is a fragment of first-order aritlimetic so weak that it cannot prove the totality of an iterated exponential fimction. Surprisingly, however, the theory is remarkably robust. I will discuss formal results that show that many theorems of number theory and combinatorics are derivable in elementary arithmetic, and try to place these results in a broader philosophical context.

In this paper the numerical strength of fragments of arithmetical comprehension, choice and general uniform boundedness is studied systematically. These principles are investigated relative to base systems Tnω in all finite types which are suited to formalize substantial parts of analysis but nevertheless have provably recursive functions of low growth. We reduce the use of instances of these principles in Tnω-proofs of a large class of formulas to the use of instances of certain arithmetical principles thereby determining faithfully the arithmetical (...) content of the former. This is achieved using the method of elimination of Skolem functions for monotone formulas which was introduced by the author in a previous paper.As corollaries we obtain new conservation results for fragments of analysis over fragments of arithmetic which strengthen known purely first-order conservation results.We also characterize the provably recursive functions of type 2 of the extensions of Tnω based on these fragments of arithmetical comprehension, choice and uniform boundedness. (shrink)

In this article we study applications of the bounded functional interpretation to theories of feasible arithmetic and analysis. The main results show that the novel interpretation is sound for considerable generalizations of weak König’s Lemma, even in the presence of very weak induction. Moreover, when this is combined with Cook and Urquhart’s variant of the functional interpretation, one obtains effective versions of conservation results regarding weak König’s Lemma which have been so far only obtained non-constructively.

In this paper we study with proof-theoretic methods the function(al) s provably recursive relative to Ramsey's theorem for pairs and the cohesive principle (COH). Our main result on COH is that the type 2 functional provably recursive from $RCA_0 + COH + \Pi _1^0 - CP$ are primitive recursive. This also provides a uniform method to extract bounds from proofs that use these principles. As a consequence we obtain a new proof of the fact that $WKL_0 + \Pi _1^0 - (...) CP + COH$ is $\Pi _1^0 $ -conservative over PRA. Recent work of the first author showed that $\Pi _1^0 + CP + COH$ is equivalent to a weak variant of the Bolzano-Weierstraß principle. This makes it possible to use our results to analyze not only combinatorial but also analytical proofs. For Ramsey's theorem for pairs and two colors $\left( {RT_2^2 } \right)$ we obtain the upper bounded that the type 2 functionals provable recursive relative to $RCA_0 + \sum\nolimits_2^0 {IA + RT_2^2 } $ are in T₁. This is the fragment of Gödel's system T containing only type 1 recursion—roughly speaking it consists of functions of Ackermann type. With this we also obtain a uniform method for the extraction of T₁-bounds from proofs that use RT2..... Moreover, this yields a new proof of the fact that $WKL_0 + \sum\nolimits_2^0 {IA} + RT_2^2 $ is $\Pi _1^0 $ -conservative over $RCA_0 + \sum\nolimits_2^0 { - IA} $ . The results are obtained in two steps: in the first step a term including Skolem functions for the above principles is extracted from a given proof. This is done using Gödel's functional interpretation. After this the term is normalized, such that only specific instances of the Skolem functions are used. In the second step this term is interpreted using $\Pi _1^0 $ -comprehension. The comprehension is then eliminated in favor of induction using either elimination of monotone Skolem functions (for COH) or Howard's ordinal analysis of bar recursion (for $RT_2^2 $. (shrink)

We study, from a classical point of view, how the truth of a statement about higher type functionals depends on the underlying model. The models considered are the classical set-theoretic finite type hierarchy and the constructively more meaningful models of continuous functionals, hereditarily effective operations, as well as the closed term model of Gödel's system T. The main results are characterisations of prenex classes for which truth in the full set-theoretic model transfers to truth in the other models. As a (...) corollary we obtain that the axiom of choice is not conservative over Gödel's system T with classical logic for closed ∃2-formulas. We hope that this study will contribute to a clearer delineation and perception of constructive mathematics from a classical perspective. (shrink)

This paper develops the very basic notions of analysis in a weak second-order theory of arithmetic BTFA whose provably total functions are the polynomial time computable functions. We formalize within BTFA the real number system and the notion of a continuous real function of a real variable. The theory BTFA is able to prove the intermediate value theorem, wherefore it follows that the system of real numbers is a real closed ordered field. In the last section of the paper, we (...) show how to interpret the theory BTFA in Robinson's theory of arithmetic Q. This fact entails that the elementary theory of the real closed ordered fields is interpretable in Q. (shrink)

Along the line of Hirst‐Mummert and Dorais, we analyze the relationship between the classical provability of uniform versions Uni(S) of Π2‐statements S with respect to higher order reverse mathematics and the intuitionistic provability of S. Our main theorem states that (in particular) for every Π2‐statement S of some syntactical form, if its uniform version derives the uniform variant of over a classical system of arithmetic in all finite types with weak extensionality, then S is not provable in strong semi‐intuitionistic systems (...) including bar induction in all finite types but also nonconstructive principles such as Kőnig's lemma and uniform weak Kőnig's lemma. Our result is applicable to many mathematical principles whose sequential versions imply. (shrink)

In view of an enhancement of our implementation on the computer, we explore the possibility of an algorithmic optimization of the various proof-theoretic techniques employed by Kohlenbach for the synthesis of new effective uniform bounds out of established qualitative proofs in Numerical Functional Analysis. Concretely, we prove that the method of “colouring” some of the quantifiers as “non-computational” extends well to ε-arithmetization, elimination-of-extensionality and model-interpretation.

In the course of ten short sections, we comment on Gödel's seminal dialectica paper of fifty years ago and its aftermath. We start by suggesting that Gödel's use of functionals of finite type is yet another instance of the realistic attitude of Gödel towards mathematics, in tune with his defense of the postulation of ever increasing higher types in foundational studies. We also make some observations concerning Gödel's recasting of intuitionistic arithmetic via the dialectica interpretation, discuss the extra principles that (...) the interpretation validates and comment on extensionality and higher order equality. The latter sections focus on the role of majorizability considerations within the dialectica and related interpretations for extracting computational information from ordinary proofs in mathematics. (shrink)

In 2007. Terence Tao wrote on his blog an essay about soft analysis, hard analysis and the finitization of soft analysis statements into hard analysis statements. One of his main examples was a quasi-finitization of the infinite pigeonhole principle IPP, arriving at the "finitary" infinite pigeonhole principle FIPP₁. That turned out to not be the proper formulation and so we proposed an alternative version FIPP₂. Tao himself formulated yet another version FIPP₃ in a revised version of his essay. We give (...) a counterexample to FIPP₁ and discuss for both of the versions FIPP₂ and FIPP₃ the faithfulness of their respective finitization of IPP by studying the equivalences IPP ↔ FIPP₂ and IPP ↔ FIPP₃ in the context of reverse mathematics ([9]). In the process of doing this we also introduce a continuous uniform boundedness principle CUB as a formalization of Tao's notion of a correspondence principle and study the strength of this principle and various restrictions thereof in terms of reverse mathematics, i.e., in terms of the "big five" subsystems of second order arithmetic. (shrink)

In this paper a new method, elimination of Skolem functions for monotone formulas, is developed which makes it possible to determine precisely the arithmetical strength of instances of various non-constructive function existence principles. This is achieved by reducing the use of such instances in a given proof to instances of certain arithmetical principles. Our framework are systems ${\cal T}^{\omega} :={\rm G}_n{\rm A}^{\omega} +{\rm AC}$ -qf $+\Delta$ , where (G $_n$ A $^{\omega})_{n \in {\Bbb N}}$ is a hierarchy of (weak) subsystems (...) of arithmetic in all finite types (introduced in [14]), AC-qf is the schema of quantifier-free choice in all types and $\Delta$ is a set of certain analytical principles which e.g. includes the binary König's lemma. We apply this method to show that the arithmetical closures of single instances of $\Pi^0_1$ -comprehension and -choice contribute to the growth of extractable bounds from proofs relative to ${\cal T}^\omega$ only by a primitive recursive functional in the sense of Kleene. In subsequent papers these results are widely generalized and the method is used to determine the arithmetical content of single sequences of instances of the Bolzano-Weierstraß principle for bounded sequences in ${\Bbb R}^d$ , the Ascoli-lemma and others. (shrink)

We present a new functional interpretation, based on a novel assignment of formulas. In contrast with Gödel’s functional “Dialectica” interpretation, the new interpretation does not care for precise witnesses of existential statements, but only for bounds for them. New principles are supported by our interpretation, including the FAN theorem, weak König’s lemma and the lesser limited principle of omniscience. Conspicuous among these principles are also refutations of some laws of classical logic. Notwithstanding, we end up discussing some applications of the (...) new interpretation to theories of classical arithmetic and analysis. (shrink)

A notion called Herbrand saturation is shown to provide the model-theoretic analogue of a proof-theoretic method, Herbrand analysis, yielding uniform model-theoretic proofs of a number of important conservation theorems. A constructive, algebraic variation of the method is described, providing yet a third approach, which is finitary but retains the semantic flavor of the model-theoretic version.

This paper discusses what kind of quantitative information one can extract under which circumstances from proofs of convergence statements in analysis. We show that from proofs using only a limited amount of the law-of-excluded-middle, one can extract functionals , where L is a learning procedure for a rate of convergence which succeeds after at most B-many mind changes. This -learnability provides quantitative information strictly in between a full rate of convergence and a rate of metastability in the sense of Tao (...) . In fact, it corresponds to rates of metastability of a particular simple form. Moreover, if a certain gap condition is satisfied, then B and L yield a bound on the number of possible fluctuations. We explain recent applications of proof mining to ergodic theory in terms of these results. (shrink)

A general method of interpreting weak higher-type theories of nonstandard arithmetic in their standard counterparts is presented. In particular, this provides natural nonstandard conservative extensions of primitive recursive arithmetic, elementary recursive arithmetic, and polynomial-time computable arithmetic. A means of formalizing basic real analysis in such theories is sketched.

We present a functional interpretation of Peano arithmetic that uses Gödel’s computable functionals and which systematically injects uniformities into the statements of finite-type arithmetic. As a consequence, some uniform boundedness principles are interpreted while maintaining unmoved the -sentences of arithmetic. We explain why this interpretation is tailored to yield conservation results.

Let the chain antichain principle (CAC) be the statement that each partial order on $\mathbb{N}$ possesses an infinite chain or an infinite antichain. Chong, Slaman, and Yang recently proved using forcing over nonstandard models of arithmetic that CAC is $\Pi^1_1$-conservative over $\text{RCA}_0+\Pi^0_1\text{-CP}$ and so in particular that CAC does not imply $\Sigma^0_2$-induction. We provide here a different purely syntactical and constructive proof of the statement that CAC (even together with WKL) does not imply $\Sigma^0_2$-induction. In detail we show using a (...) refinement of Howard's ordinal analysis of bar recursion that $\text{WKL}_0^\omega+\text{CAC}$ is $\Pi^0_2$-conservative over PRA and that one can extract primitive recursive realizers for such statements. Moreover, our proof is finitary in the sense of Hilbert's program. CAC implies that every sequence of $\mathbb{R}$ has a monotone subsequence. This Bolzano-Weierstraß}-like principle is commonly used in proofs. Our result makes it possible to extract primitive recursive terms from such proofs. We also discuss the Erdős-Moser principle, which—taken together with CAC—is equivalent to $\text{RT}^2_2$. (shrink)

This paper addresses the strength of Ramsey's theorem for pairs ($RT^2_2$) over a weak base theory from the perspective of 'proof mining'. Let $RT^{2-}_2$ denote Ramsey's theorem for pairs where the coloring is given by an explicit term involving only numeric variables. We add this principle to a weak base theory that includes weak König's Lemma and a substantial amount of $\Sigma^0_1$-induction (enough to prove the totality of all primitive recursive functions but not of all primitive recursive functionals). In the (...) resulting theory we show the extractability of primitive recursive programs and uniform bounds from proofs of $\forall\exists$-theorems. There are two components of this work. The first component is a general proof-theoretic result, due to the second author, that establishes conservation results for restricted principles of choice and comprehension over primitive recursive arithmetic PRA as well as a method for the extraction of primitive recursive bounds from proofs based on such principles. The second component is the main novelty of the paper: it is shown that a proof of Ramsey's theorem due to Erdős and Rado can be formalized using these restricted principles. So from the perspective of proof unwinding the computational content of concrete proofs based on $RT^2_2$ the computational complexity will, in most practical cases, not go beyond primitive recursive complexity. This even is the case when the theorem to be proved has function parameters f and the proof uses instances of $RT^2_2$ that are primitive recursive in f. (shrink)

We define a notion of realizability, based on a new assignment of formulas, which does not care for precise witnesses of existential statements, but only for bounds for them. The novel form of realizability supports a very general form of the FAN theorem, refutes Markov's principle but meshes well with some classical principles, including the lesser limited principle of omniscience and weak König's lemma. We discuss some applications, as well as some previous results in the literature.

We define classes Φnof formulae of first-order arithmetic with the following properties:(i) Everyφϵ Φnis classically equivalent to a Πn-formula (n≠ 1, Φ1:= Σ1).(ii)(iii)IΠnandiΦn(i.e., Heyting arithmetic with induction schema restricted to Φn-formulae) prove the same Π2-formulae.We further generalize a result by Visser and Wehmeier. namely that prenex induction within intuitionistic arithmetic is rather weak: After closing Φnboth under existential and universal quantification (we call these classes Θn) the corresponding theoriesiΘnstill prove the same Π2-formulae. In a second part we consideriΔ0plus collection-principles. We (...) show that both the provably recursive functions and the provably total functions ofare polynomially bounded. Furthermore we show that the contrapositive of the collection-schema gives rise to instances of the law of excluded middle and hence. (shrink)

The so-called weak König's lemma WKL asserts the existence of an infinite path b in any infinite binary tree . Based on this principle one can formulate subsystems of higher-order arithmetic which allow to carry out very substantial parts of classical mathematics but are Π 2 0 -conservative over primitive recursive arithmetic PRA . In Kohlenbach 1239–1273) we established such conservation results relative to finite type extensions PRA ω of PRA . In this setting one can consider also a uniform (...) version UWKL of WKL which asserts the existence of a functional Φ which selects uniformly in a given infinite binary tree f an infinite path Φf of that tree. This uniform version of WKL is of interest in the context of explicit mathematics as developed by S. Feferman. The elimination process in Kohlenbach [10] actually can be used to eliminate even this uniform weak König's lemma provided that PRA ω only has a quantifier-free rule of extensionality QF-ER instead of the full axioms of extensionality for all finite types. In this paper we show that in the presence of , UWKL is much stronger than WKL: whereas WKL remains to be Π 2 0 -conservative over PRA, PRA ω ++ UWKL contains full Peano arithmetic PA. We also investigate the proof–theoretic as well as the computational strength of UWKL relative to the intuitionistic variant of PRA ω both with and without the Markov principle. (shrink)