In times of crisis, when current theories are revealed as inadequate to task, and new physics is thought to be required—physics turns to re-evaluate its principles, and to seek new ones. This paper explores the various types, and roles of principles that feature in the problem of quantum gravity as a current crisis in physics. I illustrate the diversity of the principles being appealed to, and show that principles serve in a variety of roles in all stages of the crisis, (...) including in motivating the need for a new theory, and defining what this theory should be like. In particular, I consider: the generalised correspondence principle, UV-completion, background independence, and the holographic principle. I also explore how the current crisis fits with Friedman’s view on the roles of principles in revolutionary theory-change, finding that while many key aspects of this view are not represented in quantum gravity, the view could potentially offer a useful diagnostic, and prescriptive strategy. This paper is intended to be relatively non-technical, and to bring some of the philosophical issues from the search for quantum gravity to a more general philosophical audience interested in the roles of principles in scientific theory-change. (shrink)

The `problem of time' is a cluster of interpretational and formal issues in the foundations of general relativity relating to both the representation of time in the classical canonical formalism, and to the quantization of the theory. The purpose of this short chapter is to provide an accessible introduction to the problem.

On one popular view, the general covariance of gravity implies that change is relational in a strong sense, such that all it is for a physical degree of freedom to change is for it to vary with regard to a second physical degree of freedom. At a quantum level, this view of change as relative variation leads to a fundamentally timeless formalism for quantum gravity. Here, we will show how one may avoid this acute ‘problem of time’. Under our view, (...) duration is still regarded as relative, but temporal succession is taken to be absolute. Following our approach, which is presented in more formal terms in, it is possible to conceive of a genuinely dynamical theory of quantum gravity within which time, in a substantive sense, remains. 1 Introduction1.1 The problem of time1.2 Our solution2 Understanding Symmetry2.1 Mechanics and representation2.2 Freedom by degrees2.3 Voluntary redundancy3 Understanding Time3.1 Change and order3.2 Quantization and succession4 Time and Gravitation4.1 The two faces of classical gravity4.2 Retaining succession in quantum gravity5 Discussion5.1 Related arguments5.2 Concluding remarks. (shrink)

The canonical formalism of general relativity affords a particularly interesting characterisation of the infamous hole argument. It also provides a natural formalism in which to relate the hole argument to the problem of time in classical and quantum gravity. In this paper we examine the connection between these two much discussed problems in the foundations of spacetime theory along two interrelated lines. First, from a formal perspective, we consider the extent to which the two problems can and cannot be precisely (...) and distinctly characterised. Second, from a philosophical perspective, we consider the implications of various responses to the problems, with a particular focus upon the viability of a `deflationary' attitude to the relationalist/substantivalist debate regarding the ontology of spacetime. Conceptual and formal inadequacies within the representative language of canonical gravity will be shown to be at the heart of both the canonical hole argument and the problem of time. Interesting and fruitful work at the interface of physics and philosophy relates to the challenge of resolving such inadequacies. (shrink)

In Dirac-Bergmann constrained dynamics, a first-class constraint typically does not _alone_ generate a gauge transformation. By direct calculation it is found that each first-class constraint in Maxwell's theory generates a change in the electric field E by an arbitrary gradient, spoiling Gauss's law. The secondary first-class constraint p^i,_i=0 still holds, but being a function of derivatives of momenta, it is not directly about E. Only a special combination of the two first-class constraints, the Anderson-Bergmann -Castellani gauge generator G, leaves E (...) unchanged. This problem is avoided if one uses a first-class constraint as the generator of a _canonical transformation_; but that partly strips the canonical coordinates of physical meaning as electromagnetic potentials and makes the electric field depend on the smearing function, bad behavior illustrating the wisdom of the Anderson-Bergmann Lagrangian orientation of interesting canonical transformations. The need to keep gauge-invariant the relation dot{q}- dH/dp= -E_i -p^i=0 supports using the primary Hamiltonian rather than the extended Hamiltonian. The results extend the Lagrangian-oriented reforms of Castellani, Sugano, Pons, Salisbury, Shepley, _etc._ by showing the inequivalence of the extended Hamiltonian to the primary Hamiltonian even for _observables_, properly construed in the sense implying empirical equivalence. Dirac and others have noticed the arbitrary velocities multiplying the primary constraints outside the canonical Hamiltonian while apparently overlooking the corresponding arbitrary coordinates multiplying the secondary constraints _inside_ the canonical Hamiltonian, and so wrongly ascribed the gauge quality to the primaries alone, not the primary-secondary team G. Hence the Dirac conjecture about secondary first-class constraints rests upon a false presupposition. The usual concept of Dirac observables should also be modified to employ the gauge generator G, not the first-class constraints separately, so that the Hamiltonian observables become equivalent to the Lagrangian ones such as the electromagnetic field F. (shrink)

The paper considers the "GR-desideratum", that is, the way general relativity implements general covariance, diffeomorphism invariance, and background independence. Two cases are discussed where 5-dimensional generalizations of general relativity run into interpretational troubles when the GR-desideratum is forced upon them. It is shown how the conceptual problems dissolve when such a desideratum is relaxed. In the end, it is suggested that a similar strategy might mitigate some major issues such as the problem of time or the embedding of quantum non-locality (...) into relativistic spacetimes. (shrink)

We propose an operator constraint equation for the wavefunction of the Universe that admits genuine evolution. While the corresponding classical theory is equivalent to the canonical decomposition of General Relativity, the quantum theory contains an evolution equation distinct from standard Wheeler–DeWitt cosmology. Furthermore, the local symmetry principle—and corresponding observables—of the theory have a direct interpretation in terms of a conventional gauge theory, where the gauge symmetry group is that of spatial conformal diffeomorphisms (that preserve the spatial volume of the Universe). (...) The global evolution is in terms of an arbitrary parameter that serves only as an unobservable label for successive states of the Universe. Our proposal follows unambiguously from a suggestion of York whereby the independently specifiable initial data in the action principle of General Relativity is given by a conformal geometry and the spatial average of the York time on the spacelike hypersurfaces that bound the variation. Remarkably, such a variational principle uniquely selects the form of the constraints of the theory so that we can establish a precise notion of both symmetry and evolution in quantum gravity. (shrink)

While the relation between visualization and scientific understanding has been a topic of long-standing discussion, recent developments in physics have pushed the boundaries of this debate to new and still unexplored realms. For it is claimed that, in certain theories of quantum gravity, spacetime ‘disappears’: and this suggests that one may have sensible physical theories in which spacetime is completely absent. This makes the philosophical question whether such theories are intelligible, even more pressing. And if such theories are intelligible, the (...) question then is how they manage to do so. In this paper, we adapt the contextual theory of scientific understanding, developed by one of us, to fit the novel challenges posed by physical theories without spacetime. We construe understanding as a matter of skill rather than just knowledge. The appeal is thus to understanding, rather than explanation, because we will be concerned with the tools that scientists have at their disposal for understanding these theories. Our central thesis is that such physical theories can provide scientific understanding, and that such understanding does not require spacetimes of any sort. Our argument consists of four consecutive steps: We argue, from the general theory of scientific understanding, that although visualization is an oft-used tool for understanding, it is not a necessary condition for it; we criticise certain metaphysical preconceptions which can stand in the way of recognising how intelligibility without spacetime can be had; we catalogue tools for rendering theories without a spacetime intelligible; and we give examples of cases in which understanding is attained without a spacetime, and explain what kind of understanding these examples provide. (shrink)

In General Relativity in Hamiltonian form, change has seemed to be missing, defined only asymptotically, or otherwise obscured at best, because the Hamiltonian is a sum of first-class constraints and a boundary term and thus supposedly generates gauge transformations. By construing change as essential time dependence, one can find change locally in vacuum GR in the Hamiltonian formulation just where it should be. But what if spinors are present? This paper is motivated by the tendency in space-time philosophy tends to (...) slight fermionic/spinorial matter, the tendency in Hamiltonian GR to misplace changes of time coordinate, and the tendency in treatments of the Einstein-Dirac equation to include a gratuitous local Lorentz gauge symmetry along with the physically significant coordinate freedom. Spatial dependence is dropped in most of the paper, both restricting the physical situation and largely fixing the spatial coordinates. In the interest of including all and only the coordinate freedom, the Einstein-Dirac equation is investigated using the Schwinger time gauge and Kibble-Deser symmetric triad condition are employed as a \ version of the DeWitt-Ogievetsky-Polubarinov nonlinear group realization formalism that dispenses with a tetrad and local Lorentz gauge freedom. Change is the lack of a time-like stronger-than-Killing field for which the Lie derivative of the metric-spinor complex vanishes. An appropriate \-friendly form of the Rosenfeld-Anderson-Bergmann-Castellani gauge generator G, a tuned sum of first class-constraints, is shown to change the canonical Lagrangian by a total derivative, implying the preservation of Hamilton’s equations. Given the essential presence of second-class constraints with spinors and their lack of resemblance to a gauge theory, it is useful to have an explicit physically interesting example. This gauge generator implements changes of time coordinate for solutions of the equations of motion, showing that the gauge generator makes sense even with spinors. (shrink)

While the relation between visualization and scientific understanding has been a topic of long-standing discussion, recent developments in physics have pushed the boundaries of this debate to new and still unexplored realms. For it is claimed that, in certain theories of quantum gravity, spacetime ‘disappears’: and this suggests that one may have sensible physical theories in which spacetime is completely absent. This makes the philosophical question whether such theories are intelligible, even more pressing. And if such theories are intelligible, the (...) question then is how they manage to do so. In this paper, we adapt the contextual theory of scientific understanding, developed by one of us, to fit the novel challenges posed by physical theories without spacetime. We construe understanding as a matter of skill rather than just knowledge. The appeal is thus to understanding, rather than explanation, because we will be concerned with the tools that scientists have at their disposal for understanding these theories. Our central thesis is that such physical theories can provide scientific understanding, and that such understanding does not require spacetimes of any sort. Our argument consists of four consecutive steps: (a) We argue, from the general theory of scientific understanding, that although visualization is an oft-used tool for understanding, it is not a necessary condition for it; (b) we criticise certain metaphysical preconceptions which can stand in the way of recognising how intelligibility without spacetime can be had; (c) we catalogue tools for rendering theories without a spacetime intelligible; and (d) we give examples of cases in which understanding is attained without a spacetime, and explain what kind of understanding these examples provide. (shrink)

Starting from a generalized Hamilton-Jacobi formalism, we develop a new framework for constructing observables and their evolution in theories invariant under global time reparametrizations. Our proposal relaxes the usual Dirac prescription for the observables of a totally constrained system and allows one to recover the influential partial and complete observables approach in a particular limit. Difficulties such as the non-unitary evolution of the complete observables in terms of certain partial observables are explained as a breakdown of this limit. Identification of (...) our observables relies upon a physical distinction between gauge symmetries that exist at the level of histories and states, and those that exist at the level of histories and not states. This distinction resolves a tension in the literature concerning the physical interpretation of the partial observables and allows for a richer class of observables in the quantum theory. There is the potential for the application of our proposal to the quantization of gravity when understood in terms of the Shape Dynamics formalism. (shrink)

Change and local spatial variation are missing in canonical General Relativity's observables as usually defined, an aspect of the problem of time. Definitions can be tested using equivalent formulations of a theory, non-gauge and gauge, because they must have equivalent observables and everything is observable in the non-gauge formulation. Taking an observable from the non-gauge formulation and finding the equivalent in the gauge formulation, one requires that the equivalent be an observable, thus constraining definitions. For massive photons, the de Broglie-Proca (...) non-gauge formulation observable A_{\mu} is equivalent to the Stueckelberg-Utiyama gauge formulation quantity A_{\mu} + \partial_{\mu} \phi, which must therefore be an observable. To achieve that result, observables must have 0 Poisson bracket not with each first-class constraint, but with the Rosenfeld-Anderson-Bergmann-Castellani gauge generator G, a tuned sum of first-class constraints, in accord with the Pons-Salisbury-Sundermeyer definition of observables. The definition for external gauge symmetries can be tested using massive gravity, where one can install gauge freedom by parametrization with clock fields X^A. The non-gauge observable g^{\mu\nu} has the gauge equivalent X^A,_{\mu} g^{\mu\nu} X^B,_{\nu}. The Poisson bracket of X^A,_{\mu} g^{\mu\nu} X^B,_{\nu} with G turns out to be not 0 but a Lie derivative. This non-zero Poisson bracket refines and systematizes Kuchař's proposal to relax the 0 Poisson bracket condition with the Hamiltonian constraint. Thus observables need covariance, not invariance, in relation to external gauge symmetries. The Lagrangian and Hamiltonian for massive gravity are those of General Relativity + \Lambda + 4 scalars, so the same definition of observables applies to General Relativity. Local fields such as g_{\mu\nu} are observables. Thus observables change. Requiring equivalent observables for equivalent theories also recovers Hamiltonian-Lagrangian equivalence. (shrink)

Change seems missing in Hamiltonian General Relativity's observables. The typical definition takes observables to have $0$ Poisson bracket with \emph{each} first-class constraint. Another definition aims to recover Lagrangian-equivalence: observables have $0$ Poisson bracket with the gauge generator $G$, a \emph{tuned sum} of first-class constraints. Empirically equivalent theories have equivalent observables. That platitude provides a test of definitions using de Broglie's massive electromagnetism. The non-gauge ``Proca'' formulation has no first-class constraints, so everything is observable. The gauge ``Stueckelberg'' formulation has first-class constraints, (...) so observables vary with the definition. Which satisfies the platitude? The team definition does; the individual definition does not. Subsequent work using the gravitational analog has shown that observables have not a 0 Poisson bracket, but a Lie derivative for the Poisson bracket with the gauge generator $G$. The same should hold for General Relativity, so observables change locally and correspond to 4-dimensional tensor calculus. Thus requiring equivalent observables for empirically equivalent formulations helps to address the problem of time. (shrink)

Change and local spatial variation are missing in Hamiltonian general relativity according to the most common definition of observables as having 0 Poisson bracket with all first-class constraints. But other definitions of observables have been proposed. In pursuit of Hamiltonian–Lagrangian equivalence, Pons, Salisbury and Sundermeyer use the Anderson–Bergmann–Castellani gauge generator G, a tuned sum of first-class constraints. Kuchař waived the 0 Poisson bracket condition for the Hamiltonian constraint to achieve changing observables. A systematic combination of the two reforms might use (...) the gauge generator but permit non-zero Lie derivative Poisson brackets for the external gauge symmetry of General Relativity. Fortunately one can test definitions of observables by calculation using two formulations of a theory, one without gauge freedom and one with gauge freedom. The formulations, being empirically equivalent, must have equivalent observables. For de Broglie-Proca non-gauge massive electromagnetism, all constraints are second-class, so everything is observable. Demanding equivalent observables from gauge Stueckelberg–Utiyama electromagnetism, one finds that the usual definition fails while the Pons–Salisbury–Sundermeyer definition with G succeeds. This definition does not readily yield change in GR, however. Should GR’s external gauge freedom of general relativity share with internal gauge symmetries the 0 Poisson bracket, or is covariance sufficient? A graviton mass breaks the gauge symmetry, but it can be restored by parametrization with clock fields. By requiring equivalent observables, one can test whether observables should have 0 or the Lie derivative as the Poisson bracket with the gauge generator G. The latter definition is vindicated by calculation. While this conclusion has been reported previously, here the calculation is given in some detail. (shrink)

Reflective equilibrium between physics and philosophy, and between GR and particle physics, is fruitful and rational. I consider the virtues of simplicity, conservatism, and conceptual coherence, along with perturbative expansions. There are too many theories to consider. Simplicity supplies initial guidance, after which evidence increasingly dominates. One should start with scalar gravity; evidence required spin 2. Good beliefs are scarce, so don't change without reason. But does conservatism prevent conceptual innovation? No: considering all serious possibilities could lead to Einstein's equations. (...) GR is surprisingly intelligible. Energy localization makes sense if one believes Noether mathematics: an infinity of symmetries shouldn't produce just one energy. Hamiltonian change results from Lagrangian-equivalence. Causality poses conceptual questions. For GR, what are canonical 'equal-time' commutators? For massive spin 2, background causality exists but is violated. Both might be cured by engineering a background null cone respected by a gauge groupoid. Perturbative expansions can enlighten. They diagnose Einstein's 1917 'mass'-Lambda analogy. Ogievetsky-Polubarinov invented an infinity of massive spin 2 gravities---including ghost-free de Rham-Gabadadze-Tolley theories!---perturbatively, and achieved the impossible : spinors in coordinates. (shrink)

Is change missing in Hamiltonian Einstein–Maxwell theory? Given the most common definition of observables, observables are constants of the motion and nonlocal. Unfortunately this definition also implies that the observables for massive electromagnetism with gauge freedom are inequivalent to those of massive electromagnetism without gauge freedom. The alternative Pons–Salisbury–Sundermeyer definition of observables, aiming for Hamiltonian–Lagrangian equivalence, uses the gauge generator G, a tuned sum of first-class constraints, rather than each first-class constraint separately, and implies equivalent observables for equivalent massive electromagnetisms. (...) For General Relativity, G generates 4-dimensional Lie derivatives for solutions. The Lie derivative compares different space-time points with the same coordinate value in different coordinate systems, like 1 a.m. summer time versus 1 a.m. standard time, so a vanishing Lie derivative implies constancy rather than covariance. Requiring equivalent observables for equivalent formulations of massive gravity confirms that G must generate the 4-dimensional Lie derivative for observables. These separate results indicate that observables are invariant under internal gauge symmetries but covariant under external gauge symmetries, but can this bifurcated definition work for mixed theories such as Einstein–Maxwell theory? Pons, Salisbury and Shepley have studied G for Einstein–Yang–Mills. For Einstein–Maxwell, both \ and \ are invariant under electromagnetic gauge transformations and covariant under 4-dimensional coordinate transformations. Using the bifurcated definition, these quantities count as observables, as one would expect on non-Hamiltonian grounds. (shrink)

The idea that a serious threat to scientific realism comes from unconceived alternatives has been proposed by van Fraassen, Sklar, Stanford and Wray among others. Peter Lipton's critique of this threat from underconsideration is examined briefly in terms of its logic and its applicability to the case of space-time and particle physics. The example of space-time and particle physics indicates a generic heuristic for quantitative sciences for constructing potentially serious cases of underdetermination, involving one-parameter family of rivals T_m that work (...) as a team rather than as a single rival against default theory T_0. In important examples this new parameter has a physical meaning and makes a crucial _conceptual_ difference, shrinking the symmetry group and in some case putting gauge freedom, formal indeterminism vs. determinism, the presence of the hole argument, etc., at risk. Methodologies akin to eliminative induction or tempered subjective Bayesianism are more demonstrably reliable than the custom of attending only to "our best theory": they can lead either to a serious rivalry or to improved arguments for the favorite theory. The example of General Relativity vs. massive spin 2 gravity, a recent topic in the physics literature, is discussed. Arguably the General Relativity and philosophy literatures have ignored the most serious rival to General Relativity. (shrink)

We study a long-recognised but under-appreciated symmetry called dynamical similarity and illustrate its relevance to many important conceptual problems in fundamental physics. Dynamical similarities are general transformations of a system where the unit of Hamilton’s principal function is rescaled, and therefore represent a kind of dynamical scaling symmetry with formal properties that differ from many standard symmetries. To study this symmetry, we develop a general framework for symmetries that distinguishes the observable and surplus structures of a theory by using the (...) minimal freely specifiable initial data for the theory that is necessary to achieve empirical adequacy. This framework is then applied to well-studied examples including Galilean invariance and the symmetries of the Kepler problem. We find that our framework gives a precise dynamical criterion for identifying the observables of those systems, and that those observables agree with epistemic expectations. We then apply our framework to dynamical similarity. First we give a general definition of dynamical similarity. Then we show, with the help of some previous results, how the dynamics of our observables leads to singularity resolution and the emergence of an arrow of time in cosmology. (shrink)