In times of crisis, when current theories are revealed as inadequate to task, and new physics is thought to be required—physics turns to re-evaluate its principles, and to seek new ones. This paper explores the various types, and roles of principles that feature in the problem of quantum gravity as a current crisis in physics. I illustrate the diversity of the principles being appealed to, and show that principles serve in a variety of roles in all stages of the crisis, (...) including in motivating the need for a new theory, and defining what this theory should be like. In particular, I consider: the generalised correspondence principle, UV-completion, background independence, and the holographic principle. I also explore how the current crisis fits with Friedman’s view on the roles of principles in revolutionary theory-change, finding that while many key aspects of this view are not represented in quantum gravity, the view could potentially offer a useful diagnostic, and prescriptive strategy. This paper is intended to be relatively non-technical, and to bring some of the philosophical issues from the search for quantum gravity to a more general philosophical audience interested in the roles of principles in scientific theory-change. (shrink)

Diffeomorphism invariance is sometimes taken to be a criterion of background independence. This claim is commonly accompanied by a second, that the genuine physical magnitudes (the ``observables'') of background-independent theories and those of background-dependent (non-diffeomorphism-invariant) theories are essentially different in nature. I argue against both claims. Background-dependent theories can be formulated in a diffeomorphism-invariant manner. This suggests that the nature of the physical magnitudes of relevantly analogous theories (one background free, the other background dependent) is essentially the same. The temptation (...) to think otherwise stems from a misunderstanding of the meaning of spacetime coordinates in background-dependent theories. (shrink)

Background independence begins life as an informal property that a physical theory might have, often glossed as 'doesn't posit a fixed spacetime background'. Interest in trying to offer a precise account of background independence has been sparked by the pronouncements of several theorists working on quantum gravity that background independence embodies in some sense an essential discovery of the General Theory of Relativity, and a feature we should strive to carry forward to future physical theories. This paper has two goals. (...) The first is to investigate what a world must be like in order to be truly described by a background independent theory given extant accounts of background independence. The second is to argue that there are no non-empirical reasons to be more confident in theories that satisfy extant accounts of background independence than in theories that don't. The paper concludes by drawing a general moral about a way in which focussing primarily on mathematical formulations of our physical theories can adversely affect debates in the metaphysics of physics. (shrink)

Kant's original version of transcendental philosophy took both Euclidean geometry and the Newtonian laws of motion to be synthetic a priori constitutive principles—which, from Kant's point of view, function as necessary presuppositions for applying our fundamental concepts of space, time, matter, and motion to our sensible experience of the natural world. Although Kant had very good reasons to view the principles in question as having such a constitutively a priori role, we now know, in the wake of Einstein's work, that (...) they are not in fact a priori in the stronger sense of being fixed necessary conditions for all human experience in general, eternally valid once and for all. And it is for precisely this reason that Kant's original version of transcendental philosophy must now be either rejected entirely or radically reconceived. Most philosophy of science since Einstein has taken the former route: the dominant view in logical empiricism, for example, was that the Kantian synthetic a priori had to be rejected once and for all in the light of the general theory of relativity. (shrink)

John Earman's recent proposal that a substantive version of general covariance consists in the requirement that diffeomorphism invariance be a gauge symmetry is critically assessed. I argue that such a principle does not serve to differentiate general relativity from pre-relativistic theories. A model-theoretic characterization of two formulations of specially-relativistic theories is suggested. Diffeomorphisms are symmetries of only one such style of formulation and, I argue, Earman's proposal does not provide a reason to deny diffeomorphisms the status of gauge transformations relative (...) to this formulation. Carlo Rovelli's distinction between "passive" and "active" diffeomorphism invariance is also clarified. (shrink)

This is the first of two papers concerned with the philosophical significance of dualities as applied in recent fundamental physics. The general idea is that, for its peculiarity, this ‘new’ ingredient in theory construction can open unexpected perspectives in the current philosophical reflection on contemporary physics. In particular, today’s physical dualities represent an unusual type of intertheory relation, the meaning of which deserves to be investigated. The aim is to show how discussing this point brings into play, at the same (...) time, what is intended by a 'theory’ and in which sense dualities are to be considered 'symmetries'. This paper is introductory and focusses on the first form of duality explicitly applied in twentieth century physics, that is electromagnetic duality as discussed in Dirac’s theory of magnetic poles. The extension of electromagnetic duality in the context of quantum field theory and string theory is explored in a forthcoming companion paper. (shrink)

Quantum mechanical entangled configurations of particles that do not satisfy Bell’s inequalities, or equivalently, do not have a joint probability distribution, are familiar in the foundational literature of quantum mechanics. Nonexistence of a joint probability measure for the correlations predicted by quantum mechanics is itself equivalent to the nonexistence of local hidden variables that account for the correlations (for a proof of this equivalence, see Suppes and Zanotti, 1981). From a philosophical standpoint it is natural to ask what sort of (...) concept can be used to provide a “joint” analysis of such quantum correlations. In other areas of application of probability, similar but different problems arise. A typical example is the introduction of upper and lower probabilities in the theory of belief. A person may feel uncomfortable assigning a precise probability to the occurrence of rain tomorrow, but feel comfortable saying the probability should be greater than ½ and less than ⅞. Rather extensive statistical developments have occurred for this framework. A thorough treatment can be found in Walley (1991) and an earlier measurement-oriented development in Suppes (1974). It is important to note that this focus on beliefs, or related Bayesian ideas, is not concerned, as we are here, with the nonexistence of joint probability distributions. Yet earlier work with no relation to quantum mechanics, but focused on conditions for existence has been published by many people. For some of our own work on this topic, see Suppes and Zanotti (1989). Still, this earlier work naturally suggested the question of whether or not upper and lower measures could be used in quantum mechanics, as a generalization of.. (shrink)

Background independence is generally considered to be ‘the mark of distinction’ of general relativity. However, there is still confusion over exactly what background independence is and how, if at all, it serves to distinguish general relativity from other theories. There is also some confusion over the philosophical implications of background independence, stemming in part from the definitional problems. In this paper I attempt to make some headway on both issues. In each case I argue that a proper account of the (...) observables of such theories goes a long way in clarifying matters. Further, I argue, against common claims to the contrary, that the fact that these observables are relational has no bearing on the debate between substantivalists and relationalists, though I do think it recommends a structuralist ontology, as I shall endeavour to explain. (shrink)

I will sketch a possible way of empirical/operational definition of space and time tags of physical events, without logical or operational circularities and with a minimal number of conventional elements. As it turns out, the task is not trivial; and the analysis of the problem leads to a few surprising conclusions.

Norton has recently argued that causation is merely a useful folk concept and that it fails to hold for some simple systems even in the supposed paradigm case of a causal physical theory – namely Newtonian mechanics. The purpose of this article is to argue against this devaluation of causality in physics. My main argument is that Norton’s alleged counterexample to causality within standard Newtonian physics fails to obey what I shall call the causal core of Newtonian mechanics. In particular, (...) I argue, Norton’s example is not in conformity with Newton’s first law. Moreover, Norton’s reformulation of this first law seems insufficient as a replacement for the original version since the notion of inertial frames in the resulting reformulated theory lacks a physical justification, and since an intelligible notion of time in Newtonian mechanics appears to be closely tied to Newton’s first law in its standard form. I will finally suggest how, given a plausible relationist account of time, the causal core of Newtonian mechanics may play a central role also in relativity and quantum theory. (shrink)

The mutual conceptual incompatibility between General Relativity and Quantum Mechanics / Quantum Field Theory is generally seen as the most essential motivation for the development of a theory of Quantum Gravity. It leads to the insight that, if gravity is a fundamental interaction and Quantum Mechanics is universally valid, the gravitational field will have to be quantized, not at least because of the inconsistency of semi-classical theories of gravity. The objective of a theory of Quantum Gravity would then be to (...) identify the quantum properties and the quantum dynamics of the gravitational field. If this means to quantize General Relativity, the general-relativistic identification of the gravitational field with the spacetime metric has to be taken into account. The quantization has to be conceptually adequate, which means in particular that the resulting quantum theory has to be background-independent. This can not be achieved by means of quantum field theoretical procedures. More sophisticated strategies, like those of Loop Quantum Gravity, have to be applied. One of the basic requirements for such a quantization strategy is that the resulting quantum theory has a classical limit that is (at least approximately, and up to the known phenomenology) identical to General Relativity. However, should gravity not be a fundamental, but an induced, residual, emergent interaction, it could very well be an intrinsically classical phenomenon. Should Quantum Mechanics be nonetheless universally valid, we had to assume a quantum substrate from which gravity would result as an emergent classical phenomenon. And there would be no conflict with the arguments against semi-classical theories, because there would be no gravity at all on the substrate level. The gravitational field would not have any quantum properties to be captured by a theory of Quantum Gravity, and a quantization of General Relativity would not lead to any fundamental theory. The objective of a theory of 'Quantum Gravity' would instead be the identification of the quantum substrate from which gravity results. The requirement that the substrate theory has General Relativity as a classical limit – that it reproduces at least the known phenomenology – would remain. The paper tries to give an overview over the main options for theory construction in the field of Quantum Gravity. Because of the still unclear status of gravity and spacetime, it pleads for the necessity of a plurality of conceptually different approaches to Quantum Gravity. (shrink)

This essay presents an alternative to contemporary substantivalist and relationist interpretations of quantum gravity hypotheses by means of an historical comparison with the ontology of space in the seventeenth century. Utilizing differences in the spatial geometry between the foundational theory and the theory derived from the foundational, in conjunction with nominalism and platonism, it will be argued that there are crucial similarities between seventeenth century and contemporary theories of space, and that these similarities reveal a host of underlying conceptual issues (...) that the substantival/relational dichotomy fails to distinguish. (shrink)

A stalwart view in the philosophy of science holds that, even when broadly construed so as to include theoretical auxiliaries, theories cannot make direct contact with observations. This view owes much to Bogen and Woodward’s influential distinction between data and phenomena. According to them, data are typically the kind of things that are observable or measurable like "bubble chamber photographs, patterns of discharge in electronic particle detectors and records of reaction times and error rates in various psychological experiments". Phenomena are (...) physical processes that are typically unobservable. Examples of the latter category include "weak neutral currents, the decay of the proton, and chunking and recency effects in human memory". Theories, in Bogen and Woodward’s view, are utilised to systematically explain, infer and predict phenomena, not data. The relationship between theories and data is rather indirect. Data count as evidence for phenomena and the latter in turn count as evidence for theories. This view is becoming increasingly influential, Stathis Psillos and Mauricio Suárez ). In this paper I argue contrary to this view that in various significant and well-known cases theories do make direct contact with the help of suitable auxiliaries. (shrink)

In this chapter I consider what recent work on background independent physics can do for structuralism, and what structuralism can do for background independent physics. I focus on the problems of time and observables in gravitational physics. The ‘frozen’ character of the observables of general relativity is usually considered to constitute a serious problem for the theory. I argue that by invoking correlations between physical quantities we can provide a natural explanation of the appear- ance of time and change in (...) timeless structures. I argue that this response can resolve a problem with Max Tegmark’s ‘extreme structuralist’ position. I then consider what bearing the mathematical representation used has on the debate over the nature of structure in discussions of structural realism. I argue that it has both the resources to ground the notion of structure in physics and to answer the ‘no relations without relata’ objection. (shrink)

The problems that exist in relating quantum mechanical phenomena to classical concepts like properties, causes, or entities like particles or waves are well-known and still open to question, so that there is not yet an agreement on what kind of metaphysics lies at the foundations of quantum mechanics. However, physicists constantly use the formal resources of quantum mechanics in order to explain quantum phenomena. The structural account of explanation, therefore, tries to account for this kind of mathematical explanation in physics, (...) and hinges on the following claims: i) scientific models are central in scientific explanation; ii) in some cases the relevant information for the explanation/understanding of a phenomenon P consists in the sole structural properties of the (models displayed by the) theory; iii) in these cases, the interpretation of the formalism in terms of a categorial framework is unessential for the explanation of P and a mathematical model can be at the base of an objective and effective scientific explanation. The present paper will carry a reflection about some issues arising from R.I.G. Hughes and Robert Clifton’s works in the attempt to outline some details of structural explanation. (shrink)

Process ontology is making deep inroads into the hard sciences. For it offers a workable understanding of dynamic phenomena which sits well with inquiries that problematize the traditional conception of self-standing, definite, independent objects as the basic stuff of the universe. Process-based approaches are claimed by their advocates to yield better ontological descriptions of various domains of physical reality in which dynamical, indefinite activities are prior to definite “things” or “states of things”. However, if applied to physics, a main problem (...) comes up: the notion itself of process appears to pivot on a conception of evolution through time that is at variance with relativistic physics. Against this worry, this article advances a conception of process that can be reconciled with general relativity. It claims that, within timeless physical frameworks, a process should not be conceived as activities evolving through time. Rather, processes concern the identity that entities obtain within the broader sets of relations in which they stand. To make this case, the article homes in on one of the physical approaches that most resolutely removes time from the basic features of reality, that is, canonical quantum gravity. As a case in point, it addresses Carlo Rovelli’s Evolving Constant approach as a physical paradigm that resolutely rejects time as an absolute parameter and recasts processualism as an inquiry into how physical systems affect one another. (shrink)

According to conventional wisdom, local gauge symmetry is not a symmetry of nature, but an artifact of how our theories represent nature. But a study of the so-called theta-vacuum appears to refute this view. The ground state of a quantized non-Abelian Yang-Mills gauge theory is characterized by a real-valued, dimensionless parameter theta—a fundamental new constant of nature. The structure of this vacuum state is often said to arise from a degeneracy of the vacuum of the corresponding classical theory, which degeneracy (...) allegedly arises from the fact that “large” (but not “small”) local gauge transformations connect physically distinct states of zero field energy. If that is right, then some local gauge transformations do generate empirical symmetries. In defending conventional wisdom against this challenge I hope to clarify the meaning of empirical symmetry while deepening our understanding of gauge transformations. I distinguish empirical from theoretical symmetries. Using Galileo’s ship and Faraday’s cube as illustrations, I say when an empirical symmetry is implied by a theoretical symmetry. I explain how the theta-vacuum arises, and how “large” gauge transformations differ from “small” ones. I then present two analogies from elementary quantum mechanics. By applying my analysis of the relation between empirical and theoretical symmetries, I show which analogy faithfully portrays the character of the vacuum state of a classical non-Abelian Yang-Mills gauge theory. The upshot is that “large” as well as “small” gauge transformations are purely formal symmetries of non-Abelian Yang-Mills gauge theories, whether classical or quantized. It is still worth distinguishing between these kinds of symmetries. An analysis of gauge within the constrained-Hamiltonian formalism yields the result that “large” gauge transformations should not be classified as gauge transformations; indeed, nor should “global” gauge transformations. In a theory in which boundary conditions are modeled dynamically, “global” gauge transformations may be associated with physical symmetries, corresponding to translations of these extra dynamical variables. Such translations are symmetries if and only if charge is conserved. But it is hard to argue that these symmetries are empirical, and in any case they do not correspond to any constant phase change in a quantum state. (shrink)

String Theory is the result of the conjunction of three conceptually independent elements: the metaphysical idea of a nomological unity of the forces, the model-theoretical paradigm of Quantum Field Theory, and the conflict resulting from classical gravity in a quantum world - the motivational starting point of the search for a theory of Quantum Gravity. String Theory is sometimes assumed to solve this conflict: by means of an application of the model-theoretical apparatus of Quantum Field Theory, interpreting gravity as the (...) result of an exchange of gravitons, taken here to be dynamical states of the string. But, String Theory does not really solve the conflict. Rather it exemplifies the inadequacy of the apparatus of Quantum Field Theory in the context of Quantum Gravity: After several decades of development it still exists only in an essentially perturbative formulation. And, due to its quantum field theoretical heritage, it is conceptually incompatible with central implications of General Relativity, especially those resulting from the general relativistic relation between gravity and spacetime. All known formulations of String Theory are background-dependent. And no physical motivation is given for this conceptual incompatibility. On the other hand, although String Theory identifies all gauge bosons as string states, it was not even possible to reproduce the Standard Model. Instead, String Theory led to a multitude of internal problems - and to the plethora of low-energy scenarios with different nomologies and symmetries, known as the String Landscape. All attempts to find a dynamically motivated selection principle remained without success, leaving String Theory without any predictive power. The nomological unification of the fundamental forces, including gravity, is only achieved in a purely formal way within the model-theoretical paradigm of Quantum Field Theory - by means of physically unmotivated epicycles like higher dimensionality, Calabi-Yau spaces, branes, etc. Finally, the possibility remains that some of the central assumptions of String Theory are physically wrong. On the one hand, the idea of a nomological unity of the forces could be simply wrong. On the other hand, even if a nomological unity of all fundamental forces should be realized in nature, the possibility remains that gravity is not a fundamental force, but a residual, emergent and possibly intrinsically classical phenomenon, resulting from a quantum substrate without any gravitational degrees of freedom. (shrink)

To explain phenomenon R by showing how mechanism M yields output R each time it is triggered by circumstances C, is to give a causal explanation of R. This paper analyses what mechanistic analysis can contribute to our understanding of causation in general and of downward causation in particular. It is first shown, against Glennan, that the concept of causation cannot be reduced to that of mechanism. Second it is shown, against Craver and Bechtel, that mechanistic explanation allows us to (...) make sense of causal processes that cut across levels, either in bottom-up direction where a change in a part of a system causes a change in the whole, or in downward direction where a change at the level of the system causes a change at the level of its parts. I suggest construing a decision's influence on molecules in muscle cells as a global constraint. Microscopic laws determine the detailed evolution of muscle cells and glucose molecules, but this evolution is constrained by the fact that it must be compatible with the action caused by the decision. (shrink)

Although there have been several attempts to resist this conclusion, it is commonly held that the peculiar statistical behaviour of quantum particles is due to their non-individuality. In this paper, a new suggestion is put forward: quantum particles are individuals, and the distinctive features of quantum statistics are determined by the fact that all the state-dependent properties described by quantum statistics are emergent relations.

This volume collects papers presented at the Founding Conference of the European Philosophy of Science Association meeting, held November 2007. It provides an excellent overview of the state of the art in philosophy of science in different European countries.

INCONTINENCE, HONOURING SUNK COSTS AND RATIONALITY According to a basic principle of rationality, the decision to engage in a course of action should be determined solely by the analysis of its consequences. Thus, considerations associated with previous use of resources should have no bearing on an agent’s decision-making process. Frequently, however, agents persist carrying on an activity they themselves judge to be nonoptimal under the circumstances because they have already allocated resources to that activity. When this is the case, agents (...) are said to be honouring sunk costs. Honouring sunk costs is thus typically viewed as irrational economic behaviour. Two striking findings of the psychological literature on the sunk cost effect are that it is, in general, not lessened by having taken previously courses in economics, and that agents who did take such courses and that do honour sunk costs seem to be frequently aware of a cognitive dissonance in their behaviour. Davidson’s account of the possibility conditions of incontinent action renders continent action materially unfeasible. The very idea of incontinent action becomes thus a hollow one. I’ll present an alternative description of these possibility conditions that renders continent action materially feasible, and both, continent and incontinent action, cognitively plausible. In a nutshell, my proposal rests upon the drawing of an essential cognitive contrast between explicit processes of deliberative reasoning and lower level heuristic procedures. I conclude the paper arguing that my redescription of incontinent action accounts for the above mentioned cognitive dissonance effect better than the alternatives and that viewing at least an important subset of behaviours of honouring sunk costs as incontinent actions will enable us to consider them as peculiar manifestations of a more general and meaningful pattern in human behaviour. (shrink)

In this paper, some conditions of physical reality are presented. These conditions are, in particular, the conditions of the real physical quantities. The symmetry principles held about reference frames are essential in presenting the conditions. In the stance taken in this paper, gauge symmetry, the different descriptions of the same physical situation, represents what is real. Based on the conditions, the real physical quantities and the real physical descriptions are those that are independent of reference frames. In the rigorous mathematical (...) term, one can say the real physical descriptions are those satisfied with the substantive general covariance requirement (in the Earman’s term). (shrink)