Appraisal theories of emotion have two fundamental assumptions: (a) that there are regularities to be discovered between situations and components of emotional episodes, and (b) that the influence of these situations on these components is causally mediated by a mental process called appraisal. Appraisal theories come in different flavors, proposing different to-be-explained phenomena and different underlying mechanisms for the influence of appraisal on the other components.

The authors of the articles in this special section discuss an array of psychological perspectives on emotion. The articles provide only a limited consideration of status and power processes, however, which play a larger role in sociological theories of emotion than in psychological ones. Here, I examine the ways in which the theories account for status and power and suggest opportunities for greater inclusion of these key facets of social structure.

Progress in emotions research requires understanding why debate about the general nature of emotions remains intractable. Much confusion arises from proposals that offer one of the four different kinds of biological explanation, without recognizing the need for other three. More arises from tacitly thinking of emotions as products of design, when they are actually organically complex products of natural selection. Finally, debate persists because of categorizing emotions by functions, instead of recognizing that each emotion was shaped by the adaptive challenges (...) posed by a recurring situation. No general explanation of the kind usually sought for emotions exists, however progress is possible if we study emotions as organically complex partially differentiated constellations of changes that have been useful in certain situations. (shrink)

This commentary on four theoretical articles published in this issue of Emotion Review discusses the one big thing that links them all and raises some questions about the ontological status of the appraisal part of appraisal theories of emotion.

According to evolutionary accounts of distinct emotions, these emotions are shaped by natural selection to adjust the physiological, psychological, cognitive, and behavioral parameters of an organism to facilitate its capacity to respond adaptively to threats and opportunities present in the environment. This account has a number of implications, most notably: each distinct emotion serves, or served, an adaptive function, and emotions are comprised of multiple components, all of which should be functional. In this article, I briefly outline an evolutionary approach (...) to understanding distinct emotions, then explain how this approach could be falsified, how one’s own emotion experience differs from the observation of an emotion experience in someone else, and why variability in emotional responding should be expected. (shrink)

We propose a sociodynamic model of emotions, in which emotions are seen as dynamic systems that emerge from the interactions and relationships in which they take place. Our model does not deny that emotions are biologically constrained, yet it takes seriously that emotions are situated in specific contexts. We conceive emotions as largely functional to the sociocultural environment in which they occur; this is so because sociocultural environments foster the emergence of emotions that positively contribute to social cohesion. The role (...) of the social context includes actual, online shaping—affordances, constraints, and reward structures—and thus goes beyond merely providing the content of cognitive representations (e.g., goals, concepts). (shrink)

This exchange provides an array of perspectives on the questions of what emotions are, how they function, and how they should be studied. While my approach is evolutionary and functionalist—viewing each distinct emotion as having evolved to serve a particular function —this approach is not the only one needed to fully understand emotions. Furthermore, several of the accounts offered here might be effectively synthesized by accepting the importance of both universal evolutionary factors and sociocultural particulars in shaping emotion experiences.

While it is common to think that neuroscientists are proponents of basic emotions theory, this is not necessarily the case. My ideas, for example are more aligned with cognitive than basic emotions theories.

Modern evolutionary psychology provides a cogent criterion for considering an emotion as “basic”: Whether the emotion evolved to solve an adaptive problem tributary to reproduction. Criteria such as distinctive universal signals, presence in other primates, or contribution to survival are not relevant, even though some basic emotions have these properties. Abundant evidence suggests that sexual jealousy is properly considered a basic emotion, even though it lacks a distinct expressive signature, contributes to adaptive problems of mating rather than survival, and may (...) or may not be present in other primates. (shrink)

Commentary on four articles in a special issue on “theories of emotion,” comparing the theories with respect to five conceptual contrasts. The first four contrasts are essentialism versus nonessentialism, discriminative versus integrative theories, individual versus social focus, and instrumentalism versus scientific realism. Although scientific psychologists appear to have reached consensus in favor of nonessentialism and they freely use both realist and instrumentalist interpretations, there is no consensus on the other two contrasts. The final contrast explored addresses attitudes toward the use (...) of philosophy in scientific theorizing, and whether philosophy is best kept in the background or brought into the foreground. (shrink)

In reply to the commentaries of Clay-Warner, Gendolla, Nesse, Shweder, and Zachar, I repeat the essential features of appraisal theories of the second flavor: They take emotional components as the phenomenon to be explained, and they strive for a multilevel mechanistic explanation that leaves room for complex and dynamical processes or mechanisms. Every mechanistic explanation starts with an accurate description of regularities between inputs and outputs. Regularities do not preclude context-dependent variety, because there is no limit to the number of (...) input factors that can influence the output, and back. (shrink)

It is time to abandon essentialism in emotional research: Our sociodynamic model proposes to study emotions as contextualized processes, rather than as states. This does not mean eschewing mental processes, but rather studying them dynamically and in open interaction with their environment. Our proposal is not to shift the focus of emotion studies to a different level. Rather, placing emotions in their social context renders their psychological qualities understandable and predictable. This is illustrated by some examples from my own cross-cultural (...) research. (shrink)

In this commentary I focus on similarities, discrepancies, and problems in the four large theoretical perspectives on emotions presented in this issue. Focusing on the approaches’ ideas about the functionality of emotions, I will discuss limitations that call for smaller and more focused theories.