This paper discusses a sequence of extensions ofNFU, Jensen's improvement of Quine's set theory “New Foundations” (NF) of [16].The original theoryNFof Quine continues to present difficulties. After 60 years of intermittent investigation, it is still not known to be consistent relative to any set theory in which we have confidence. Specker showed in [20] thatNFdisproves Choice (and so proves Infinity). Even if one assumes the consistency ofNF, one is hampered by the lack of powerful methods for proofs of consistency and (...) independence such as are available for use withZFC; very clever work has been done with permutation methods, starting with [18] and [5], and exemplified more recently by [14], but permutation methods can only be applied to show the consistency or independence of unstratified sentences (see the definition ofNFUbelow for a definition of stratification). For example, there is no method available to determine whether the assertion “the continuum can be well-ordered” is consistent with or independent ofNF. There is one substantial independence result for an assertion with nontrivial stratified consequences, using metamathematical methods: this is Orey's proof of the independence of the Axiom of Counting fromNF(see below for a statement of this axiom).We mention these difficulties only to reassure the reader of their irrelevance to the present work. Jensen's modification of “New Foundations” (in [13]), which was to restrict extensionality to sets, allowing many non-sets (urelements) with no elements, has almost magical effects. (shrink)

Quine’s “New Foundations” (NF) was first presented in Quine [1937] and later on in Quine [1963]. Ernst Specker [1958, 1962], building upon a previous result of Ehrenfeucht and Mostowski [1956], showed that NF is consistent if and only if there is a model of the Theory of Negative (and positive) Types (TNT) with full extensionality that admits of a “shifting automorphism,” but the existence of a such a model remains an open problem.

An instance of Stratified Comprehension ∀x₁ … ∀x n ∃y∀x (x ∈ y ↔ φ(x, x₁, …, x n )) is called strictly impredicative iff, under minimal stratification, the type of x is 0. Using the technology of forcing, we prove that the fragment of NF based on strictly impredicative Stratified Comprehension is consistent. A crucial part in this proof, namely showing genericity of a certain symmetric filter, is due to Robert Solovay. As a bonus, our interpretation also satisfies some (...) instances of Stratified Comprehension which are not strictly impredicative. For example, it verifies existence of Frege natural numbers. Apparently, this is a new subsystem of NF shown to be consistent. The consistency question for the whole theory NF remains open (since 1937). (shrink)

I criticize, but uphold the conclusion of, an argument by McLarty to the effect that New Foundations style set theories don’t form a suitable foundation for category theory. McLarty’s argument is from the fact that Set and Cat are not Cartesian closed in NF-style set theories. I point out that these categories do still have a property approximating Cartesian closure, making McLarty’s argument not conclusive. After considering and attempting to address other problems with developing category theory in NF-style set theories, (...) I conclude that NF-style set theories are not a good foundation for category theory, because of numerous limitations introduced by their stratification restrictions. (shrink)

We examine the conditions under which a model of Tangled Type Theory satisfies the same sentences as a model of (assuming we ignore type indices).

This essay is a study of ontological commitment, focused on the special case of arithmetical discourse. It tries to get clear about what would be involved in a defense of the claim that arithmetical assertions are ontologically innocent and about why ontological innocence matters. The essay proceeds by questioning traditional assumptions about the connection between the objects that are used to specify the truth-conditions of a sentence, on the one hand, and the objects whose existence is required in order for (...) the truth-conditions thereby specified to be satisfied, on the other. This allows one to set forth an assignment of truth-conditions to arithmetical sentences whereby nothing is required of the world in order for the truth-conditions of a truth of pure arithmetic to be satisfied. The essay then argues that such an assignment can be used to account for the a priori knowability of certain arithmetical truths. (shrink)

Partial models of the theory New Foundations (NF) introduced by Quine have already appeared in the literature, but in every model the membership set of NF is missing. On the other hand, Jensen showed that "NF + Urelements" is consistent with respect to ZF and, in the model built there, the membership set of the theory exists. Here we build a partial model of NF from the one of Jensen in which the membership set exists.

This paper presents an exposition of subsystems and of Quine's , originally defined and shown to be consistent by Crabbé, along with related systems and of type theory. A proof that (and so ) interpret the ramified theory of types is presented (this is a simplified exposition of a result of Crabbé). The new result that the consistency strength of is the same as that of is demonstrated. It will also be shown that cannot be finitely axiomatized (as can and (...) ). (shrink)

In this paper is used to denote Jensen's modification of Quine's ‘new foundations’ set theory () fortified with a type‐level pairing function but without the axiom of choice. The axiom is the variant of the axiom of counting which asserts that no finite set is smaller than its own set of singletons. This paper shows that proves the consistency of the simple theory of types with infinity (). This result implies that proves that consistency of, and that proves the consistency (...) of. (shrink)

Saunders Mac Lane has drawn attention many times, particularly in his book Mathematics: Form and Function, to the system of set theory of which the axioms are Extensionality, Null Set, Pairing, Union, Infinity, Power Set, Restricted Separation, Foundation, and Choice, to which system, afforced by the principle, , of Transitive Containment, we shall refer as . His system is naturally related to systems derived from topos-theoretic notions concerning the category of sets, and is, as Mac Lane emphasises, one that is (...) adequate for much of mathematics. In this paper we show that the consistency strength of Mac Lane's system is not increased by adding the axioms of Kripke–Platek set theory and even the Axiom of Constructibility to Mac Lane's axioms; our method requires a close study of Axiom H, which was proposed by Mitchell; we digress to apply these methods to subsystems of Zermelo set theory , and obtain an apparently new proof that is not finitely axiomatisable; we study Friedman's strengthening of , and the Forster–Kaye subsystem of , and use forcing over ill-founded models and forcing to establish independence results concerning and ; we show, again using ill-founded models, that proves the consistency of ; turning to systems that are type-theoretic in spirit or in fact, we show by arguments of Coret and Boffa that proves a weak form of Stratified Collection, and that is a conservative extension of for stratified sentences, from which we deduce that proves a strong stratified version of ; we analyse the known equiconsistency of with the simple theory of types and give Lake's proof that an instance of Mathematical Induction is unprovable in Mac Lane's system; we study a simple set theoretic assertion—namely that there exists an infinite set of infinite sets, no two of which have the same cardinal—and use it to establish the failure of the full schema of Stratified Collection in ; and we determine the point of failure of various other schemata in . The paper closes with some philosophical remarks. (shrink)

It is shown that the 3-stratifiable sentences are equivalent in $\mathit{NFU}$ to truth-functional combinations of sentences about objects, sets of objects, sets of sets of objects, and sentences stating that there are at least $n$ urelements. This is then used to characterize the closed 3-stratifiable theorems of $\mathit{NFU}$ with an externally infinite number of urelements, as those that can be nearly proved in $\mathit{TTU}$ with an externally infinite number of urelements. As a byproduct we obtain a rather simple demonstration of (...) the consistency of 3-stratifiable extensions of $\mathit{NFU}$. (shrink)

This paper aims to study the foundations of applied mathematics, using a formalized base theory for applied mathematics: ZFCAσ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$ \mathsf {ZFCA}_{\sigma }$$\end{document} with atoms, where the subscript used refers to a signature specific to the application. Examples are given, illustrating the following five features of applied mathematics: comprehension principles, application conditionals, representation hypotheses, transfer principles and abstract equivalents.

In this article, we study the prehistory of type theory up to 1910 and its development between Russell and Whitehead's Principia Mathematica ([71], 1910-1912) and Church's simply typed λ-calculus of 1940. We first argue that the concept of types has always been present in mathematics, though nobody was incorporating them explicitly as such, before the end of the 19th century. Then we proceed by describing how the logical paradoxes entered the formal systems of Frege, Cantor and Peano concentrating on Frege's (...) Grundgesetze der Arithmetik for which Russell applied his famous paradox and this led him to introduce the first theory of types, the Ramified Type Theory (RTT). We present RTT formally using the modern notation for type theory and we discuss how Ramsey, Hilbert and Ackermann removed the orders from RTT leading to the simple theory of types STT. We present STT and Church's own simply typed λ-calculus (λ → C) and we finish by comparing RTT, STT and λ → C. (shrink)

The state of affairs of some things falling under a predicate is supposedly a single entity that collects these things as its constituents. But whether we think of a state of affairs as a fact, a proposition or a possibility, problems will arise if we adopt a plural logic. For plural logic says that any plurality include themselves, so whenever there are some things, the state of affairs of their plural self-inclusion should be a single thing that collects them all. (...) This leads to paradoxes analogous to those that afflict naïve set theory. Here I suggest that they are the very same paradoxes, because sets can be reduced to states of affairs. However, to obtain a consistent theoretical reduction we must restrict the usual axiom scheme of Comprehension for plural logic to ‘stratified’ formulas, to avoid viciously circular definitions. I prove that with this modification to the background plural logic, the theory of states of affairs is consistent; moreover, it yields the axioms of the familiar set theory NFU. (shrink)

The usual construction of models of NFU (New Foundations with urelements, introduced by Jensen) is due to Maurice Boffa. A Boffa model is obtained from a model of (a fragment of) Zermelo–Fraenkel with Choice (ZFC) with an automorphism which moves a rank: the domain of the Boffa model is a rank that is moved. “Most” elements of the domain of the Boffa model are urelements in terms of the interpreted NFU. The main result of this paper is that the restriction (...) of the membership relation of the original model of set theory with automorphism to the domain of the Boffa model is first-order definable in the language of NFU. In particular, all information about the extensions in the original model of the urelements of the model of NFU is definable in terms of NFU. A corollary (answering a question of Thomas Forster) is that the urelements in a Boffa model are not homogeneous. (shrink)

An ω-model (a model in which all natural numbers are standard) of the predicative fragment of Quine's set theory "New Foundations" (NF) is constructed. Marcel Crabbe has shown that a theory NFI extending predicative NF is consistent, and the model constructed is actually a model of NFI as well. The construction follows the construction of ω-models of NFU (NF with urelements) by R. B. Jensen, and, like the construction of Jensen for NFU, it can be used to construct α-models for (...) any ordinal α. The construction proceeds via a model of a type theory of a peculiar kind; we first discuss such "tangled type theories" in general, exhibiting a "tangled type theory" (and also an extension of Zermelo set theory with Δ 0 comprehension) which is equiconsistent with NF (for which the consistency problem seems no easier than the corresponding problem for NF (still open)), and pointing out that "tangled type theory with urelements" has a quite natural interpretation, which seems to provide an explanation for the more natural behaviour of NFU relative to the other set theories of this kind, and can be seen anachronistically as underlying Jensen's consistency proof for NFU. (shrink)

This paper extends the results of an earlier paper by the author . New subsystems of the combinatory logic TRC shown in that paper to be equivalent to NF are introduced; these systems are analogous to subsystems of NF with predicativity restrictions on set comprehension introduced and shown to be consistent by Crabbé. For one of these systems, an exact equivalence in consistency strength and expressive power with the analogous subsystem of NF is established.

A common objection to Quine’s set theory “New Foundations” is that it is inadequately motivated because the restriction on comprehension which appears to avert paradox is a syntactical trick. We present a semantic criterion for determining whether a class is a set (a kind of symmetry) which motivates NF.

This is a survey of some possible extensions of ZF to a larger universe, closer to the “naive set theory” (the universes discussed here concern, roughly speaking : stratified sets, partial sets, positive sets, paradoxical sets and double sets).

In this paper we consider some axiomatic systems of set theory related to the system NF (New Foundations) of Quine. In particular we discuss the possible relations of cardinality between a finite set x and its subset class SC(x) = {y | y ∩ x} and also between x and its unit set class USC(x) = {{y} | y ε x}. Specker [5] has shown that in NF the cardinal of a finite set x can never be the same as (...) the cardinal of SC(x). (shrink)

It is well known that the validity of Choice Principles is problematic in non-standard Set Theories which do not abide by the Limitation of Size Principle. In this paper we discuss the consistency of various Choice Principles with respect to the Generalized Positive Comprehension Principle . The Principle GPC allows to take as sets those classes which can be specified by Generalized Positive Formulae, e.g. the universe. In particular we give a complete characterization of which choice principles hold in Hyperuniverses. (...) Hyperuniverses are structures which arose independently in Non-well-founded Set Theory and in Mathematical Semantics of Concurrent Programming Languages and are hitherto the only existing models of GPC. Hyperuniverses are naturally endowed with a κ-compact uniform κ-topology and are uniformly isomorphic to their exponential space, i.e. the space of their closed subsets endowed with the Exponential Uniformity. (shrink)

Given a model \ of set theory, and a nontrivial automorphism j of \, let \\) be the submodel of \ whose universe consists of elements m of \ such that \=x\) for every x in the transitive closure of m ). Here we study the class \ of structures of the form \\), where the ambient model \ satisfies a frugal yet robust fragment of \ known as \, and \=m\) whenever m is a finite ordinal in the sense (...) of \ Our main achievement is the calculation of the theory of \ as precisely \-\. The following theorems encapsulate our principal results:Theorem A. Every structure in \ satisfies \-\.Theorem B. Each of the following three conditions is sufficient for a countable structure \ to be in \: \ is a transitive model of \-\. \ is a recursively saturated model of \-\. \ is a model of \.Theorem C. Suppose \ is a countable recursively saturated model of \ and I is a proper initial segment of \ that is closed under exponentiation and contains \. There is a group embedding \ from \\) into \\) such that I is the longest initial segment of \ that is pointwise fixed by \ for every nontrivial \.\)In Theorem C, \\) is the group of automorphisms of the structure X, and \ is the ordered set of rationals. (shrink)

It is shown that the 3-stratifiable sentences are equivalent in to truth-functional combinations of sentences about objects, sets of objects, sets of sets of objects, and sentences stating that there are at least urelements. This is then used to characterize the closed 3-stratifiable theorems of with an externally infinite number of urelements, as those that can be nearly proved in with an externally infinite number of urelements. As a byproduct we obtain a rather simple demonstration of the consistency of 3-stratifiable (...) extensions of. (shrink)

We prove the cut-elimination theorem, Gentzen's Hauptsatz, for the system for stratified comprehension, i. e. Quine's NF minus extensionality.

We show that, if non-uniform impredicative stratified comprehension is assumed, Feferman's theories of explicit mathematics are consistent with a strong power type axiom. This result answers a problem, raised by Jäger. The proof relies upon an interpretation into Quine's set theory NF with urelements.

Ambiguity is a property of syntactic expressions which is ubiquitous in all informal languages–natural, scientific and mathematical; the efficient use of language depends to an exceptional extent on this feature. Disambiguation is the process of separating out the possible meanings of ambiguous expressions. Ambiguity is typical if the process of disambiguation can be carried out in some systematic way. Russell made use of typical ambiguity in the theory of types in order to combine the assurance of its (apparent) consistency (“having (...) the cake”) with the freedom of the informal untyped theory of classes and relations (“eating it too”). The paper begins with a brief tour of Russell’s uses of typical ambiguity, including his treatment of the statement Cls ∈ Cls. This is generalized to a treatment in simple type theory of statements of the form A ∈ B where A and B are class expressions for which A is prima facie of the same or higher type than B. In order to treat mathematically more interesting statements of self membership we then formulate a version of typical ambiguity for such statements in an extension of Zermelo-Fraenkel set theory. Specific attention is given to how the“naive” theory of categories can thereby be accounted for. (shrink)