We present an analogue of Gödel’s second incompleteness theorem for systems of second-order arithmetic. Whereas Gödel showed that sufficiently strong theories that are $\Pi ^0_1$ -sound and $\Sigma ^0_1$ -definable do not prove their own $\Pi ^0_1$ -soundness, we prove that sufficiently strong theories that are $\Pi ^1_1$ -sound and $\Sigma ^1_1$ -definable do not prove their own $\Pi ^1_1$ -soundness. Our proof does not involve the construction of a self-referential sentence but rather relies on ordinal analysis.

Let T be a second-order arithmetical theory, Λ a well-order, λ < Λ and X ⊆ ℕ. We use $[\lambda |X]_T^{\rm{\Lambda }}\varphi$ as a formalization of “φ is provable from T and an oracle for the set X, using ω-rules of nesting depth at most λ”.For a set of formulas Γ, define predicative oracle reflection for T over Γ ) to be the schema that asserts that, if X ⊆ ℕ, Λ is a well-order and φ ∈ Γ, then$$\forall \,\lambda (...) < {\rm{\Lambda }}\,.$$In particular, define predicative oracle consistency ) as Pred–O–RFN{0=1}.Our main result is as follows. Let ATR0 be the second-order theory of Arithmetical Transfinite Recursion, ${\rm{RCA}}_0^{\rm{*}}$ be Weakened Recursive Comprehension and ACA be Arithmetical Comprehension with Full Induction. Then,$${\rm{ATR}}_0 \equiv {\rm{RCA}}_0^{\rm{*}} + {\rm{Pred - O - Cons\ }}\left \equiv {\rm{RCA}}_0^{\rm{*}} + \,{\rm{Pred - O - Cons\ }}\left \equiv {\rm{RCA}}_0^{\rm{*}} + \,{\rm{Pred - O - RFN}}\,_{{\bf{\Pi }}_2^1 } \left.$$We may even replace ${\rm{RCA}}_0^{\rm{*}}$ by the weaker ECA0, the second-order analogue of Elementary Arithmetic.Thus we characterize ATR0, a theory often considered to embody Predicative Reductionism, in terms of strong reflection and consistency principles. (shrink)

By a theorem of R. Kaye, J. Paris and C. Dimitracopoulos, the class of the Πn+1-sentences true in the standard model is the only consistent Πn+1-theory which extends the scheme of induction for parameter free Πn+1-formulas. Motivated by this result, we present a systematic study of extensions of bounded quantifier complexity of fragments of first-order Peano Arithmetic. Here, we improve that result and show that this property describes a general phenomenon valid for parameter free schemes. As a consequence, we obtain (...) results on the quantifier complexity, finite axiomatizability and relative strength of schemes for Δn+1-formulas. (shrink)

A well-known result states that, over basic Kalmar elementary arithmetic EA, the induction schema for ∑n formulas is equivalent to the uniform reflection principle for ∑n + 1 formulas . We show that fragments of arithmetic axiomatized by various forms of induction rules admit a precise axiomatization in terms of reflection principles as well. Thus, the closure of EA under the induction rule for ∑n formulas is equivalent to ω times iterated ∑n reflection principle. Moreover, for k < ω, k (...) times iterated ∑n reflection principle over EA precisely corresponds to the extension of EA by k nested applications of ∑n induction rule.The above relationship holds in greater generality than just stated. In fact, we give general formulas characterizing in terms of iterated reflection principles the extension of any given theory by k nested applications of ∑n or Πn induction rules. In particular, the closure of a theory T under just one application of ∑1 induction rule is equivalent to T together with ∑1 reflection principle for each finite Π2 axiomatized subtheory of T.These results have closely parallel ones in the theory of subrecursive function classes. The rules under study correspond, in a canonical way, to natural closure operators on the classes of provably recursive functions. Thus, ∑1 induction rule precisely corresponds to the primitive recursive closure operator, and ∑1 collection rule, introduced below, corresponds to the elementary closure operator. (shrink)

We study the fragment of Peano arithmetic formalizing the induction principle for the class of decidable predicates, $I\Delta_1$ . We show that $I\Delta_1$ is independent from the set of all true arithmetical $\Pi_2-sentences$ . Moreover, we establish the connections between this theory and some classes of oracle computable functions with restrictions on the allowed number of queries. We also obtain some conservation and independence results for parameter free and inference rule forms of $\Delta_1-induction$ . An open problem formulated by J. (...) Paris is whether $I\Delta_1$ proves the corresponding least element principle for decidable predicates, $L\Delta_1$ (or, equivalently. the $\Sigma_1-collection$ principle $B\Sigma_1$ ). We reduce this question to a purely computation-theoretic one. (shrink)

We gather the following miscellaneous results in proof theory from the attic.1. 1. A provably well-founded elementary ordering admits an elementary order preserving map.2. 2. A simple proof of an elementary bound for cut elimination in propositional calculus and its applications to separation problem in relativized bounded arithmetic below S21.3. 3. Equivalents for Bar Induction, e.g., reflection schema for ω logic.4. 4. Direct computations in an equational calculus PRE and a decidability problem for provable inequations in PRE.5. 5. Intuitionistic fixed (...) point theories which are conservative extensions of HA.6. 6. Proof theoretic strengths of classical fixed points theories.7. 7. An equivalence between transfinite induction rule and iterated reflection schema over IΣn.8. 8. Derivation lengths of finite rewrite rules reducing under lexicographic path orders and multiply recursive functions.Each section can be read separately in principle. (shrink)

By a result of L.D. Beklemishev, the hierarchy of nested applications of the $$\Sigma _1$$ -collection rule over any $$\Pi _2$$ -axiomatizable base theory extending Elementary Arithmetic collapses to its first level. We prove that this result cannot in general be extended to base theories of arbitrary quantifier complexity. In fact, given any recursively enumerable set of true $$\Pi _2$$ -sentences, S, we construct a sound $$(\Sigma _2 \! \vee \! \Pi _2)$$ -axiomatized theory T extending S such that the (...) hierarchy of nested applications of the $$\Sigma _1$$ -collection rule over T is proper. Our construction uses some results on subrecursive degree theory obtained by L. Kristiansen. (shrink)

A well known theorem proved by J. Paris and H. Friedman states that BΣn +1 is a Πn +2-conservative extension of IΣn . In this paper, as a continuation of our previous work on collection schemes for Δn +1-formulas , we study a general version of this theorem and characterize theories T such that T + BΣn +1 is a Πn +2-conservative extension of T . We prove that this conservativeness property is equivalent to a model-theoretic property relating Πn-envelopes and (...) Πn-indicators for T . The analysis of Σn +1-collection we develop here is also applied to Σn +1-induction using Parsons' conservativeness theorem instead of Friedman-Paris' theorem.As a corollary, our work provides new model-theoretic proofs of two theorems of R. Kaye, J. Paris and C. Dimitracopoulos : BΣn +1 and IΣn +1 are Σn +3-conservative extensions of their parameter free versions, BΣ–n +1 and IΣ–n +1. (shrink)

We prove a strengthened version of Shavrukov’s result on the non-isomorphism of diagonalizable algebras of two $\Sigma _1$ -sound theories, based on the improvements previously found by Adamsson. We then obtain several corollaries to the strengthened result by applying it to various pairs of theories and obtain new non-isomorphism examples. In particular, we show that there are no surjective homomorphisms from the algebra $(\mathfrak {L}_T, \Box _T\Box _T)$ onto the algebra $(\mathfrak {L}_T, \Box _T)$. The case of bimodal diagonalizable algebras (...) is also considered. We give several examples of pairs of theories with isomorphic diagonalizable algebras but non-isomorphic bimodal diagonalizable algebras. (shrink)

For a theory T, we study relationships among IΔ n +1 (T), LΔ n+1 (T) and B * Δ n+1 (T). These theories are obtained restricting the schemes of induction, minimization and (a version of) collection to Δ n+1 (T) formulas. We obtain conditions on T (T is an extension of B * Δ n+1 (T) or Δ n+1 (T) is closed (in T) under bounded quantification) under which IΔ n+1 (T) and LΔ n+1 (T) are equivalent. These conditions depend (...) on Th Πn +2 (T), the Π n+2 –consequences of T. The first condition is connected with descriptions of Th Πn +2 (T) as IΣ n plus a class of nondecreasing total Π n –functions, and the second one is related with the equivalence between Δ n+1 (T)–formulas and bounded formulas (of a language extending the language of Arithmetic). This last property is closely tied to a general version of a well known theorem of R. Parikh. Using what we call Π n –envelopes we give uniform descriptions of the previous classes of nondecreasing total Π n –functions. Π n –envelopes are a generalization of envelopes (see [10]) and are closely related to indicators (see [12]). Finally, we study the hierarchy of theories IΔ n+1 (IΣ m ), m≥n, and prove a hierarchy theorem. (shrink)

Solovay proved the arithmetical completeness theorem for the system GL of propositional modal logic of provability. Montagna proved that this completeness does not hold for a natural extension QGL of GL to the predicate modal logic. Let Th(QGL) be the set of all theorems of QGL, Fr(QGL) be the set of all formulas valid in all transitive and conversely well-founded Kripke frames, and let PL(T) be the set of all predicate modal formulas provable in Tfor any arithmetical interpretation. Montagna’s results (...) are described as Th(QGL) ⊊ (Fr(QGL), PL(PA) ⊈ Fr(QGL), and Th(QGL) ⊊ PL(PA). In this paper, we prove the following three theorems: (1) Fr(QGL) ⊈ PL(T) for any Σ1-sound recursively enumerable extension T of I Σ1, (2) PL(T) ⊈ Fr(QGL) for any recursively enumerable S1755020312000275_inline1 A -theory T extending I Σ1, and (3) Th(QGL) ⊊ Fr(QGL) ∩ PL(T) for any recursively enumerable S1755020312000275_inline2 A -theory T extending I Σ2. To prove these theorems, we use iterated consistency assertions and nonstandard models of arithmetic, and we improve Artemov’s lemma which is used to prove Vardanyan’s theorem on the Π0 2-completeness of PL(T). (shrink)

Let T 0?T 1 denote that each computable function, which is provable total in the first order theory T 0, is also provable total in the first order theory T 1. Te relation ? induces a degree structure on the sound finite Π2 extensions of EA (Elementary Arithmetic). This paper is devoted to the study of this structure. However we do not study the structure directly. Rather we define an isomorphic subrecursive degree structure <≤,?>, and then we study <≤,?> by (...) ubrecursive and computability-theoretic means. Furthermore, we introduce and investigate some operators on the degrees of <≤,?>. These operators corresponds to inferencerules in formal arithmetic. One operator corresponds to the Σ1 collection rule. Another operator corresponds to the Σ1 induction rule. (shrink)

We consider fragments of uniform reflection for formulas in the analytic hierarchy over theories of second order arithmetic. The main result is that for any second order arithmetic theory $T_0$ extending $\mathsf {RCA}_0$ and axiomatizable by a $\Pi ^1_{k+2}$ sentence, and for any $n\geq k+1$, $$\begin{align*}T_0+ \mathrm{RFN}_{\varPi^1_{n+2}} \ = \ T_0 + \mathrm{TI}_{\varPi^1_n}, \end{align*}$$ $$\begin{align*}T_0+ \mathrm{RFN}_{\varSigma^1_{n+1}} \ = \ T_0+ \mathrm{TI}_{\varPi^1_n}^{-}, \end{align*}$$ where T is $T_0$ augmented with full induction, and $\mathrm {TI}_{\varPi ^1_n}^{-}$ denotes the schema of transfinite induction up (...) to $\varepsilon _0$ for $\varPi ^1_n$ formulas without set parameters. (shrink)

We study variants of Buss’s theories of bounded arithmetic axiomatized by induction schemes disallowing the use of parameters, and closely related induction inference rules. We put particular emphasis on \ induction schemes, which were so far neglected in the literature. We present inclusions and conservation results between the systems and \ of a new form), results on numbers of instances of the axioms or rules, connections to reflection principles for quantified propositional calculi, and separations between the systems.

In this paper, we study IL(), the interpretability logic of . As is neither an essentially reflexive theory nor finitely axiomatizable, the two known arithmetical completeness results do not apply to : IL() is not or . IL() does, of course, contain all the principles known to be part of IL, the interpretability logic of the principles common to all reasonable arithmetical theories. In this paper, we take two arithmetical properties of and see what their consequences in the modal logic (...) IL() are. These properties are reflected in the so-called Beklemishev Principle , and Zambella’s Principle , neither of which is a part of IL. Both principles and their interrelation are submitted to a modal study. In particular, we prove a frame condition for . Moreover, we prove that follows from a restricted form of . Finally, we give an overview of the known relationships of IL() to important other interpretability principles. (shrink)

In this paper we carry out a comparative study of $\mathrm{I}\Sigma_1$ and PRA. We will in a sense fully determine what these theories have to say about each other in terms of provability and interpretability. Our study will result in two arithmetically complete modal logics with simple universal models.

This paper investigates the status of the fragments of Peano Arithmetic obtained by restricting induction, collection and least number axiom schemes to formulas which are $${\Delta_1}$$ provably in an arithmetic theory T. In particular, we determine the provably total computable functions of this kind of theories. As an application, we obtain a reduction of the problem whether $${I\Delta_0 + \neg \mathit{exp}}$$ implies $${B\Sigma_1}$$ to a purely recursion-theoretic question.

Let Iπ2 denote the fragment of Peano Arithmetic obtained by restricting the induction scheme to parameter free Π2Π2 formulas. Answering a question of R. Kaye, L. Beklemishev showed that the provably total computable functions of Iπ2 are, precisely, the primitive recursive ones. In this work we give a new proof of this fact through an analysis of certain local variants of induction principles closely related to Iπ2. In this way, we obtain a more direct answer to Kaye's question, avoiding the (...) metamathematical machinery needed for Beklemishev's original proof.Our methods are model-theoretic and allow for a general study of Iπn+1 for all n≥0n≥0. In particular, we derive a new conservation result for these theories, namely that Iπn+1 is πn+2 -conservative over IΣn for each n≥1n≥1. (shrink)

We suggest an algebraic approach to proof-theoretic analysis based on the notion of graded provability algebra, that is, Lindenbaum boolean algebra of a theory enriched by additional operators which allow for the structure to capture proof-theoretic information. We use this method to analyze Peano arithmetic and show how an ordinal notation system up to 0 can be recovered from the corresponding algebra in a canonical way. This method also establishes links between proof-theoretic ordinal analysis and the work which has been (...) done in the last two decades on provability logic and reflection principles. Because of its abstract algebraic nature, we hope that it will also be of interest for non-prooftheorists. (shrink)

In this paper we continue the study of the theories IΔ n+1 (T), initiated in [7]. We focus on the quantifier complexity of these fragments and theirs (non)finite axiomatization. A characterization is obtained for the class of theories such that IΔ n+1 (T) is Π n+2 –axiomatizable. In particular, IΔ n+1 (IΔ n+1 ) gives an axiomatization of Th Π n+2 (IΔ n+1 ) and is not finitely axiomatizable. This fact relates the fragment IΔ n+1 (IΔ n+1 ) to induction (...) rule for Δ n+1 –formulas. Our arguments, involving a construction due to R. Kaye (see [9]), provide proofs of Parsons’ conservativeness theorem (see [16]) and (a weak version) of a result of L.D. Beklemishev on unnested applications of induction rules for Π n+2 and Δ n+1 formulas (see [2]). (shrink)

We give a novel proof that primitive recursive functions are closed under nested simple recursion. This new presentation is supplied with a detailed proof which can be easily formalized in small fragments of Peano Arithmetic.

In this paper we will state and prove some comparative theorems concerning PRA and IΣ1. We shall provide a characterization of IΣ1 in terms of PRA and iterations of a class of functions. In particular, we prove that for this class of functions the difference between IΣ1 and PRA is exactly that, where PRA is closed under iterations of these functions, IΣ1 is moreover provably closed under iteration. We will formulate a sufficient condition for a model of PRA to be (...) a model of IΣ1. This condition is used to give a model-theoretic proof of Parsons’ theorem, that is, IΣ1 is Π2-conservative over PRA. We shall also give a purely syntactical proof of Parsons’ theorem. Finally, we show that IΣ1 proves the consistency of PRA on a definable IΣ1-cut. This implies that proofs in IΣ1 can have non-elementary speed up over proofs in PRA. (shrink)