In this paper the numerical strength of fragments of arithmetical comprehension, choice and general uniform boundedness is studied systematically. These principles are investigated relative to base systems Tnω in all finite types which are suited to formalize substantial parts of analysis but nevertheless have provably recursive functions of low growth. We reduce the use of instances of these principles in Tnω-proofs of a large class of formulas to the use of instances of certain arithmetical principles thereby determining faithfully the arithmetical (...) content of the former. This is achieved using the method of elimination of Skolem functions for monotone formulas which was introduced by the author in a previous paper.As corollaries we obtain new conservation results for fragments of analysis over fragments of arithmetic which strengthen known purely first-order conservation results.We also characterize the provably recursive functions of type 2 of the extensions of Tnω based on these fragments of arithmetical comprehension, choice and uniform boundedness. (shrink)

Kohlenbach, U., Effective moduli from ineffective uniqueness proofs. An unwinding of de La Vallée Poussin's proof for Chebycheff approximation, Annals of Pure and Applied Logic 64 27–94.We consider uniqueness theorems in classical analysis having the form u ε U, v1, v2 ε Vu = 0 = G→v 1 = v2), where U, V are complete separable metric spaces, Vu is compact in V and G:U x V → is a constructive function.If is proved by arithmetical means from analytical assumptions x (...) εXy ε Yx z ε Z = 0) only , then we can extract from the proof of → an effective modulus of uniqueness, which depends on u, k but not on v1,v2, i.e., u ε U, v1, v2 ε Vu, k εG, G 2-φuk→dv2-itk). Such a modulus φ can e.g. be used to give a finite algorithm which computes the zero of G on Vu with prescribed precision if it exists classically.The extraction of φ uses a proof-theoretic combination of functional interpretation and pointwise majorization. If the proof of → uses only simple instances of induction, then φ is a simple mathematical operation. (shrink)

We show how to extract effective bounds Φ for $\bigwedge u^1 \bigwedge v \leq_\gamma tu \bigvee w^\eta G_0$ -sentences which depend on u only (i.e. $\bigwedge u \bigwedge v \leq_\gamma tu \bigvee w \leq_\eta \Phi uG_0$ ) from arithmetical proofs which use analytical assumptions of the form \begin{equation*}\tag{*}\bigwedge x^\delta\bigvee y \leq_\rho sx \bigwedge z^\tau F_0\end{equation*} (γ, δ, ρ, and τ are arbitrary finite types, η ≤ 2, G0 and F0 are quantifier-free, and s and t are closed terms). If τ (...) ≤ 2, (*) can be weakened to $\bigwedge x^\delta, z^\tau\bigvee y \leq_\rho sx \bigwedge \tilde{z} \leq_\tau z F_0$ . This is used to establish new conservation results about weak König's lemma. Applications to proofs in classical analysis, especially uniqueness proofs in approximation theory, will be given in subsequent papers. (shrink)

In this note we show that the so-called weakly extensional arithmetic in all finite types, which is based on a quantifier-free rule of extensionality due to C. Spector and which is of significance in the context of Gödel"s functional interpretation, does not satisfy the deduction theorem for additional axioms. This holds already for Π0 1-axioms. Previously, only the failure of the stronger deduction theorem for deductions from (possibly open) assumptions (with parameters kept fixed) was known.

We introduce a herbrandized functional interpretation of a first-order semi-intuitionistic extension of Heyting Arithmetic and study its main properties. We then extend the interpretation to a certain system of second-order arithmetic which includes a (classically false) formulation of the FAN principle and weak König's lemma. It is shown that any first-order formula provable in this system is classically true. It is perhaps worthy of note that, in our interpretation, second-order variables are interpreted by finite sets of natural numbers.

In view of an enhancement of our implementation on the computer, we explore the possibility of an algorithmic optimization of the various proof-theoretic techniques employed by Kohlenbach for the synthesis of new effective uniform bounds out of established qualitative proofs in Numerical Functional Analysis. Concretely, we prove that the method of “colouring” some of the quantifiers as “non-computational” extends well to ε-arithmetization, elimination-of-extensionality and model-interpretation.

This article systematically investigates so-called “truth variants” of several functional interpretations. We start by showing a close relation between two variants of modified realizability, namely modified realizability with truth and q-modified realizability. Both variants are shown tobe derived from a single “functional interpretation with truth” of intuitionistic linear logic. This analysis suggests that several functional interpretations have truth and q-variants. These variants, however, require a more involved modification than the ones previously considered. Following this lead we present truth and q-variants (...) of the Diller-Nahm interpretation, the bounded modified realizability and the bounded functional interpretation. (shrink)

Along the line of Hirst‐Mummert and Dorais, we analyze the relationship between the classical provability of uniform versions Uni(S) of Π2‐statements S with respect to higher order reverse mathematics and the intuitionistic provability of S. Our main theorem states that (in particular) for every Π2‐statement S of some syntactical form, if its uniform version derives the uniform variant of over a classical system of arithmetic in all finite types with weak extensionality, then S is not provable in strong semi‐intuitionistic systems (...) including bar induction in all finite types but also nonconstructive principles such as Kőnig's lemma and uniform weak Kőnig's lemma. Our result is applicable to many mathematical principles whose sequential versions imply. (shrink)

We present a refinement ofthe bounded modified realizability which provides both upper and lower bounds for witnesses. Our interpretation is based on a generalisation of Howard/Bezem's notion of strong majorizability. We show how the bounded modified realizability coincides with our interpretation in the case when least elements exist . The new interpretation, however, permits the extraction of more accurate bounds, and provides an ideal setting for dealing directly with data types whose natural ordering is not well-founded.

We present a new functional interpretation, based on a novel assignment of formulas. In contrast with Gödel’s functional “Dialectica” interpretation, the new interpretation does not care for precise witnesses of existential statements, but only for bounds for them. New principles are supported by our interpretation, including the FAN theorem, weak König’s lemma and the lesser limited principle of omniscience. Conspicuous among these principles are also refutations of some laws of classical logic. Notwithstanding, we end up discussing some applications of the (...) new interpretation to theories of classical arithmetic and analysis. (shrink)

Accretive and monotone operator theory are central branches of nonlinear functional analysis and constitute the abstract study of certain set-valued mappings between function spaces. This paper deals with the computational properties of these accretive and (generalized) monotone set-valued operators. In particular, we develop (and extend) for this field the theoretical framework of proof mining, a program in mathematical logic that seeks to extract computational information from prima facie “non-computational” proofs from the mainstream literature. To this end, we establish logical metatheorems (...) that guarantee and quantify the computational content of theorems pertaining to accretive and (generalized) monotone set-valued operators. On the one hand, our results unify a number of recent case studies, while they also provide characterizations of central analytical notions in terms of proof theoretic ones on the other, which provides a crucial perspective on needed quantitative assumptions in future applications of proof mining to these branches. (shrink)