acl}(Y) \cap D$ and $X \cap Y \neq \varnothing$ , dim(X ∪ Y) + dim(X ∩ Y) = dim(X) + dim(Y). Theorem 1. Let p ∈ S(A) be weakly (...) minimal and D the realizations of $\operatorname{stp}(a/A)$ for some a realizing p. Then D is locally modular or p has Morley rank 1. Theorem 2. Let H, G be definable over some finite A, weakly minimal, locally modular and nonorthogonal. Then for all $a \in H\backslash\operatorname{acl}(A), b \in G\operatorname{acl}(A)$ there are a' ∈ H, b' ∈ G such that $a' \in \operatorname{acl}(abb' A)\backslash\operatorname{acl}(aA)$ . Similarly when H and G are the realizations of complete types or strong types over A. (shrink)

In this paper a class of simple theories, called the low theories is developed, and the following is proved. Theorem. Let T be a low theory. A set and a, b elements realizing the same strong type over A. Then, a and b realized the same Lascar strong type over A.

A structure (M, $ ,...) is called quasi-o-minimal if in any structure elementarily equivalent to it the definable subsets are exactly the Boolean combinations of 0-definable subsets and intervals. We give a series of natural examples of quasi-o-minimal structures which are not o-minimal; one of them is the ordered group of integers. We develop a technique to investigate quasi-o-minimality and use it to study quasi-o-minimal ordered groups (possibly with extra structure). Main results: any quasi-o-minimal ordered group is abelian; any quasi-o-minimal (...) ordered ring is a real closed field, or has zero multiplication; every quasi-o-minimal divisible ordered group is o-minimal; every quasi-o-minimal archimedian densely ordered group is divisible. We show that a counterpart of quasi-o-minimality in stability theory is the notion of theory of U-rank 1. (shrink)

This paper discusses two combinatorial problems in stability theory. First we prove a partition result for subsets of stable models: for any A and B, we can partition A into |B |<κ(T ) pieces, Ai | i < |B |<κ(T ) , such that for each Ai there is a Bi ⊆ B where |Bi| < κ(T ) and Ai..

The paper continues [1]. Let S be a complete theory of ultraflat (e.g. planar) graphs as introduced in [4]. We show a strong form of NOTOP for S: The union of two models M1 and M2, independent over a common elementary submodel M0, is the primary model over M1 ∪ M2 of S. Then by results of [1] Mekler's construction [6] gives for such a theory S of nice ultraflat graphs a superstable 2-step-nilpotent group of exponent $p (>2)$ with NDOP (...) and NOTOP. (shrink)

We generalise the properties$\mathsf {OP}$,$\mathsf {IP}$,k-$\mathsf {TP}$,$\mathsf {TP}_{1}$,k-$\mathsf {TP}_{2}$,$\mathsf {SOP}_{1}$,$\mathsf {SOP}_{2}$, and$\mathsf {SOP}_{3}$to positive logic, and prove various implications and equivalences between them. We also provide a characterisation of stability in positive logic in analogy with the one in full first-order logic, both on the level of formulas and on the level of theories. For simple theories there are the classically equivalent definitions of not having$\mathsf {TP}$and dividing having local character, which we prove to be equivalent in positive logic as (...) well. Finally, we show that a thick theoryThas$\mathsf {OP}$iff it has$\mathsf {IP}$or$\mathsf {SOP}_{1}$and thatThas$\mathsf {TP}$iff it has$\mathsf {SOP}_{1}$or$\mathsf {TP}_{2}$, analogous to the well-known results in full first-order logic where$\mathsf {SOP}_{1}$is replaced by$\mathsf {SOP}$in the former and by$\mathsf {TP}_{1}$in the latter. Our proofs of these final two theorems are new and make use of Kim-independence. (shrink)

We begin by proving that any Presburger-definable image of one or more sets of powers has zero natural density. Then, by adapting the proof of a dichotomy result on o-minimal structures by Friedman and Miller, we produce a similar dichotomy for expansions of Presburger arithmetic on the integers. Combining these two results, we obtain that the expansion of the ordered group of integers by any number of sets of powers does not define multiplication.

Let T be a model-complete theory that eliminates the quantifier $\exists^\infty x$ . For T we construct a theory T+ such that any element in a model of T+ determines a model of T. We show that T+ has a model companion T1. We can iterate the construction. The produced theories are investigated.

We explore Shelah's model‐theoretic dividing line methodology. In particular, we discuss how problems in model theory motivated new techniques in model theory, for example classifying theories by their potential (consistently with Zermelo–Fraenkel set theory with the axiom of choice (ZFC)) spectrum of cardinals in which there is a universal model. Two other examples are the study (with Malliaris) of the Keisler order leading to a new ZFC result on cardinal invariants and attempts to clarify the “main gap” by reducing the (...) dependence of certain versions on (highly independent) cardinal arithmetic. (shrink)

We investigate the notion of a semi-retraction between two first-order structures (in typically different signatures) that was introduced by the second author as a link between the Ramsey property and generalized indiscernible sequences. We look at semi-retractions through a new lens establishing transfers of the Ramsey property and finite Ramsey degrees under quite general conditions that are optimal as demonstrated by counterexamples. Finally, we compare semi-retractions to the category theoretic notion of a pre-adjunction.

We continue the work on the relations between independence logic and the model-theoretic analysis of independence, generalizing the results of [15] and [16] to the framework of abstract independence relations for an arbitrary AEC. We give a model-theoretic interpretation of the independence atom and characterize under which conditions we can prove a completeness result with respect to the deductive system that axiomatizes independence in team semantics and statistics.

We investigate the notions of strict independence and strict non-forking, and establish basic properties and connections between the two. In particular, it follows from our investigation that in resilient theories strict non-forking is symmetric. Based on this study, we develop notions of weight which characterize NTP2, dependence and strong dependence. Many of our proofs rely on careful analysis of sequences that witness dividing. We prove simple characterizations of such sequences in resilient theories, as well as of Morley sequences which are (...) witnesses. As a by-product we obtain information on types co-dominated by generically stable types in dependent theories. For example, we prove that every Morley sequence in such a type is a witness. (shrink)

We give definitions that distinguish between two notions of indiscernibility for a set {aη∣η∈ω>ω}\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\{a_{\eta} \mid \eta \in ^{\omega>}\omega\}}$$\end{document} that saw original use in Shelah [Classification theory and the number of non-isomorphic models. North-Holland, Amsterdam, 1990], which we name s- and str−indiscernibility. Using these definitions and detailed proofs, we prove s- and str-modeling theorems and give applications of these theorems. In particular, we verify a step in the argument that TP is equivalent (...) to TP1 or TP2 that has not seen explication in the literature. In the Appendix, we exposit the proofs of Shelah [Classification theory and the number of non-isomorphic models. North-Holland, Amsterdam, 1990, App. 2.6, 2.7], expanding on the details. (shrink)

We describe the progress of model theory in the last half century from the standpoint of how finite model theory might develop.

In this paper, we study VC-minimal theories and explore related concepts. We first define the notion of convex orderablity and show that this lies strictly between VC-minimality and dp-minimality. To do this we prove a general result about set systems with independence dimension ≤ 1. Next, we define the notion of weak VC-minimality, show it lies strictly between VC-minimality and dependence, and show that all unstable weakly VC-minimal theories interpret an infinite linear order. Finally, we define the notion full VC-minimality, (...) show that this lies strictly between weak o-minimality and VC-minimality, and show that theories that are fully VC-minimal have low VC-density. (shrink)

We prove a categoricity transfer theorem for tame abstract elementary classes. Theorem 0.1. Suppose that K is a χ-tame abstract elementary class and satisfies the amalgamation and joint embedding properties and has arbitrarily large models. Let λ ≥ Max{χ.LS(K)⁺}. If K is categorical in λ and λ⁺, then K is categorical in λ⁺⁺. Combining this theorem with some results from [37], we derive a form of Shelah's Categoricity Conjecture for tame abstract elementary classes: Corollary 0.2. Suppose K is a χ-tame (...) abstract elementary class satisfying the amalgamation and joint embedding properties. Let μ₀:= Hanf(K). If χ ≤ ‮ב‬(2μ0)+ and K is categorical in some λ⁺ > ‮ב‬(2μ0)+, then K is categorical in μ for all μ > ‮ב‬(2μ0)+. (shrink)

We survey the use of extra-set-theoretic hypotheses, mainly the continuum hypothesis, in the C*-algebra literature. The Calkin algebra emerges as a basic object of interest.

We give a characterisation of forking in the context of simple theories in terms of the fundamental order.

Let M be a countable saturated structure, and assume that D(ν) is a strongly minimal formula (without parameter) such that M is the algebraic closure of D(M). We will prove the two following theorems: Theorem 1. If G is a subgroup of $\operatorname{Aut}(\mathfrak{M})$ of countable index, there exists a finite set A in M such that every A-strong automorphism is in G. Theorem 2. Assume that G is a normal subgroup of $\operatorname{Aut}(\mathfrak{M})$ containing an element g such that for all (...) n there exists $X \subseteq D(\mathfrak{M})$ such that $\operatorname{Dim}(g(X)/X) > n$. Then every strong automorphism is in G. (shrink)

For a theory T in L, T σ is the theory of the models of T with an automorphism σ. If T is an unstable model complete theory without the independence property, then T σ has no model companion. If T is an unstable model complete theory and T σ has the amalgamation property, then T σ has no model companion. If T is model complete and has the fcp, then T σ has no model completion.

Let L(Q) be first order logic with Keisler's quantifier, in the λ + interpretation (= the satisfaction is defined as follows: $M \models (\mathbf{Q}x)\varphi(x)$ means there are λ + many elements in M satisfying the formula φ(x)). Theorem 1. Let λ be a singular cardinal; assume □ λ and GCH. If T is a complete theory in L(Q) of cardinality at most λ, and p is an L(Q) 1-type so that T strongly omits $p (= p$ has no support, to (...) be defined in $\S1$ ), then T has a model of cardinality λ + in the λ + interpretation which omits p. Theorem 2. Let λ be a singular cardinal, and let T be a complete first order theory of cardinality λ at most. Assume □ λ and GCH. If Γ is a smallness notion then T has a model of cardinality λ + such that a formula φ(x) is realized by λ + elements of M iff φ(x) is not Γ-small. The theorem is proved also when λ is regular assuming $\lambda = \lambda^{ . It is new when λ is singular or when |T| = λ is regular. Theorem 3. Let λ be singular. If $\operatorname{Con}(ZFC + GCH + (\exists\kappa)$ [κ is a strongly compact cardinal]), then the following in consistent: ZFC + GCH + the conclusions of all above theorems are false. (shrink)

In this paper, we introduce an AEC framework for studying fields with commuting automorphisms. Fields with commuting automorphisms are closely related to difference fields. Some authors define a difference ring (or field) as a ring (or field) together with several commuting endomorphisms, while others only study one endomorphism. Z. Chatzidakis and E. Hrushovski have studied in depth the model theory of ACFA, the model companion of difference fields with one automorphism. Our fields with commuting automorphisms generalize this setting. We have (...) several automorphisms and they are required to commute. Hrushovski has proved that in the case of fields with two or more commuting automorphisms, the existentially closed models do not necessarily form a first order model class. In the present paper, we introduce FCA-classes, an AEC framework for studying the existentially closed models of the theory of fields with commuting automorphisms. We prove that an FCA-class has AP and JEP and thus a monster model, that Galois types coincide with existential types in existentially closed models, that the class is homogeneous, and that there is a version of type amalgamation theorem that allows to combine three types under certain conditions. Finally, we use these results to show that our monster model is a simple homogeneous structure in the sense of S. Buechler and O. Lessman (this is a non-elementary analogue for the classification theoretic notion of a simple first order theory). (shrink)

We achieve several results. First, we develop a variant of the theory of absolute Galois groups in the context of many sorted structures. Second, we provide a method for coding absolute Galois groups of structures, so they can be interpreted in some monster model with an additional predicate. Third, we prove the “Weak Independence Theorem” for pseudo-algebraically closed (PAC) substructures of an ambient structure with no finite cover property (nfcp) and the property [Formula: see text]. Fourth, we describe Kim-dividing in (...) these PAC substructures and show several results related to the SOPnhierarchy. Fifth, we characterize the algebraic closure in PAC structures. (shrink)

We prove the NTP1 property of a geometric theory T is inherited by theories of lovely pairs and H‐structures associated to T. We also provide a class of examples of nonsimple geometric NTP1 theories.

We present a downward Löwenheim-Skolem theorem which transfers downward formulas from L ∞,ω to L κ +, ω . The simplest instance is: Theorem 1. Let $\lambda > \kappa$ be infinite cardinals, and let L be a similarity type of cardinality κ at most. For every L-structure M of cardinality λ and every $X \subseteq M$ there exists a model $N \prec M$ containing the set X of power |X| · κ such that for every pair of finite sequences a, (...) b ∈ N $\langle N, \mathbf{a}\rangle \equiv_{\| N \|^+,\omega} \langle N, \mathbf{b}\rangle \Leftrightarrow \langle M, \mathbf{a}\rangle \equiv_{\infty,\omega} \langle M, \mathbf{b}\rangle.$ The following theorem is an application: Theorem 2. Let $\lambda , and suppose χ is a Ramsey cardinal greater than λ. If T has the (χ, L κ +, ω -unsuperstability property, then T has the (χ, L λ +, ω )-unsuperstability property. (shrink)

We propose a criterion to regard a property of a theory (in first or second order logic) as virtuous: the property must have significant mathematical consequences for the theory (or its models). We then rehearse results of Ajtai, Marek, Magidor, H. Friedman and Solovay to argue that for second order logic, ‘categoricity’ has little virtue. For first order logic, categoricity is trivial; but ‘categoricity in power’ has enormous structural consequences for any of the theories satisfying it. The stability hierarchy extends (...) this virtue to other complete theories. The interaction of model theory and traditional mathematics is examined by considering the views of such as Bourbaki, Hrushovski, Kazhdan, and Shelah to flesh out the argument that the main impact of formal methods on mathematics is using formal definability to obtain results in ‘mainstream’ mathematics. Moreover, these methods (e.g., the stability hierarchy) provide an organization for much mathematics which gives specific content to dreams of Bourbaki about the architecture of mathematics. (shrink)

We initiate a systematic study of the class of theories without the tree property of the second kind — NTP2. Most importantly, we show: the burden is “sub-multiplicative” in arbitrary theories ; NTP2 is equivalent to the generalized Kimʼs lemma and to the boundedness of ist-weight; the dp-rank of a type in an arbitrary theory is witnessed by mutually indiscernible sequences of realizations of the type, after adding some parameters — so the dp-rank of a 1-type in any theory is (...) always witnessed by sequences of singletons; in NTP2 theories, simple types are co-simple, characterized by the co-independence theorem, and forking between the realizations of a simple type and arbitrary elements satisfies full symmetry; a Henselian valued field of characteristic is NTP2 if and only if the residue field is NTP2 , so in particular any ultraproduct of p-adics is NTP2; adding a generic predicate to a geometric NTP2 theory preserves NTP2. (shrink)

We prove a strong dichotomy for the number of ultrapowers of a given model of cardinality ≤ 2ℵ0 associated with nonprincipal ultrafilters on ℕ. They are either all isomorphic, or else there are 22ℵ0 many nonisomorphic ultrapowers. We prove the analogous result for metric structures, including C*-algebras and II1 factors, as well as their relative commutants and include several applications. We also show that the CAF001-algebra [Formula: see text] always has nonisomorphic relative commutants in its ultrapowers associated with nonprincipal ultrafilters (...) on ℕ. (shrink)

A ternary relation [Formula: see text] between subsets of the big model of a complete first-order theory T is called an independence relation if it satisfies a certain set of axioms. The primary example is forking in a simple theory, but o-minimal theories are also known to have an interesting independence relation. Our approach in this paper is to treat independence relations as mathematical objects worth studying. The main application is a better understanding of thorn-forking, which turns out to be (...) closely related to modular pairs in the lattice of algebraically closed sets. (shrink)

§1. Introduction. In this report we wish to describe recent work on a class of first order theories first introduced by Shelah in [32], the simple theories. Major progress was made in the first author's doctoral thesis [17]. We will give a survey of this, as well as further works by the authors and others.The class of simple theories includes stable theories, but also many more, such as the theory of the random graph. Moreover, many of the theories of particular (...) algebraic structures which have been studied recently turn out to be simple. The interest is basically that a large amount of the machinery of stability theory, invented by Shelah, is valid in the broader class of simple theories. Stable theories will be defined formally in the next section. An exhaustive study of them is carried out in [33]. Without trying to read Shelah's mind, we feel comfortable in saying that the importance of stability for Shelah lay partly in the fact that an unstable theory T has 2λ many models in any cardinal λ ≥ ω1 + |T|. (shrink)

Let S and T be countable complete theories. We assume that T is superstable without the dimensional order property, and S is interpretable in T in such a way that every model of S is coded in a model of T. We show that S does not have the dimensional order property, and we discuss the question of whether $\operatorname{Depth}(S) \leq \operatorname{Depth}(T)$ . For Mekler's uniform interpretation of arbitrary theories S of finite similarity type into suitable theories T s of (...) groups we show that $\operatorname{Depth}(S) \leq \operatorname{Depth}(T_S) \leq 1 + \operatorname{Depth}(S)$. (shrink)