This paper is part of a program initiated by Saharon Shelah to extend the model theory of first order logic to the non-elementary setting of abstract elementary classes. An abstract elementary class is a semantic generalization of the class of models of a complete first order theory with the elementary substructure relation. We examine the symmetry property of splitting in AECs with amalgamation that satisfy a local definition of superstability. The key results are a downward transfer of symmetry and a (...) deduction of symmetry from failure of the order property. These results are then used to prove several structural properties in categorical AECs, improving classical results of Shelah who focused on the special case of categoricity in a successor cardinal. We also study the interaction of symmetry with tameness, a locality property for Galois types. We show that superstability and tameness together imply symmetry. This sharpens previous work of Boney and the second author. (shrink)

We use κ-free but not Whitehead Abelian groups to constructElementary Classes (AEC) which satisfy the amalgamation property but fail various conditions on the locality of Galois-types. We introduce the notion that an AEC admits intersections. We conclude that for AEC which admit intersections, the amalgamation property can have no positive effect on locality: there is a transformation of AEC's which preserves non-locality but takes any AEC which admits intersections to one with amalgamation. More specifically we have: Theorem 5.3. There is (...) an AEC with amalgamation which is not (N₀, N₁)-tame but is 2(N0, ∞)-tame; Theorem 3.3. It is consistent with ZFC that there is an AEC with amalgamation which is not (≤ N₂, ≤ N₂)-compact. (shrink)

Provability, Computability and Reflection.

We introduce tame abstract elementary classes as a generalization of all cases of abstract elementary classes that are known to permit development of stability-like theory. In this paper, we explore stability results in this new context. We assume that [Formula: see text] is a tame abstract elementary class satisfying the amalgamation property with no maximal model. The main results include:. Theorem 0.1. Suppose that [Formula: see text] is not only tame, but [Formula: see text]-tame. If [Formula: see text] and [Formula: (...) see text] is Galois stable in μ, then [Formula: see text], where [Formula: see text] is a relative of κ from first order logic. [Formula: see text] is the Hanf number of the class [Formula: see text]. It is known that [Formula: see text]. The theorem generalizes a result from [17]. It is used to prove both the existence of Morley sequences for non-splitting and the following initial step towards a stability spectrum theorem for tame classes:. Theorem 0.2. If [Formula: see text] is Galois-stable in some [Formula: see text], then [Formula: see text] is stable in every κ with κμ=κ. For example, under GCH we have that [Formula: see text] Galois-stable in μ implies that [Formula: see text] is Galois-stable in μ+n for all n < ω. (shrink)

This paper is devoted to the proof of the following upward categoricity theorem: Let K be a tame abstract elementary class with amalgamation, arbitrarily large models, and countable Löwenheim-Skolem number. If K is categorical in ‮א‬₁ then K is categorical in every uncountable cardinal. More generally, we prove that if K is categorical in a successor cardinal λ⁺ then K is categorical everywhere above λ⁺.

We propose the notion of a quasiminimal abstract elementary class. This is an AEC satisfying four semantic conditions: countable Löwenheim–Skolem–Tarski number, existence of a prime model, closure under intersections, and uniqueness of the generic orbital type over every countable model. We exhibit a correspondence between Zilber’s quasiminimal pregeometry classes and quasiminimal AECs: any quasiminimal pregeometry class induces a quasiminimal AEC, and for any quasiminimal AEC there is a natural functorial expansion that induces a quasiminimal pregeometry class. We show in particular (...) that the exchange axiom is redundant in Zilber’s definition of a quasiminimal pregeometry class. (shrink)

We initiate a systematic investigation of the abstract elementary classes that have amalgamation, satisfy tameness, and are stable in some cardinal. Assuming the singular cardinal hypothesis, we prove a full characterization of the stability cardinals, and connect the stability spectrum with the behavior of saturated models.We deduce that if a class is stable on a tail of cardinals, then it has no long splitting chains. This indicates that there is a clear notion of superstability in this framework.We also present an (...) application to homogeneous model theory: for [Formula: see text] a homogeneous diagram in a first-order theory [Formula: see text], if [Formula: see text] is both stable in [Formula: see text] and categorical in [Formula: see text] then [Formula: see text] is stable in all [Formula: see text]. (shrink)

We introduce a new device in the study of abstract elementary classes : Galois Morleyization, which consists in expanding the models of the class with a relation for every Galois type of length less than a fixed cardinal κ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\kappa $$\end{document}. We show:Theorem 0.1 An AEC K is fully \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\kappa = \beth _{\kappa } > \text {LS}$$\end{document}. If K is Galois stable, then the (...) class of κ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\kappa $$\end{document}-Galois saturated models of K admits an independence notion \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$$$\end{document}-coheir) which, except perhaps for extension, has the properties of forking in a first-order stable theory. (shrink)

We provide here the first steps toward a Classification Theory ofElementary Classes with no maximal models, plus some mild set theoretical assumptions, when the class is categorical in some λ greater than its Löwenheim-Skolem number. We study the degree to which amalgamation may be recovered, the behaviour of non μ-splitting types. Most importantly, the existence of saturated models in a strong enough sense is proved, as a first step toward a complete solution to the o Conjecture for these classes. Further (...) results are in preparation. (shrink)

We show that Zilber’s conjecture that complex exponentiation is isomorphic to his pseudo-exponentiation follows from the a priori simpler conjecture that they are elementarily equivalent. An analysis of the first-order types in pseudo-exponentiation leads to a description of the elementary embeddings, and the result that pseudo-exponential fields are precisely the models of their common first-order theory which are atomic over exponential transcendence bases. We also show that the class of all pseudo-exponential fields is an example of a nonfinitary abstract elementary (...) class, answering a question of Kesälä and Baldwin. (shrink)

We study the problem of extending an abstract independence notion for types of singletons to longer types. Working in the framework of tame abstract elementary classes, we show that good frames can always be extended to types of independent sequences. As an application, we show that tameness and a good frame imply Shelah’s notion of dimension is well-behaved, complementing previous work of Jarden and Sitton. We also improve a result of the first author on extending a frame to larger models.

The stability theory of first order theories was initiated by Saharon Shelah in 1969. The classification of abstract elementary classes was initiated by Shelah, too. In several papers, he introduced non-forking relations. Later, Shelah [17, II] introduced the good non-forking frame, an axiomatization of the non-forking notion.We improve results of Shelah on good non-forking frames, mainly by weakening the stability hypothesis in several important theorems, replacing it by the almost λ-stability hypothesis: The number of types over a model of cardinality (...) λ is at most λ+.We present conditions on Kλ, that imply the existence of a model in Kλ+n for all n. We do this by providing sufficiently strong conditions on Kλ, that they are inherited by a properly chosen subclass of Kλ+. What are these conditions? We assume that there is a ‘non-forking’ relation which satisfies the properties of the non-forking relation on superstable first order theories. Note that here we deal with models of a fixed cardinality, λ.While in Shelah [17, II] we assume stability in λ, so we can use brimmed models, here we assume almost stability only, but we add an assumption: The conjugation property.In the context of elementary classes, the superstability assumption gives the existence of types with well-defined dimension and the ω-stability assumption gives the existence and uniqueness of models prime over sets. In our context, the local character assumption is an analog to superstability and the density of the class of uniqueness triples with respect to the relation ≼bs is the analog to ω-stability. (shrink)

The results in this paper are in a context of abstract elementary classes identified by Shelah and Villaveces in which the amalgamation property is not assumed. The long-term goal is to solve Shelah’s Categoricity Conjecture in this context. Here we tackle a problem of Shelah and Villaveces by proving that in their context, the uniqueness of limit models follows from categoricity under the assumption that the subclass of amalgamation bases is closed under unions of bounded, -increasing chains.

In this paper we study a specific subclass of abstract elementary classes. We construct a notion of independence for these AEC’s and show that under simplicity the notion has all the usual properties of first order non-forking over complete types. Our approach generalizes the context of 0-stable homogeneous classes and excellent classes. Our set of assumptions follow from disjoint amalgamation, existence of a prime model over 0/, Löwenheim–Skolem number being ω, -tameness and a property we call finite character. We also (...) start the studies of these classes from the 0-stable case. Stability in 0 and -tameness can be replaced by categoricity above the Hanf number. Finite character is the main novelty of this paper. Almost all examples of AEC’s have this property and it allows us to use weak types, as we call them, in place of Galois types. (shrink)

We prove the following main theorem: Let be an abstract elementary class satisfying the joint embedding and the amalgamation properties with no maximal models of cardinality μ. Let μ be a cardinal above the the Löwenheim‐Skolem number of the class. If is μ‐Galois‐stable, has no μ‐Vaughtian Pairs, does not have long splitting chains, and satisfies locality of splitting, then any two ‐limits over M, for, are isomorphic over M.

For a fixed natural number \, the Hart–Shelah example is an abstract elementary class with amalgamation that is categorical exactly in the infinite cardinals less than or equal to \. We investigate recently-isolated properties of AECs in the setting of this example. We isolate the exact amount of type-shortness holding in the example and show that it has a type-full good \-frame which fails the existence property for uniqueness triples. This gives the first example of such a frame. Along the (...) way, we develop new tools to build and analyze good frames. (shrink)

We study when a union of saturated models is saturated in the framework of tame abstract elementary classes with amalgamation. We prove:Theorem 0.1.IfKis a tame AEC with amalgamation satisfying a natural definition of superstability, then for all high-enoughλ:\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\lambda {:}$$\end{document}The union of an increasing chain ofλ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\lambda $$\end{document}-saturated models isλ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\lambda $$\end{document}-saturated.There exists a type-full goodλ\documentclass[12pt]{minimal} \usepackage{amsmath} (...) \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\lambda $$\end{document}-frame with underlying class the saturated models of sizeλ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\lambda $$\end{document}.There exists a unique limit model of sizeλ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\lambda $$\end{document}. Our proofs use independence calculus and a generalization of averages to this non first-order context. (shrink)