This paper argues that, insofar as we doubt the bivalence of the Continuum Hypothesis or the truth of the Axiom of Choice, we should also doubt the consistency of third-order arithmetic, both the classical and intuitionistic versions. -/- Underlying this argument is the following philosophical view. Mathematical belief springs from certain intuitions, each of which can be either accepted or doubted in its entirety, but not half-accepted. Therefore, our beliefs about reality, bivalence, choice and consistency should all be aligned.

In this paper we introduce a novel way of building arithmetics whose background logic is R. The purpose of doing this is to point in the direction of a novel family of systems that could be candidates for being the infamous R#1/2 that Meyer suggested we look for.

In the present paper we give a functional interpretation of Aczel's constructive set theories CZF − and CZF in systems T ∈ and T ∈ + of constructive set functionals of finite types. This interpretation is obtained by a translation × , a refinement of the ∧ -translation introduced by Diller and Nahm 49–66) which again is an extension of Gödel's Dialectica translation. The interpretation theorem gives characterizations of the definable set functions of CZF − and CZF in terms of (...) constructive set functionals. In a second part we introduce constructive set theories in all finite types. We expand the interpretation to these theories and give a characterization of the translation × . We further show that the simplest non-trivial axiom of extensionality is not interpretable by functionals of T ∈ and T ∈ + . We obtain this result by adapting Howard's notion of hereditarily majorizable functionals to set functionals. Subject of the last section is the translation ∨ that is defined in Burr for an interpretation of Kripke-Platek set theory with infinity. (shrink)

The so-called weak König's lemma WKL asserts the existence of an infinite path b in any infinite binary tree . Based on this principle one can formulate subsystems of higher-order arithmetic which allow to carry out very substantial parts of classical mathematics but are Π 2 0 -conservative over primitive recursive arithmetic PRA . In Kohlenbach 1239–1273) we established such conservation results relative to finite type extensions PRA ω of PRA . In this setting one can consider also a uniform (...) version UWKL of WKL which asserts the existence of a functional Φ which selects uniformly in a given infinite binary tree f an infinite path Φf of that tree. This uniform version of WKL is of interest in the context of explicit mathematics as developed by S. Feferman. The elimination process in Kohlenbach [10] actually can be used to eliminate even this uniform weak König's lemma provided that PRA ω only has a quantifier-free rule of extensionality QF-ER instead of the full axioms of extensionality for all finite types. In this paper we show that in the presence of , UWKL is much stronger than WKL: whereas WKL remains to be Π 2 0 -conservative over PRA, PRA ω ++ UWKL contains full Peano arithmetic PA. We also investigate the proof–theoretic as well as the computational strength of UWKL relative to the intuitionistic variant of PRA ω both with and without the Markov principle. (shrink)

We present a functional interpretation of Peano arithmetic that uses Gödel’s computable functionals and which systematically injects uniformities into the statements of finite-type arithmetic. As a consequence, some uniform boundedness principles are interpreted while maintaining unmoved the -sentences of arithmetic. We explain why this interpretation is tailored to yield conservation results.

A variety of projects in proof theory of relevance to the philosophy of mathematics are surveyed, including Gödel's incompleteness theorems, conservation results, independence results, ordinal analysis, predicativity, reverse mathematics, speed-up results, and provability logics.

The aim of this article is to give an introduction to functional interpretations of set theory given by the authorin Burr (2000a). The first part starts with some general remarks on Gödel's functional interpretation with a focus on aspects related to problems that arise in the context of set theory. The second part gives an insight in the techniques needed to perform a functional interpretation of systems of set theory. However, the first part of this article is not intended to (...) be a complete survey of functional interpretations and here we recommend, for example, Avigad and Feferman (1998),Troelstra (1990) and Troelstra (1973). (shrink)

Hilbert’s program was an ambitious and wide-ranging project in the philosophy and foundations of mathematics. In order to “dispose of the foundational questions in mathematics once and for all,” Hilbert proposed a two-pronged approach in 1921: first, classical mathematics should be formalized in axiomatic systems; second, using only restricted, “finitary” means, one should give proofs of the consistency of these axiomatic systems. Although Gödel’s incompleteness theorems show that the program as originally conceived cannot be carried out, it had many partial (...) successes, and generated important advances in logical theory and metatheory, both at the time and since. The article discusses the historical background and development of Hilbert’s program, its philosophical underpinnings and consequences, and its subsequent development and influences since the 1930s. (shrink)

In this article we study applications of the bounded functional interpretation to theories of feasible arithmetic and analysis. The main results show that the novel interpretation is sound for considerable generalizations of weak König’s Lemma, even in the presence of very weak induction. Moreover, when this is combined with Cook and Urquhart’s variant of the functional interpretation, one obtains effective versions of conservation results regarding weak König’s Lemma which have been so far only obtained non-constructively.

Extending Gödel's Dialectica interpretation, we provide a functional interpretation of classical theories of positive arithmetic inductive definitions, reducing them to theories of finite-type functionals defined using transfinite recursion on well-founded trees.

We consider the extent to which one can compute bounds on the rate of convergence of a sequence of ergodic averages. It is not difficult to construct an example of a computable Lebesgue measure preserving transformation of [0, 1] and a characteristic function f = χA such that the ergodic averages Anf do not converge to a computable element of L2([0, 1]). In particular, there is no computable bound on the rate of convergence for that sequence. On the other hand, (...) we show that, for any nonexpansive linear operator T on a separable Hilbert space and any element f , it is possible to compute a bound on the rate of convergence of Anf from T , f , and the norm f ∗ of the limit. In particular, if T is the Koopman operator arising from a computable ergodic measure preserving transformation of a probability space X and f is any computable element of L2 (X ), then there is a computable bound on the rate of convergence of the sequence Anf. (shrink)

We identify bar recursion on moduli of continuity as a fundamental notion of constructive mathematics. We show that continuous functions from the Baire space \ to the natural numbers \ which have moduli of continuity with bar recursors are exactly those functions induced by Brouwer operations. The connection between Brouwer operations and bar induction allows us to formulate several continuity principles on the Baire space stated in terms of bar recursion on continuous moduli which naturally characterise some variants of bar (...) induction. These principles state that a certain kind of continuous function from \ to \ admits a modulus of continuity with a bar recursor. The results for the Baire space are recast in the setting of the Cantor space \ using the notion of fan recursor, a bar recursor for binary trees. This yields characterisations of uniformly continuous functions on the Cantor space and fan theorem in terms of fan recursors. The results for the Cantor space hold over the extensional version of intuitionistic arithmetic in all finite types ), and those for the Baire space hold over \ extended with the type for Brouwer operations. Our work places Spector’s bar recursion in a proper context of Brouwer’s intuitionistic mathematics and clarifies the connection between bar recursion and bar induction. (shrink)

In this paper, we present another case study in the general project of proof mining which means the logical analysis of prima facie non-effective proofs with the aim of extracting new computationally relevant data. We use techniques based on monotone functional interpretation developed in Kohlenbach , Oxford University Press, Oxford, 1996, pp. 225–260) to analyze Cheney's simplification 189) of Jackson's original proof 320) of the uniqueness of the best L1-approximation of continuous functions fC[0,1] by polynomials pPn of degree n. Cheney's (...) proof is non-effective in the sense that it is based on classical logic and on the non-computational principle WKL . The result of our analysis provides the first effective uniform modulus of uniqueness . Moreover, the extracted modulus has the optimal ε-dependency as follows from Kroó 331). The paper also describes how the uniform modulus of uniqueness can be used to compute the best L1-approximations of a fixed fC[0,1] with arbitrary precision. The second author uses this result to give a complexity upper bound on the computation of the best L1-approximation in Oliva 66–77). (shrink)

In the course of ten short sections, we comment on Gödel's seminal dialectica paper of fifty years ago and its aftermath. We start by suggesting that Gödel's use of functionals of finite type is yet another instance of the realistic attitude of Gödel towards mathematics, in tune with his defense of the postulation of ever increasing higher types in foundational studies. We also make some observations concerning Gödel's recasting of intuitionistic arithmetic via the dialectica interpretation, discuss the extra principles that (...) the interpretation validates and comment on extensionality and higher order equality. The latter sections focus on the role of majorizability considerations within the dialectica and related interpretations for extracting computational information from ordinary proofs in mathematics. (shrink)

is a fragment of first-order aritlimetic so weak that it cannot prove the totality of an iterated exponential fimction. Surprisingly, however, the theory is remarkably robust. I will discuss formal results that show that many theorems of number theory and combinatorics are derivable in elementary arithmetic, and try to place these results in a broader philosophical context.

This article provides a survey of key papers that characterise computable functions, but also provides some novel insights as follows. It is argued that the power of algorithms is at least as strong as functions that can be proved to be totally computable in type-theoretic translations of subsystems of second-order Zermelo Fraenkel set theory. Moreover, it is claimed that typed systems of the lambda calculus give rise naturally to a functional interpretation of rich systems of types and to a hierarchy (...) of ordinal recursive functionals of arbitrary type that can be reduced by substitution to natural number functions. (shrink)

In this paper, I develop a view on set-theoretic ontology I call Universe-Indeterminism, according to which there is a unique but indeterminate universe of sets. I argue that Solomon Feferman’s work on semi-constructive set theories can be adapted to this project, and develop a philosophical motivation for a semi-constructive set theory closely based on Feferman’s but tailored to the Universe-Indeterminist’s viewpoint. I also compare the emergent Universe-Indeterminist view to some more familiar views on set-theoretic ontology.

Leo Harrington showed that the second-order theory of arithmetic WKL 0 is ${\Pi^1_1}$ -conservative over the theory RCA 0. Harrington’s proof is model-theoretic, making use of a forcing argument. A purely proof-theoretic proof, avoiding forcing, has been eluding the efforts of researchers. In this short paper, we present a proof of Harrington’s result using a cut-elimination argument.

We upgrade the light Dialectica interpretation [6] by adding two more light universal quantifiers, which are both semi-computational and semi-uniform and complement each other. An illustrative example is presented for the new light quantifiers and a new application is given for the older uniform quantifier. The realizability of new light negative formulations for the Axiom of Choice and for the Independence of Premises is explored in the new setting.

We present a new functional interpretation, based on a novel assignment of formulas. In contrast with Gödel’s functional “Dialectica” interpretation, the new interpretation does not care for precise witnesses of existential statements, but only for bounds for them. New principles are supported by our interpretation, including the FAN theorem, weak König’s lemma and the lesser limited principle of omniscience. Conspicuous among these principles are also refutations of some laws of classical logic. Notwithstanding, we end up discussing some applications of the (...) new interpretation to theories of classical arithmetic and analysis. (shrink)

1. Pohlers and The Problem. I first met Wolfram Pohlers at a workshop on proof theory organized by Walter Felscher that was held in Tübingen in early April, 1973. Among others at that workshop relevant to the work surveyed here were Kurt Schütte, Wolfram’s teacher in Munich, and Wolfram’s fellow student Wilfried Buchholz. This is not meant to slight in the least the many other fine logicians who participated there.2 In Tübingen I gave a couple of survey lectures on results (...) and problems in proof theory that had been occupying much of my attention during the previous decade. The following was the central problem that I emphasized there: The need for an ordinally informative, conceptually clear, proof-theoretic reduction of classical theories of iterated arithmetical inductive definitions to corresponding constructive systems. As will be explained below, meeting that need would be significant for the then ongoing efforts at establishing the constructive foundation for and proof-theoretic ordinal analysis of certain impredicative subsystems of classical analysis. I also spoke in Tübingen about. (shrink)

Gödel regarded the Dialectica interpretation as giving constructive content to intuitionism, which otherwise failed to meet reasonable conditions of constructivity. He founded his theory of primitive recursive functions, in which the interpretation is given, on the concept of computable function of finite type. I will (1) criticize this foundation, (2) propose a quite different one, and (3) note that essentially the latter foundation also underlies the Curry-Howard type theory, and hence Heyting's intuitionistic conception of logic. Thus the Dialectica interpretation (in (...) so far as its aim was to give constructive content to intuitionism) is superfluous. (shrink)

We present a version of arithmetic in all finite types based on a systematic use of an internally definable notion of observational equivalence for dealing with equalities at higher types. For this system both intensional and extensional models are possible, the deduction theorem holds and the soundness of the Dialectica interpretation is provable inside the system itself.

In earlier work we introduced two systems for nonstandard analysis, one based on classical and one based on intuitionistic logic; these systems were conservative extensions of first-order Peano and Heyting arithmetic, respectively. In this paper we study how adding the principle of countable saturation to these systems affects their proof-theoretic strength. We will show that adding countable saturation to our intuitionistic system does not increase its proof-theoretic strength, while adding it to the classical system increases the strength from first- to (...) full second-order arithmetic. (shrink)