Herbrand's Theorem, in the form of $$\underset{\raise0.3em\hbox{$\smash{\scriptscriptstyle-}$}}{\exists } $$ -inversion lemmata for finitary and infinitary sequent calculi, is the crucial tool for the determination of the provably total function(al)s of a variety of theories. The theories are (second order extensions of) fragments of classical arithmetic; the classes of provably total functions include the elements of the Polynomial Hierarchy, the Grzegorczyk Hierarchy, and the extended Grzegorczyk Hierarchy $\mathfrak{E}^\alpha $ , α < ε0. A subsidiary aim of the paper is to show (...) that the proof theoretic methods used here are distinguished by technical elegance, conceptual clarity, and wide-ranging applicability. (shrink)

We describe a short model-theoretic proof of an extended normal form theorem for derivations in predicate logic which implies in PRA a normal form theorem for the arithmetic derivations . Consider the Gentzen-type formulation of predicate logic with invertible rules. A derivation with proper variables is one where a variable b can occur in the premiss of an inference L but not below this premiss only in the case when L is () or () and b is its eigenvariable. Free (...) variables of such derivation are eigenvariables and free variables of its last sequent. Then any sequent derivable in predicate logic has a cut-free derivation with proper variables where the main formula of any antecedent rule is underivable. The proof is by a simple modification of the construction of a countermodel of the formula from the open branch of its canonical proof-search tree. It extends to intuitionistic and higher order systems. The proof of the corresponding normalization theorem outlined in [8] uses the passage to the infinitary derivations enriched by finitary derivations. The normal form after a modification to make it decidable can be considered as a realization of Gentzen's idea stated at the end of [2], that his notion of reduction for arithmetic can be extended to other fields of mathematics. (shrink)

LetA H be the Herbrand normal form ofA andA H,D a Herbrand realization ofA H. We showThere is an example of an (open) theory ℐ+ with function parameters such that for someA not containing function parameters Similar for first order theories ℐ+ if the index functions used in definingA H are permitted to occur in instances of non-logical axiom schemata of ℐ, i.e. for suitable ℐ,A In fact, in (1) we can take for ℐ+ the fragment (Σ 1 0 -IA)+ (...) of second order arithmetic with induction restricted toΣ 1 0 -formulas, and in (2) we can take for ℐ the fragment (Σ 1 0,b -IA) of first order arithmetic with induction restricted to formulas VxA(x) whereA contains only bounded quantifiers.On the other hand, $$PA^2 \vdash A^H \Rightarrow PA \vdash A,$$ wherePA 2 is the extension of first order arithmeticPA obtained by adding quantifiers for functions andA∈ℒ(PA). This generalizes to extensional arithmetic in the language of all finite types but not to sentencesA with positively occurring existential quantifiers for functions. (shrink)

This paper discusses what kind of quantitative information one can extract under which circumstances from proofs of convergence statements in analysis. We show that from proofs using only a limited amount of the law-of-excluded-middle, one can extract functionals , where L is a learning procedure for a rate of convergence which succeeds after at most B-many mind changes. This -learnability provides quantitative information strictly in between a full rate of convergence and a rate of metastability in the sense of Tao (...) . In fact, it corresponds to rates of metastability of a particular simple form. Moreover, if a certain gap condition is satisfied, then B and L yield a bound on the number of possible fluctuations. We explain recent applications of proof mining to ergodic theory in terms of these results. (shrink)

Kohlenbach, U., Effective moduli from ineffective uniqueness proofs. An unwinding of de La Vallée Poussin's proof for Chebycheff approximation, Annals of Pure and Applied Logic 64 27–94.We consider uniqueness theorems in classical analysis having the form u ε U, v1, v2 ε Vu = 0 = G→v 1 = v2), where U, V are complete separable metric spaces, Vu is compact in V and G:U x V → is a constructive function.If is proved by arithmetical means from analytical assumptions x (...) εXy ε Yx z ε Z = 0) only , then we can extract from the proof of → an effective modulus of uniqueness, which depends on u, k but not on v1,v2, i.e., u ε U, v1, v2 ε Vu, k εG, G 2-φuk→dv2-itk). Such a modulus φ can e.g. be used to give a finite algorithm which computes the zero of G on Vu with prescribed precision if it exists classically.The extraction of φ uses a proof-theoretic combination of functional interpretation and pointwise majorization. If the proof of → uses only simple instances of induction, then φ is a simple mathematical operation. (shrink)

We investigate the development of terms during cut-elimination in first-order logic and Peano arithmetic for proofs of existential formulas. The form of witness terms in cut-free proofs is characterized in terms of structured combinations of basic substitutions. Based on this result, a regular tree grammar computing witness terms is given and a class of proofs is shown to have only elementary cut-elimination.

Herbrand’s theorem is one of the most fundamental results about first-order logic. In the context of proof analysis, Herbrand-disjunctions are used for describing the constructive content of cut-free proofs. However, given a proof with cuts, the computation of a Herbrand-disjunction is of significant computational complexity, as the cuts in the proof have to be eliminated first.In this paper we prove a generalization of Herbrand’s theorem: From a proof with cuts, one can read off a small tautology composed of instances of (...) the end-sequent and the cut formulas. This tautology describes the proof in the following way: Each cut induces a formula stating that a disjunction of instances of the cut formula implies a conjunction of instances of the cut formula. All these cut-implications together then imply the already existing instances of the end-sequent. The proof that this formula is a tautology is carried out by transforming the instances in the proof to normal forms and using characteristic clause sets to relate them. These clause sets have first been studied in the context of cut-elimination.This extended Herbrand theorem is then applied to cut-elimination sequences in order to show that, for the computation of an Herbrand-disjunction, the knowledge of only the term substitutions performed during cut-elimination is already sufficient. (shrink)

Abstract.Carrying out a suggestion by Kreisel, we adapt Gödel’s functional interpretation to ordinary first-order predicate logic(PL) and thus devise an algorithm to extract Herbrand terms from PL-proofs. The extraction is carried out in an extension of PL to higher types. The algorithm consists of two main steps: first we extract a functional realizer, next we compute the β-normal-form of the realizer from which the Herbrand terms can be read off. Even though the extraction is carried out in the extended language, (...) the terms are ordinary PL-terms. In contrast to approaches to Herbrand’s theorem based on cut elimination orɛ-elimination this extraction technique is, except for the normalization step, of low polynomial complexity, fully modular and furthermore allows an analysis of the structure of the Herbrand terms, in the spirit of Kreisel ([13]), already prior to the normalization step. It is expected that the implementation of functional interpretation in Schwichtenberg’s MINLOG system can be adapted to yield an efficient Herbrand-term extraction tool. (shrink)

is a fragment of first-order aritlimetic so weak that it cannot prove the totality of an iterated exponential fimction. Surprisingly, however, the theory is remarkably robust. I will discuss formal results that show that many theorems of number theory and combinatorics are derivable in elementary arithmetic, and try to place these results in a broader philosophical context.