We present a new functional interpretation, based on a novel assignment of formulas. In contrast with Gödel’s functional “Dialectica” interpretation, the new interpretation does not care for precise witnesses of existential statements, but only for bounds for them. New principles are supported by our interpretation, including the FAN theorem, weak König’s lemma and the lesser limited principle of omniscience. Conspicuous among these principles are also refutations of some laws of classical logic. Notwithstanding, we end up discussing some applications of the (...) new interpretation to theories of classical arithmetic and analysis. (shrink)

In this paper we specialize the notion of abstract computational procedure previously introduced for intensionally presented structures to those which are extensionally given. This is provided by a form of generalized recursion theory which uses schemata for explicit definition, conditional definition and least fixed point recursion in functional of type level 2 over any appropriate structure. It is applied here to the case of potentially infinite streams as an abstract data type.

This paper is an investigation of definability hierarchies on effective topological spaces. An open subset U of an effective space X is definable iff there is a parameter free definition φ of U so that the atomic predicate symbols of φ are recursively open relations on X . The complexity of a definable open set may be identified with the quantifier complexity of its definition. For example, a set U is an ∃∃∀∃-set if it has an ∃∃∀∃ parameter free definition (...) using only recursively open predicate symbols. Since X is not equipped with a natural pairing apparatus such a U need not be an ∃∀∃-set. Let Σ denote the class of all ∃-sets, ∃∃-sets, ∃∃∃-sets etc. We show that an open set is in Σ iff it is equivalent modulo a nowhere dense set to a recursively enumerable open set . Thus Σ = e.r.e. Indeed we show the existence of a universal Σ -set as well as the existence of universal sets for higher levels of the definability hierarchy. (shrink)

Kohlenbach, U., Effective moduli from ineffective uniqueness proofs. An unwinding of de La Vallée Poussin's proof for Chebycheff approximation, Annals of Pure and Applied Logic 64 27–94.We consider uniqueness theorems in classical analysis having the form u ε U, v1, v2 ε Vu = 0 = G→v 1 = v2), where U, V are complete separable metric spaces, Vu is compact in V and G:U x V → is a constructive function.If is proved by arithmetical means from analytical assumptions x (...) εXy ε Yx z ε Z = 0) only , then we can extract from the proof of → an effective modulus of uniqueness, which depends on u, k but not on v1,v2, i.e., u ε U, v1, v2 ε Vu, k εG, G 2-φuk→dv2-itk). Such a modulus φ can e.g. be used to give a finite algorithm which computes the zero of G on Vu with prescribed precision if it exists classically.The extraction of φ uses a proof-theoretic combination of functional interpretation and pointwise majorization. If the proof of → uses only simple instances of induction, then φ is a simple mathematical operation. (shrink)

The technical contribution of this paper is threefold.First we show how to encode functionals in a ‘flat’ applicative structure by adding oracles to untyped λ-calculus and mimicking the applicative behaviour of the functionals with an impredicatively defined reduction relation. The main achievement here is a Church-Rosser result for the extended reduction relation.Second, by combining the previous result with the model construction based on partial equivalence relations, we show how to extend a λ-closed simple type structure to a model of the (...) polymorphic λ-calculus.Third, we specialize the previous result to a counter model against a simple minimization. This minimization is realized by a bar recursive functional, which contrasts the results of Spector and Girard which imply that the bar recursive functions are exactly those that are definable in the polymorphic λ-calculus. As a spin-off, we obtain directly the non-conservativity of the extensions of Gödel's T with bar recursion, fan functional, and Luckhardt's minimization functional, respectively. For the latter two extensions these results are new. (shrink)