Categorical proof theory is an approach to understanding the structure of proofs. We illustrate the idea first by analyzing G0̈del's Dialectica interpretation and the Diller-Nahm variant in categorical terms. Then we consider the problematic question of the structure of classical proofs. We show how double negation translations apply in the case of the Dialectica interpretations. Finally we formulate a proposal as to how to give a more faithful analysis of proofs in the sequent calculus.

We define classes Φnof formulae of first-order arithmetic with the following properties:(i) Everyφϵ Φnis classically equivalent to a Πn-formula (n≠ 1, Φ1:= Σ1).(ii)(iii)IΠnandiΦn(i.e., Heyting arithmetic with induction schema restricted to Φn-formulae) prove the same Π2-formulae.We further generalize a result by Visser and Wehmeier. namely that prenex induction within intuitionistic arithmetic is rather weak: After closing Φnboth under existential and universal quantification (we call these classes Θn) the corresponding theoriesiΘnstill prove the same Π2-formulae. In a second part we consideriΔ0plus collection-principles. We (...) show that both the provably recursive functions and the provably total functions ofare polynomially bounded. Furthermore we show that the contrapositive of the collection-schema gives rise to instances of the law of excluded middle and hence. (shrink)

In the present paper we give a functional interpretation of Aczel's constructive set theories CZF − and CZF in systems T ∈ and T ∈ + of constructive set functionals of finite types. This interpretation is obtained by a translation × , a refinement of the ∧ -translation introduced by Diller and Nahm 49–66) which again is an extension of Gödel's Dialectica translation. The interpretation theorem gives characterizations of the definable set functions of CZF − and CZF in terms of (...) constructive set functionals. In a second part we introduce constructive set theories in all finite types. We expand the interpretation to these theories and give a characterization of the translation × . We further show that the simplest non-trivial axiom of extensionality is not interpretable by functionals of T ∈ and T ∈ + . We obtain this result by adapting Howard's notion of hereditarily majorizable functionals to set functionals. Subject of the last section is the translation ∨ that is defined in Burr for an interpretation of Kripke-Platek set theory with infinity. (shrink)

Gödel interpreted Heyting arithmetic HA in a “logic-free” fragment T 0 of his theory T of primitive recursive functionals of finite types by his famous Dialectica-translation D . This works because the logic of HA is extremely simple. If the logic of the interpreted system is different—in particular more complicated—, it forces us to look for different and more complicated functional translations. We discuss the arising logical problems for arithmetical and set theoretical systems from HA to CZF . We want (...) to test the thesis: While the functionals take care of the proof theoretic strength of the interpreted system, it is the functional translation that has to cope with the logical complexities of the system. (shrink)

This article systematically investigates so-called “truth variants” of several functional interpretations. We start by showing a close relation between two variants of modified realizability, namely modified realizability with truth and q-modified realizability. Both variants are shown tobe derived from a single “functional interpretation with truth” of intuitionistic linear logic. This analysis suggests that several functional interpretations have truth and q-variants. These variants, however, require a more involved modification than the ones previously considered. Following this lead we present truth and q-variants (...) of the Diller-Nahm interpretation, the bounded modified realizability and the bounded functional interpretation. (shrink)

Abstract.Carrying out a suggestion by Kreisel, we adapt Gödel’s functional interpretation to ordinary first-order predicate logic(PL) and thus devise an algorithm to extract Herbrand terms from PL-proofs. The extraction is carried out in an extension of PL to higher types. The algorithm consists of two main steps: first we extract a functional realizer, next we compute the β-normal-form of the realizer from which the Herbrand terms can be read off. Even though the extraction is carried out in the extended language, (...) the terms are ordinary PL-terms. In contrast to approaches to Herbrand’s theorem based on cut elimination orɛ-elimination this extraction technique is, except for the normalization step, of low polynomial complexity, fully modular and furthermore allows an analysis of the structure of the Herbrand terms, in the spirit of Kreisel ([13]), already prior to the normalization step. It is expected that the implementation of functional interpretation in Schwichtenberg’s MINLOG system can be adapted to yield an efficient Herbrand-term extraction tool. (shrink)

This article presents a parametrized functional interpretation. Depending on the choice of two parameters one obtains well-known functional interpretations such as Gödel's Dialectica interpretation, Diller-Nahm's variant of the Dialectica interpretation, Kohlenbach's monotone interpretations, Kreisel's modified realizability, and Stein's family of functional interpretations. A functional interpretation consists of a formula interpretation and a soundness proof. I show that all these interpretations differ only on two design choices: first, on the number of counterexamples for A which became witnesses for ¬A when defining (...) the formula interpretation and, second, the inductive information about the witnesses of A which is considered in the proof of soundness. Sufficient conditions on the parameters are also given which ensure the soundness of the resulting functional interpretation. The relation between the parametrized interpretation and the recent bounded functional interpretation is also discussed. (shrink)

Extending Gödel's Dialectica interpretation, we provide a functional interpretation of classical theories of positive arithmetic inductive definitions, reducing them to theories of finite-type functionals defined using transfinite recursion on well-founded trees.

Most axiomatizations of set theory that have been treated metamathematically have been based either entirely on classical logic or entirely on intuitionistic logic. But a natural conception of the settheoretic universe is as an indefinite (or “potential”) totality, to which intuitionistic logic is more appropriately applied, while each set is taken to be a definite (or “completed”) totality, for which classical logic is appropriate; so on that view, set theory should be axiomatized on some correspondingly mixed basis. Similarly, in the (...) case of predicative analysis, the natural numbers are considered to form a definite totality, while the universe of sets (or functions) of natural numbers are viewed as an indefinite totality, so that, again, a mixed semi-constructive logic should be the appropriate one to treat the two together. Various such semiconstructive systems of analysis and set theory are formulated here and their proof-theoretic strength is characterized. Interestingly, though the logic is weakened, one can in compensation strengthen certain principles in a way that could be advantageous for mathematical applications. (shrink)

Gödel's dialectica interpretation of Heyting arithmetic HA may be seen as expressing a lack of confidence in our understanding of unbounded quantification. Instead of formally proving an implication with an existential consequent or with a universal antecedent, the dialectica interpretation asks, under suitable conditions, for explicit 'interpreting' instances that make the implication valid. For proofs in constructive set theory CZF-, it may not always be possible to find just one such instance, but it must suffice to explicitly name a set (...) consisting of such interpreting instances. The aim of eliminating unbounded quantification in favor of appropriate constructive functionals will still be obtained, as our ∧-interpretation theorem for constructive set theory in all finite types CZFω- shows. By changing to a hybrid interpretation ∧q, we show closure of CZFω- under rules that – in stronger forms – have already been studied in the context of Heyting arithmetic. In a similar spirit, we briefly survey modified realizability of CZFω- and its hybrids. Central results of this paper have been proved by Burr 2000a and Schulte 2006, however, for different translations. We use a simplified interpretation that goes back to Diller and Nahm 1974. A novel element is a lemma on absorption of bounds which is essential for the smooth operation of our translation. (shrink)

In 1958 Gödel published his Dialectica interpretation, which reduces classical arithmetic to a quantifier-free theory T axiomatizing the primitive recursive functionals of finite type. Here we extend Gödel's T to theories Pn of “predicative” functionals, which are defined using Martin-Löf's universes of transfinite types. We then extend Gödel's interpretation to the theories of arithmetic inductive definitions IDn, so that each IDn is interpreted in the corresponding Pn. Since the strengths of the theories IDn are cofinal in the ordinal Γ0, as (...) a corollary this analysis provides an ordinal-free characterization of the <Γ0-recursive functions. (shrink)

We introduce a new typed combinatory calculus with a type constructor that, to each type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}, associates the star type σ∗\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma ^*$$\end{document} of the nonempty finite subsets of elements of type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}. We prove that this calculus enjoys the properties of strong normalization and confluence. With the aid of this star combinatory (...) calculus, we define a functional interpretation of first-order predicate logic and prove a corresponding soundness theorem. It is seen that each theorem of classical first-order logic is connected with certain formulas which are tautological in character. As a corollary, we reprove Herbrand’s theorem on the extraction of terms from classically provable existential statements. (shrink)

We introduce constructive and classical systems for nonstandard arithmetic and show how variants of the functional interpretations due to Gödel and Shoenfield can be used to rewrite proofs performed in these systems into standard ones. These functional interpretations show in particular that our nonstandard systems are conservative extensions of E-HAω and E-PAω, strengthening earlier results by Moerdijk and Palmgren, and Avigad and Helzner. We will also indicate how our rewriting algorithm can be used for term extraction purposes. To conclude the (...) paper, we will point out some open problems and directions for future research, including some initial results on saturation principles. (shrink)

The Dialectica-style functional interpretation of Kripke-Platek set theory with infinity ( $\hbox{\sf KP} \omega$ ) given in [1] uses a choice functional (which is not a definable set function of ( $hbox{\sf KP} \omega$ ). By means of a Diller-Nahm-style interpretation (cf. [4]) it is possible to eliminate the choice functional and give an interpretation by set functionals primitive recursive in $x\mapsto\omega$ . This yields the following characterization: The class of $\Sigma$ -definable set functions of $\hbox{\sf KP} \omega$ coincides with (...) the collection of set functionals of type 1 primitive recursive in $x\mapsto \omega$. (shrink)

The aim of this article is to give an introduction to functional interpretations of set theory given by the authorin Burr (2000a). The first part starts with some general remarks on Gödel's functional interpretation with a focus on aspects related to problems that arise in the context of set theory. The second part gives an insight in the techniques needed to perform a functional interpretation of systems of set theory. However, the first part of this article is not intended to (...) be a complete survey of functional interpretations and here we recommend, for example, Avigad and Feferman (1998),Troelstra (1990) and Troelstra (1973). (shrink)

The subject of this paper is a characterization of the $\Sigma_1$ -definable set functions of Kripke-Platek set theory with infinity and a uniform version of axiom of choice: $KP\omega+(uniform\;AC)$ . This class of functions is shown to coincide with the collection of set functionals of type 1 primitive recursive in a given choice functional and $x\mapsto\omega$ . This goal is achieved by a Gödel Dialectica-style functional interpretation of $KP\omega+(uniform\;AC)$ and a computability proof for the involved functionals.

This article presents an analysis of Gödel's dialectica interpretation via a refinement of intuitionistic logic known as linear logic. Linear logic comes naturally into the picture once one observes that the structural rule of contraction is the main cause of the lack of symmetry in Gödel's interpretation. We use the fact that the dialectica interpretation of intuitionistic logic can be viewed as a composition of Girard's embedding of intuitionistic logic into linear logic followed by de Paiva's dialectica interpretation of linear (...) logic. We then investigate the various properties of the dialectica interpretation, such as the characterisation theorem, and variants of Gödel's interpretation within the linear logic context. The role of contraction in extensions to classical logic, arithmetic and analysis is also discussed. (shrink)