In this article we study applications of the bounded functional interpretation to theories of feasible arithmetic and analysis. The main results show that the novel interpretation is sound for considerable generalizations of weak König’s Lemma, even in the presence of very weak induction. Moreover, when this is combined with Cook and Urquhart’s variant of the functional interpretation, one obtains effective versions of conservation results regarding weak König’s Lemma which have been so far only obtained non-constructively.

LetA H be the Herbrand normal form ofA andA H,D a Herbrand realization ofA H. We showThere is an example of an (open) theory ℐ+ with function parameters such that for someA not containing function parameters Similar for first order theories ℐ+ if the index functions used in definingA H are permitted to occur in instances of non-logical axiom schemata of ℐ, i.e. for suitable ℐ,A In fact, in (1) we can take for ℐ+ the fragment (Σ 1 0 -IA)+ (...) of second order arithmetic with induction restricted toΣ 1 0 -formulas, and in (2) we can take for ℐ the fragment (Σ 1 0,b -IA) of first order arithmetic with induction restricted to formulas VxA(x) whereA contains only bounded quantifiers.On the other hand, $$PA^2 \vdash A^H \Rightarrow PA \vdash A,$$ wherePA 2 is the extension of first order arithmeticPA obtained by adding quantifiers for functions andA∈ℒ(PA). This generalizes to extensional arithmetic in the language of all finite types but not to sentencesA with positively occurring existential quantifiers for functions. (shrink)

We present a new functional interpretation, based on a novel assignment of formulas. In contrast with Gödel’s functional “Dialectica” interpretation, the new interpretation does not care for precise witnesses of existential statements, but only for bounds for them. New principles are supported by our interpretation, including the FAN theorem, weak König’s lemma and the lesser limited principle of omniscience. Conspicuous among these principles are also refutations of some laws of classical logic. Notwithstanding, we end up discussing some applications of the (...) new interpretation to theories of classical arithmetic and analysis. (shrink)

In this paper a new method, elimination of Skolem functions for monotone formulas, is developed which makes it possible to determine precisely the arithmetical strength of instances of various non-constructive function existence principles. This is achieved by reducing the use of such instances in a given proof to instances of certain arithmetical principles. Our framework are systems ${\cal T}^{\omega} :={\rm G}_n{\rm A}^{\omega} +{\rm AC}$ -qf $+\Delta$ , where (G $_n$ A $^{\omega})_{n \in {\Bbb N}}$ is a hierarchy of (weak) subsystems (...) of arithmetic in all finite types (introduced in [14]), AC-qf is the schema of quantifier-free choice in all types and $\Delta$ is a set of certain analytical principles which e.g. includes the binary König's lemma. We apply this method to show that the arithmetical closures of single instances of $\Pi^0_1$ -comprehension and -choice contribute to the growth of extractable bounds from proofs relative to ${\cal T}^\omega$ only by a primitive recursive functional in the sense of Kleene. In subsequent papers these results are widely generalized and the method is used to determine the arithmetical content of single sequences of instances of the Bolzano-Weierstraß principle for bounded sequences in ${\Bbb R}^d$ , the Ascoli-lemma and others. (shrink)

P. Bernays has pointed out that, in order to prove the consistency of classical number theory, it is necessary to extend Hilbert's finitary standpoint by admitting certain abstract concepts in addition to the combinatorial concepts referring to symbols. The abstract concepts that so far have been used for this purpose are those of the constructive theory of ordinals and those of intuitionistic logic. It is shown that the concept of a computable function of finite simple type over the integers can (...) be used instead, where no other procedures of constructing such functions are necessary except simple recursion by an integral variable and substitution of functions in each other (starting with trivial functions). (shrink)

A pointwise version of the Howard-Bezem notion of hereditary majorization is introduced which has various advantages, and its relation to the usual notion of majorization is discussed. This pointwise majorization of primitive recursive functionals (in the sense of Gödel'sT as well as Kleene/Feferman's ) is applied to systems of intuitionistic and classical arithmetic (H andH c) in all finite types with full induction as well as to the corresponding systems with restricted inductionĤ↾ andĤ↾c.H and Ĥ↾ are closed under a generalized (...) fan-rule. For a restricted class of formulae this also holds forH c andĤ↾c.We give a new and very perspicuous proof that for each one can construct a functional such that $\tilde \Phi \alpha $ is a modulus of uniform continuity for Φ on {β1∣∧n(βn≦αn)}. Such a modulus can also be obtained by majorizing any modulus of pointwise continuity for Φ.The type structure ℳ of all pointwise majorizable set-theoretical functionals of finite type is used to give a short proof that quantifier-free “choice” with uniqueness (AC!)1,0-qf. is not provable within classical arithmetic in all finite types plus comprehension [given by the schema (C)ϱ:∨y 0ϱ∧x ϱ(yx=0⇔A(x)) for arbitraryA], dependent ω-choice and bounded choice. Furthermore ℳ separates several μ-operators. (shrink)

Kohlenbach, U., Effective moduli from ineffective uniqueness proofs. An unwinding of de La Vallée Poussin's proof for Chebycheff approximation, Annals of Pure and Applied Logic 64 27–94.We consider uniqueness theorems in classical analysis having the form u ε U, v1, v2 ε Vu = 0 = G→v 1 = v2), where U, V are complete separable metric spaces, Vu is compact in V and G:U x V → is a constructive function.If is proved by arithmetical means from analytical assumptions x (...) εXy ε Yx z ε Z = 0) only , then we can extract from the proof of → an effective modulus of uniqueness, which depends on u, k but not on v1,v2, i.e., u ε U, v1, v2 ε Vu, k εG, G 2-φuk→dv2-itk). Such a modulus φ can e.g. be used to give a finite algorithm which computes the zero of G on Vu with prescribed precision if it exists classically.The extraction of φ uses a proof-theoretic combination of functional interpretation and pointwise majorization. If the proof of → uses only simple instances of induction, then φ is a simple mathematical operation. (shrink)

We propose an extension of minimal intuitionistic predicate logic, based on delimited control operators, that can derive the predicate-logic version of the double-negation shift schema, while preserving the disjunction and existence properties.

The main result of this paper is the equivalence of several definition schemas of bar recursion occurring in the literature on functionals of finite type. We present the theory of functionals of finite type, in [T] denoted byqf-WE-HA ω, which is necessary for giving the equivalence proofs. Moreover we prove two results on this theory that cannot be found in the literature, namely the deduction theorem and a derivation of Spector's rule of extensionality from [S]: ifP→T 1=T 2 and Q[X∶≡T1], (...) then P→Q[X∶≡ T2], from the at first sight weaker rule obtained by omitting “P→”. (shrink)