The complexity class of [Formula: see text]-polynomial local search problems is introduced and is used to give new witnessing theorems for fragments of bounded arithmetic. For 1 ≤ i ≤ k + 1, the [Formula: see text]-definable functions of [Formula: see text] are characterized in terms of [Formula: see text]-PLS problems. These [Formula: see text]-PLS problems can be defined in a weak base theory such as [Formula: see text], and proved to be total in [Formula: see text]. Furthermore, the [Formula: (...) see text]-PLS definitions can be skolemized with simple polynomial time functions, and the witnessing theorem itself can be formalized, and skolemized, in a weak base theory. We introduce a new [Formula: see text]-principle that is conjectured to separate [Formula: see text] and [Formula: see text]. (shrink)

We define and study a new restricted consistency notion RCon ∗ for bounded arithmetic theories T 2 j . It is the strongest ∀ Π 1 b -statement over S 2 1 provable in T 2 j , similar to Con in Krajíček and Pudlák, 29) or RCon in Krajı́ček and Takeuti 107). The advantage of our notion over the others is that RCon ∗ can directly be used to construct models of T 2 j . We apply this by (...) proving preservation theorems for theories of bounded arithmetic of the following well-known kind: The ∀ Π 1 b -separation of bounded arithmetic theories S 2 i from T 2 j is equivalent to the existence of a model of S 2 i which does not have a Δ 0 b -elementary extension to a model of T 2 j . More specific, let M ⊨ Ω 1 nst denote that there is a nonstandard element c in M such that the function n ↦ 2 log c is total in M . Let BLΣ 1 b be the bounded collection schema for Σ 1 b -formulas. We obtain the following preservation results: the ∀ Π 1 b -separation of S 2 i from T 2 j is equivalent to the existence of 1. a model of S 2 i +Ω 1 nst which is 1 b -closed w.r.t. T 2 j , 2. a countable model of S 2 i + BLΣ 1 b without weak end extensions to models of T 2 j. (shrink)

Let H be a proof system for quantified propositional calculus (QPC). We define the Σqj-witnessing problem for H to be: given a prenex Σqj-formula A, an H-proof of A, and a truth assignment to the free variables in A, find a witness for the outermost existential quantifiers in A. We point out that the Σq1-witnessing problems for the systems G*1and G1 are complete for polynomial time and PLS (polynomial local search), respectively. We introduce and study the systems G*0 and G0, (...) in which cuts are restricted to quantifier-free formulas, and prove that the Σqj-witnessing problem for each is complete for NC1. Our proof involves proving a polynomial time version of Gentzen’s midsequent theorem for G*0 and proving that G0-proofs are TC0-recognizable. We also introduce QPC systems for TC0 and prove witnessing theorems for them. We introduce a finitely axiomatizable second-order system VNC1 of bounded arithmetic which we prove isomorphic to Arai’s first order theory AID + Σb0-CA for uniform NC1. We describe simple translations of VNC1 proofs of all bounded theorems to polynomial size families of G*0 proofs. From this and the above theorem we get alternative proofs of the NC1 witnessing theorems for VNC1 and AID. (shrink)

We describe a general method how to construct from a propositional proof system P a possibly much stronger proof system iP. The system iP operates with exponentially long P-proofs described "implicitly" by polynomial size circuits. As an example we prove that proof system iEF, implicit EF, corresponds to bounded arithmetic theory $V_{2}^{1}$ and hence, in particular, polynomially simulates the quantified propositional calculus G and the $\pi_{1}^{b}-consequences$ of $S_{2}^{1}$ proved with one use of exponentiation. Furthermore, the soundness of iEF is not (...) provable in $S_{2}^{1}$ . An iteration of the construction yields a proof system corresponding to $T_{2} + Exp$ and, in principle, to much stronger theories. (shrink)

We describe a general method how to construct from a propositional proof system P a possibly much stronger proof system iP. The system iP operates with exponentially long P-proofs described “implicitly” by polynomial size circuits.As an example we prove that proof system iEF, implicit EF, corresponds to bounded arithmetic theory V12 and hence, in particular, polynomially simulates the quantified propositional calculus G and the Πb1-consequences of S12 proved with one use of exponentiation. Furthermore, the soundness of iEF is not provable (...) in S12. An iteration of the construction yields a proof system corresponding to T2 + Exp and, in principle, to much stronger theories. (shrink)

We consider tautologies formed from a pseudo-random number generator, defined in Krajíček [11] and in Alekhnovich et al. [2]. We explain a strategy of proving their hardness for Extended Frege systems via a conjecture about bounded arithmetic formulated in Krajíček [11]. Further we give a purely finitary statement, in the form of a hardness condition imposed on a function, equivalent to the conjecture.

§1. Introduction. The classical propositional calculus has an undeserved reputation among logicians as being essentially trivial. I hope to convince the reader that it presents some of the most challenging and intriguing problems in modern logic. Although the problem of the complexity of propositional proofs is very natural, it has been investigated systematically only since the late 1960s. Interest in the problem arose from two fields connected with computers, automated theorem proving and computational complexity theory. The earliest paper in the (...) subject is a ground-breaking article by Tseitin [62], the published version of a talk given in 1966 at a Leningrad seminar. In the three decades since that talk, substantial progress has been made in determining the relative complexity of proof systems, and in proving strong lower bounds for some restricted proof systems. However, major problems remain to challenge researchers. The present paper provides a survey of the field, and of some of the techniques that have proved successful in deriving lower bounds on the complexity of proofs. A major area only touched upon here is the proof theory of bounded arithmetic and its relation to the complexity of propositional proofs. The reader is referred to the book by Buss [10] for background in bounded arithmetic. The forthcoming book by Krajíček [40] also gives a good introduction to bounded arithmetic, as well as covering most of the basic results in complexity of propositional proofs. (shrink)

We show that the quantified propositional proof systems Gi are polynomially equivalent to their restricted versions that require all cut formulas to be prenex Σqi . Previously this was known only for the treelike systems G*i. © 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim.

§1. Introduction. The classical propositional calculus has an undeserved reputation among logicians as being essentially trivial. I hope to convince the reader that it presents some of the most challenging and intriguing problems in modern logic. Although the problem of the complexity of propositional proofs is very natural, it has been investigated systematically only since the late 1960s. Interest in the problem arose from two fields connected with computers, automated theorem proving and computational complexity theory. The earliest paper in the (...) subject is a ground-breaking article by Tseitin [62], the published version of a talk given in 1966 at a Leningrad seminar. In the three decades since that talk, substantial progress has been made in determining the relative complexity of proof systems, and in proving strong lower bounds for some restricted proof systems. However, major problems remain to challenge researchers. The present paper provides a survey of the field, and of some of the techniques that have proved successful in deriving lower bounds on the complexity of proofs. A major area only touched upon here is the proof theory of bounded arithmetic and its relation to the complexity of propositional proofs. The reader is referred to the book by Buss [10] for background in bounded arithmetic. The forthcoming book by Krajíček [40] also gives a good introduction to bounded arithmetic, as well as covering most of the basic results in complexity of propositional proofs. (shrink)

Propositional proof complexity is the study of the sizes of propositional proofs, and more generally, the resources necessary to certify propositional tautologies. Questions about proof sizes have connections with computational complexity, theories of arithmetic, and satisfiability algorithms. This is article includes a broad survey of the field, and a technical exposition of some recently developed techniques for proving lower bounds on proof sizes.

We consider tautologies formed form a pseudo-random number generator, defined in Krajicek [11] and in Alekhnovich et al. [2]. We explain a strategy of proving their hardness for Extended Frege systems via a conjecture about bounded arithmetic formulated in Krajicek [11]. Further we give a purely finitary statement, in the form of a hardness condition imposed on a function, equivalent to the conjecture. This is accompanied by a brief explanation, aimed at non-specialists, of the relation between prepositional proof complexity and (...) bounded arithmetic. (shrink)

A proof of the (propositional) Craig interpolation theorem for cut-free sequent calculus yields that a sequent with a cut-free proof (or with a proof with cut-formulas of restricted form; in particular, with only analytic cuts) withkinferences has an interpolant whose circuit-size is at mostk. We give a new proof of the interpolation theorem based on a communication complexity approach which allows a similar estimate for a larger class of proofs. We derive from it several corollaries:(1)Feasible interpolation theorems for the following (...) proof systems:(a)resolution(b)a subsystem ofLKcorresponding to the bounded arithmetic theory(α)(c)linear equational calculus(d)cutting planes.(2)New proofs of the exponential lower bounds (for new formulas)(a)for resolution ([15])(b)for the cutting planes proof system with coefficients written in unary ([4]).(3)An alternative proof of the independence result of [43] concerning the provability of circuit-size lower bounds in the bounded arithmetic theory(α).In the other direction we show that a depth 2 subsystem ofLKdoes not admit feasible monotone interpolation theorem (the so called Lyndon theorem), and that a feasible monotone interpolation theorem for the depth 1 subsystem ofLKwould yield new exponential lower bounds for resolution proofs of the weak pigeonhole principle. (shrink)

We investigate the possibility to characterize (multi) functions that are Σ b i -definable with small i (i = 1, 2, 3) in fragments of bounded arithmetic T 2 in terms of natural search problems defined over polynomial-time structures. We obtain the following results: (1) A reformulation of known characterizations of (multi)functions that are Σ b 1 - and Σ b 2 -definable in the theories S 1 2 and T 1 2 . (2) New characterizations of (multi)functions that are (...) Σ b 2 - and Σ b 3 -definable in the theory T 2 2 . (3) A new non-conservation result: the theory T 2 2 (α) is not ∀Σ b 1 (α)-conservative over the theory S 2 2 (α). To prove that the theory T 2 2 (α) is not ∀Σ b 1 (α)-conservative over the theory S 2 2 (α), we present two examples of a Σ b 1 (α)-principle separating the two theories: (a) the weak pigeonhole principle WPHP (a 2 , f, g) formalizing that no function f is a bijection between a 2 and a with the inverse g, (b) the iteration principle Iter (a, R, f) formalizing that no function f defined on a strict partial order ( $\{0,\dots,a\}$ , R) can have increasing iterates. (shrink)

We investigate the possibility to characterize (multi)functions that are-definable with smalli(i= 1, 2, 3) in fragments of bounded arithmeticT2in terms of natural search problems defined over polynomial-time structures. We obtain the following results:(1) A reformulation of known characterizations of (multi)functions that areand-definable in the theoriesand.(2) New characterizations of (multi)functions that areand-definable in the theory.(3) A new non-conservation result: the theoryis not-conservative over the theory.To prove that the theoryis not-conservative over the theory, we present two examples of a-principle separating the two (...) theories:(a) the weak pigeonhole principle WPHP(a2,f, g) formalizing that no functionfis a bijection betweena2andawith the inverseg,(b) the iteration principle Iter(a, R, f) formalizing that no functionfdefined on a strict partial order ({0,…, a},R) can have increasing iterates. (shrink)

We give a new characterization of the strict $$\forall {\Sigma^b_j}$$ sentences provable using $${\Sigma^b_k}$$ induction, for 1 ≤ j ≤ k. As a small application we show that, in a certain sense, Buss’s witnessing theorem for strict $${\Sigma^b_k}$$ formulas already holds over the relatively weak theory PV. We exhibit a combinatorial principle with the property that a lower bound for it in constant-depth Frege would imply that the narrow CNFs with short depth j Frege refutations form a strict hierarchy with (...) j, and hence that the relativized bounded arithmetic hierarchy can be separated by a family of $$\forall {\Sigma^b_1}$$ sentences. (shrink)

We consider the problem whether the $\forall \Sigma _{1}^{b}$ theorems of the fragments $T_{2}^{a}$ form a strictly increasing hierarchy. We shall show a link to some results about the lengths of proofs in predicate logic that supports the conjecture that the hierarchy is strictly increasing.

The question of whether the bounded arithmetic theories and are equal is closely connected to the complexity question of whether is equal to. In this paper, we examine the still open question of whether the prenex version of,, is equal to. We give new dependent choice‐based axiomatizations of the ‐consequences of and. Our dependent choice axiomatizations give new normal forms for the ‐consequences of and. We use these axiomatizations to give an alternative proof of the finite axiomatizability of and to (...) show new results such as is finitely axiomatized and that there is a finitely axiomatized theory,, containing and contained in. On the other hand, we show that our theory for splits into a natural infinite hierarchy of theories. We give a diagonalization result that stems from our attempts to separate the hierarchy for. (shrink)

When restricted to proving $\Sigma _{i}^{q}$ formulas, the quantified propositional proof system $G_{i}^{\ast}$ is closely related to the $\Sigma _{i}^{b}$ theorems of Buss's theory $S_{2}^{i}$ . Namely, $G_{i}^{\ast}$ has polynomial-size proofs of the translations of theorems of $S_{2}^{i}$ , and $S_{2}^{i}$ proves that $G_{i}^{\ast}$ is sound. However, little is known about $G_{i}^{\ast}$ when proving more complex formulas. In this paper, we prove a witnessing theorem for $G_{i}^{\ast}$ similar in style to the KPT witnessing theorem for $T_{2}^{i}$ . This witnessing theorem (...) is then used to show that $S_{2}^{i}$ proves $G_{i}^{\ast}$ is sound with respect to $\Sigma _{i+1}^{q}$ formulas. Note that unless the polynomial-time hierarchy collapses $S_{2}^{i}$ is the weakest theory in the s₂ hierarchy for which this is true. The witnessing theorem is also used to show that $G_{i}^{\ast}$ is p-equivalent to a quantified version of extended-Frege for prenex formulas. This is followed by a proof that Gi p-simulates $G_{i+1}^{\ast}$ with respect to all quantified propositional formulas. We finish by proving that S₂ can be axiomatized by $S_{2}^{1}$ plus axioms stating that the cut-free version of $G_{0}^{\ast}$ is sound. All together this shows that connection between $G_{i}^{\ast}$ and $S_{2}^{i}$ does not extend to more complex formulas. (shrink)

T i 2 = S i +1 2 implies ∑ p i +1 ⊆ Δ p i +1 ⧸poly. S 2 and IΔ 0 ƒ are not finitely axiomatizable. The main tool is a Herbrand-type witnessing theorem for ∃∀∃ П b i -formulas provable in T i 2 where the witnessing functions are □ p i +1.

We study the extension 123) of the theory S21 by instances of the dual weak pigeonhole principle for p-time functions, dWPHPx2x. We propose a natural framework for formalization of randomized algorithms in bounded arithmetic, and use it to provide a strengthening of Wilkie's witnessing theorem for S21+dWPHP. We construct a propositional proof system WF , which captures the Π1b-consequences of S21+dWPHP. We also show that WF p-simulates the Unstructured Extended Nullstellensatz proof system of Buss et al. 256). We prove that (...) dWPHP is equivalent to a statement asserting the existence of a family of Boolean functions with exponential circuit complexity. Building on this result, we formalize the Nisan–Wigderson construction in a conservative extension of S21+dWPHP. (shrink)

The purpose of this paper is to survey the correspondence between bounded arithmetic and propositional proof systems. In addition, it also contains some new results which have appeared as an extended abstract in the proceedings of the conference TAMC 2008 [11].Bounded arithmetic is closely related to propositional proof systems; this relation has found many fruitful applications. The aim of this paper is to explain and develop the general correspondence between propositional proof systems and arithmetic theories, as introduced by Krajíček and (...) Pudlák [46]. Instead of focusing on the relation between particular proof systems and theories, we favour a general axiomatic approach to this correspondence. In the course of the development we particularly highlight the role played by logical closure properties of propositional proof systems, thereby obtaining a characterization of extensions of EF in terms of a simple combination of these closure properties (© 2009 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim). (shrink)

This paper proves exponential separations between depth d-LK and depth -LK for every utilizing the order induction principle. As a consequence, we obtain an exponential separation between depth d-LK and depth -LK for . We investigate the relationship between the sequence-size, tree-size and height of depth d-LK-derivations for , and describe transformations between them. We define a general method to lift principles requiring exponential tree-size -LK-refutations for to principles requiring exponential sequence-size d-LK-refutations, which will be described for the Ramsey principle (...) and d=0. From this we also deduce width lower bounds for resolution refutations of the Ramsey principle. (shrink)

This paper studies the complexity of constant depth propositional proofs in the cedent and sequent calculus. We discuss the relationships between the size of tree-like proofs, the size of dag-like proofs, and the heights of proofs. The main result is to correct a proof construction in an earlier paper about transformations from proofs with polylogarithmic height and constantly many formulas per cedent.