Are the generalizations of classical equilibrium thermodynamics true of self-gravitating systems? This question has not been addressed from a foundational perspective, but here I tackle it through a study of the “paradoxes” commonly said to afflict such systems. My goals are twofold: (a) to show that the “paradoxes” raise many questions rarely discussed in the philosophical foundations literature, and (b) to counter the idea that these “paradoxes” spell the end for gravitational equilibrium thermodynamics.

This paper investigates what the source of time-asymmetry is in thermodynamics, and comments on the question whether a time-symmetric formulation of the Second Law is possible.

Stephen Hawking has argued that universes containing evaporating black holes can evolve from pure initial states to mixed final ones. Such evolution is non-unitary and so contravenes fundamental quantum principles on which Hawking's analysis was based. It disables the retrodiction of the universe's initial state from its final one, and portends the time-asymmetry of quantum gravity. Small wonder that Hawking's paradox has met with considerable resistance. Here we use a simple result for C*-algebras to offer an argument for pure-to-mixed state (...) evolution in black hole evaporation, and review responses to the Hawking paradox with respect to how effectively they rebut this argument. (shrink)

I criticise the view that the relativity and equivalence principles are consequences of the small-scale structure of the metric in general relativity, by arguing that these principles also apply to systems with non-trivial self-gravitation and hence non-trivial spacetime curvature (such as black holes). I provide an alternative account, incorporating aspects of the criticised view, which allows both principles to apply to systems with self-gravity.

Graduate-level textbook in general relativity.

I present in detail the case for regarding black hole thermodynamics as having a statistical-mechanical explanation in exact parallel with the statistical-mechanical explanation believed to underly the thermodynamics of other systems. I focus on three lines of argument: zero-loop and one-loop calculations in quantum general relativity understood as a quantum field theory, using the path-integral formalism; calculations in string theory of the leading-order terms, higher-derivative corrections, and quantum corrections, in the black hole entropy formula for extremal and near-extremal black holes; (...) recovery of the qualitative and quantitative structure of black hole statistical mechanics via the AdS/CFT correspondence. In each case I briefly review the content of, and arguments for, the form of quantum gravity being used at a introductory level: the paper is aimed at students and non-specialists and does not presume advanced knowledge of quantum gravity.. My conclusion is that the evidence for black hole statistical mechanics is as solid as we could reasonably expect it to be in the absence of a directly-empirically-verified theory of quantum gravity. (shrink)

I discuss the statistical mechanics of gravitating systems and in particular its cosmological implications, and argue that many conventional views on this subject in the foundations of statistical mechanics embody significant confusion; I attempt to provide a clearer and more accurate account. In particular, I observe that (i) the role of gravity in entropy calculations must be distinguished from the entropy of gravity, that (ii) although gravitational collapse is entropy-increasing, this is not usually because the collapsing matter itself increases in (...) entropy, and that (iii) the Second Law of thermodynamics does not owe its validity to the statistical mechanics of gravitational collapse. (shrink)

The importance of the Unruh effect lies in the fact that, together with the related Hawking effect, it serves to link the three main branches of modern physics: thermal/statistical physics, relativity theory/gravitation, and quantum physics. However, different researchers can have in mind different phenomena when they speak of “the Unruh effect” in flat spacetime and its generalization to curved spacetimes. Three different approaches are reviewed here. They are shown to yield results that are sometimes concordant and sometimes discordant. The discordance (...) is disconcerting only if one insists on taking literally the definite article in “the Unruh effect.” It is argued that the role of linking different branches of physics is better served by taking “the Unruh effect” to designate a family of related phenomena. The relation between the Hawking effect and the generalized Unruh effect for curved spacetimes is briefly discussed. (shrink)

I explore the reduction of thermodynamics to statistical mechanics by treating the former as a control theory: a theory of which transitions between states can be induced on a system by means of operations from a fixed list. I recover the results of standard thermodynamics in this framework on the assumption that the available operations do not include measurements which affect subsequent choices of operations. I then relax this assumption and use the framework to consider the vexed questions of Maxwell's (...) demon and Landauer's principle. Throughout I assume rather than prove the basic irreversibility features of statistical mechanics, taking care to distinguish them from the conceptually distinct assumptions of thermodynamics proper. (shrink)

Information theory presupposes the notion of an epistemic agent, such as a scientist or an idealized human. Despite that, information theory is increasingly invoked by physicists concerned with fundamental physics, physics at very high energies, or generally with the physics of situations in which even idealized epistemic agents cannot exist. In this paper, I shall try to determine the extent to which the application of information theory in those contexts is legitimate. I will illustrate my considerations using the case of (...) black hole thermodynamics and Bekenstein's celebrated argument for his formula for the entropy of black holes. This example is particularly pertinent to the theme of the present collection because it is widely accepted as `empirical data' in notoriously empirically deprived quantum gravity, even though the laws of black hole thermodynamics have so far evaded direct empirical confirmation. (shrink)

Black hole thermodynamics is regarded as one of the deepest clues we have to a quantum theory of gravity. It motivates scores of proposals in the field, from the thought that the world is a hologram to calculations in string theory. The rationale for BHT playing this important role, and for much of BHT itself, originates in the analogy between black hole behavior and ordinary thermodynamic systems. Claiming the relationship is “more than a formal analogy,” black holes are said to (...) be governed by deep thermodynamic principles: what causes your tea to come to room temperature is said additionally to cause the area of black holes to increase. Playing the role of philosophical gadfly, we pour a little cold water on the claim that BHT is more than a formal analogy. First, we show that BHT is often based on a kind of caricature of thermodynamics. Second, we point out an important ambiguity in what systems the analogy is supposed to govern, local or global ones. Finally, and perhaps worst, we point out that one of the primary motivations for the theory arises from a terribly controversial understanding of entropy. BHT may be a useful guide to future physics. Only time will tell. But the analogy is not nearly as good as is commonly supposed. (shrink)