A notion called Herbrand saturation is shown to provide the model-theoretic analogue of a proof-theoretic method, Herbrand analysis, yielding uniform model-theoretic proofs of a number of important conservation theorems. A constructive, algebraic variation of the method is described, providing yet a third approach, which is finitary but retains the semantic flavor of the model-theoretic version.

It has long been known that (classical) Peano arithmetic is, in some strong sense, “equivalent” to the variant of (classical) Zermelo–Fraenkel set theory (including choice) in which the axiom of infinity is replaced by its negation. The intended model of the latter is the set of hereditarily finite sets. The connection between the theories is so tight that they may be taken as notational variants of each other. Our purpose here is to develop and establish a constructive version of this. (...) We present an intuitionistic theory of the hereditarily finite sets, and show that it is definitionally equivalent to Heyting Arithmetic, in a sense to be made precise. Our main target theory, the intuitionistic small set theory is remarkably simple, and intuitive. It has just one non-logical primitive, for membership, and three straightforward axioms plus one axiom scheme. We locate our theory within intuitionistic mathematics generally. (shrink)

We show that \, the basic theory of bounded arithmetic corresponding to the complexity class \, proves the \ axiom expressing the totality of iterated multiplication satisfying its recursive definition, by formalizing a suitable version of the \ iterated multiplication algorithm by Hesse, Allender, and Barrington. As a consequence, \ can also prove the integer division axiom, and the \-translation of induction and minimization for sharply bounded formulas. Similar consequences hold for the related theories \ and \. As a side (...) result, we also prove that there is a well-behaved \ definition of modular powering in \\). (shrink)

We develop an arithmetical theory and its variant , corresponding to “slightly nonuniform” . Our theories sit between and , and allow evaluation of log-depth bounded fan-in circuits under limited conditions. Propositional translations of -formulas provable in admit L-uniform polynomial-size Frege proofs.

The elementary arithmetic operations +,·,≤\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${+,\cdot,\le}$$\end{document} on integers are well-known to be computable in the weak complexity class TC0, and it is a basic question what properties of these operations can be proved using only TC0-computable objects, i.e., in a theory of bounded arithmetic corresponding to TC0. We will show that the theory VTC0 extended with an axiom postulating the totality of iterated multiplication proves induction for quantifier-free formulas in the language ⟨+,·,≤⟩\documentclass[12pt]{minimal} (...) \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\langle{+,\cdot,\le}\rangle}$$\end{document}, and more generally, minimization for Σ0b\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\Sigma_{0}^{b}}$$\end{document} formulas in the language of Buss’s S2. (shrink)

Let Iπ2 denote the fragment of Peano Arithmetic obtained by restricting the induction scheme to parameter free Π2Π2 formulas. Answering a question of R. Kaye, L. Beklemishev showed that the provably total computable functions of Iπ2 are, precisely, the primitive recursive ones. In this work we give a new proof of this fact through an analysis of certain local variants of induction principles closely related to Iπ2. In this way, we obtain a more direct answer to Kaye's question, avoiding the (...) metamathematical machinery needed for Beklemishev's original proof.Our methods are model-theoretic and allow for a general study of Iπn+1 for all n≥0n≥0. In particular, we derive a new conservation result for these theories, namely that Iπn+1 is πn+2 -conservative over IΣn for each n≥1n≥1. (shrink)

We introduce a second-order system V1-Horn of bounded arithmetic formalizing polynomial-time reasoning, based on Grädel's 35) second-order Horn characterization of P. Our system has comprehension over P predicates , and only finitely many function symbols. Other systems of polynomial-time reasoning either allow induction on NP predicates , and hence are more powerful than our system , or use Cobham's theorem to introduce function symbols for all polynomial-time functions . We prove that our system is equivalent to QPV and Zambella's P-def. (...) Using our techniques, we also show that V1-Horn is finitely axiomatizable, and, as a corollary, that the class of Σ1b consequences of S21 is finitely axiomatizable as well, thus answering an open question. (shrink)

We show that every model of IΔ0 has an end extension to a model of a theory where log-space computable function are formalizable. We also show the existence of an isomorphism between models of IΔ0 and models of linear arithmetic LA.

This paper defines natural hierarchies of function and relation classes □i,kc and Δi,kc, constructed from parallel complexity classes in a manner analogous to the polynomial-time hierarchy. It is easily shown that □i−1,kp □c,kc □i,kp and similarly for the Δ classes. The class □i,3c coincides with the single-valued functions in Buss et al.'s class , and analogously for other growth rates. Furthermore, the class □i,kc comprises exactly the functions Σi,kb-definable in Ski−1, and if Tki−1 is Σi,kb-conservative over Ski−1, then □i,kp is (...) completely parallelizable. All functions in □i,kc are Σi,kb-definable in Rki; this suffices to show that if the known Σi,kb conservativity between R3i and S3i−1 extends to R2i and S2i−1, then NC = NC1 relative to an oracle in PH. We prove a KPT-style witnessing theorem for Ski using constantly many rounds of □i,kc interactive computation, and thus show that if Ski ≡ Rki+1 then the bounded arithmetic hierarchy collapses, provably in Ski. (shrink)

A number of theories have been developed to characterize ALogTime (or uniform NC 1, or just NC 1), the class of languages accepted by alternating logtime Turing machines, in the same way that Buss’s theory ${{\bf S}^{1}_{2}}$ characterizes polytime functions. Among these, ALV′ (by Clote) is particularly interesting because it is developed based on Barrington’s theorem that the word problem for the permutation group S 5 is complete for ALogTime. On the other hand, ALV (by Clote), T 0 NC 0 (...) (by Clote and Takeuti) as well as Arai’s theory ${{\bf AID}+\Sigma_0^B{-}{\bf CA}}$ and its two-sorted version VNC 1 (by Cook and Morioka) are based on the circuit characterization of ALogTime. While the last three theories have been known to be equivalent, their relationship to ALV′ has been an open problem. Here we show that ALV′ is indeed equivalent to the other theories. (shrink)

We define a theory of two-sort bounded arithmetic whose provably total functions are exactly those in ${\mathcal{F}_{LOGCFL}}$ by way of a generalized quantifier that expresses computations of SAC 1 circuits. The proof depends on Kolokolova’s conditions for the connection between the provable capture in two-sort theories and descriptive complexity.

By obtaining several new results on Cook-style two-sorted bounded arithmetic, this paper measures the strengths of the axiom of extensionality and of other weak fundamental set-theoretic axioms in the absence of the axiom of infinity, following the author’s previous work [K. Sato, The strength of extensionality I — weak weak set theories with infinity, Annals of Pure and Applied Logic 157 234–268] which measures them in the presence. These investigations provide a uniform framework in which three different kinds of reverse (...) mathematics–Friedman–Simpson’s “orthodox” reverse mathematics, Cook’s bounded reverse mathematics and large cardinal theory–can be reformulated within one language so that we can compare them more directly. (shrink)

We formalize the construction of Paterson’s variant of the Ajtai–Komlós–Szemerédi sorting network of logarithmic depth in the bounded arithmetical theory , under the assumption of the existence of suitable expander graphs. We derive a conditional p-simulation of the propositional sequent calculus in the monotone sequent calculus.

We define a new NP search problem, the “local improvement” principle, about labellings of an acyclic, bounded-degree graph. We show that, provably in , it characterizes the consequences of and that natural restrictions of it characterize the consequences of and of the bounded arithmetic hierarchy. We also show that over V0 it characterizes the consequences of V1 and hence that, in some sense, a miniaturized version of the principle gives a new characterization of the consequences of . Throughout our search (...) problems are “type-2” NP search problems, which take second-order objects as parameters. (shrink)

We give a new characterization of the strict $$\forall {\Sigma^b_j}$$ sentences provable using $${\Sigma^b_k}$$ induction, for 1 ≤ j ≤ k. As a small application we show that, in a certain sense, Buss’s witnessing theorem for strict $${\Sigma^b_k}$$ formulas already holds over the relatively weak theory PV. We exhibit a combinatorial principle with the property that a lower bound for it in constant-depth Frege would imply that the narrow CNFs with short depth j Frege refutations form a strict hierarchy with (...) j, and hence that the relativized bounded arithmetic hierarchy can be separated by a family of $$\forall {\Sigma^b_1}$$ sentences. (shrink)

In his paper "Undecidability without arithmetization," Andrzej Grzegorczyk introduces a theory of concatenation $\mathsf{TC}$. We show that pairing is not definable in $\mathsf{TC}$. We determine a reasonable extension of $\mathsf{TC}$ that is sequential, that is, has a good sequence coding.

Using nonstandard methods we construct a model of an induction scheme called inside a "resource" of the form is a Turing machine of code is calculated in less than , where means the length of the binary expansion of and are nonstandard parameters in a model of . As a consequence we obtain a model theoretic proof of a witnessing theorem for this theory by functions computable in time , a result first obtained by Buss, Krajícek, and Takeuti using proof (...) theory. (shrink)

This article bears on four topics: observational predicates and phenomenal properties, vagueness, strict finitism as a philosophy of mathematics, and the analysis of feasible computability. It is argued that reactions to strict finitism point towards a semantics for vague predicates in the form of nonstandard models of weak arithmetical theories of the sort originally introduced to characterize the notion of feasibility as understood in computational complexity theory. The approach described eschews the use of nonclassical logic and related devices like degrees (...) of truth or supervaluation. Like epistemic approaches to vagueness, it may thus be smoothly integrated with the use of classical model theory as widely employed in natural language semantics. But unlike epistemicism, the described approach fails to imply either the existence of sharp boundaries or the failure of tolerance for soritical predicates. Applications ofmeasurement theory(in the sense of Krantz, Luce, Suppes, & Tversky (1971)) to vagueness in the nonstandard setting are also explored. (shrink)

We show that for each n ≥ 1, if T2n does not prove the weak pigeonhole principle for Σbn functions, then the collection scheme B Σ1 is not finitely axiomatizable over T2n. The same result holds with Sn2 in place of T 2n.

Dynamic ordinal analysis is ordinal analysis for weak arithmetics like fragments of bounded arithmetic. In this paper we will define dynamic ordinals – they will be sets of number theoretic functions measuring the amount of sΠ b 1(X) order induction available in a theory. We will compare order induction to successor induction over weak theories. We will compute dynamic ordinals of the bounded arithmetic theories sΣ b n (X)−L m IND for m=n and m=n+1, n≥0. Different dynamic ordinals lead to (...) separation. In this way we will obtain several separation results between these relativized theories. We will generalize our results to further languages extending the language of bounded arithmetic. (shrink)

We bring together some facts about the weak pigeonhole principle from bounded arithmetic, complexity theory, cryptography and abstract model theory. We characterize the models of arithmetic in which WPHP fails as those which are determined by an initial segment and prove a conditional separation result in bounded arithmetic, that PV + lies strictly between PV and S21 in strength, assuming that the cryptosystem RSA is secure.

We show that the bounded arithmetic theory V0 does not prove that the polynomial time hierarchy collapses to the linear time hierarchy . The result follows from a lower bound for bounded depth circuits computing prefix parity, where the circuits are allowed some auxiliary input; we derive this from a theorem of Ajtai.

The purpose of this paper is to survey the correspondence between bounded arithmetic and propositional proof systems. In addition, it also contains some new results which have appeared as an extended abstract in the proceedings of the conference TAMC 2008 [11].Bounded arithmetic is closely related to propositional proof systems; this relation has found many fruitful applications. The aim of this paper is to explain and develop the general correspondence between propositional proof systems and arithmetic theories, as introduced by Krajíček and (...) Pudlák [46]. Instead of focusing on the relation between particular proof systems and theories, we favour a general axiomatic approach to this correspondence. In the course of the development we particularly highlight the role played by logical closure properties of propositional proof systems, thereby obtaining a characterization of extensions of EF in terms of a simple combination of these closure properties (© 2009 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim). (shrink)

We define and study a new restricted consistency notion RCon ∗ for bounded arithmetic theories T 2 j . It is the strongest ∀ Π 1 b -statement over S 2 1 provable in T 2 j , similar to Con in Krajíček and Pudlák, 29) or RCon in Krajı́ček and Takeuti 107). The advantage of our notion over the others is that RCon ∗ can directly be used to construct models of T 2 j . We apply this by (...) proving preservation theorems for theories of bounded arithmetic of the following well-known kind: The ∀ Π 1 b -separation of bounded arithmetic theories S 2 i from T 2 j is equivalent to the existence of a model of S 2 i which does not have a Δ 0 b -elementary extension to a model of T 2 j . More specific, let M ⊨ Ω 1 nst denote that there is a nonstandard element c in M such that the function n ↦ 2 log c is total in M . Let BLΣ 1 b be the bounded collection schema for Σ 1 b -formulas. We obtain the following preservation results: the ∀ Π 1 b -separation of S 2 i from T 2 j is equivalent to the existence of 1. a model of S 2 i +Ω 1 nst which is 1 b -closed w.r.t. T 2 j , 2. a countable model of S 2 i + BLΣ 1 b without weak end extensions to models of T 2 j. (shrink)