We show that Shoenfield's functional interpretation of Peano arithmetic can be factorized as a negative translation due to J. L. Krivine followed by Gödel's Dialectica interpretation. (© 2007 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim).

It is well known by now that large parts of mathematical reasoning can be carried out in systems which are conservative over primitive recursive arithmetic PRA . On the other hand there are principles S of elementary analysis which are known to be equivalent to arithmetical comprehension and therefore go far beyond the strength of PRA . In this paper we determine precisely the arithmetical and computational strength of weaker function parameter-free schematic versions S− of S, thereby exhibiting different levels (...) of strength between these principles as well as a sharp borderline between fragments of analysis which are still conservative over PRA and extensions which just go beyond the strength of PRA. (shrink)

In this paper the numerical strength of fragments of arithmetical comprehension, choice and general uniform boundedness is studied systematically. These principles are investigated relative to base systems Tnω in all finite types which are suited to formalize substantial parts of analysis but nevertheless have provably recursive functions of low growth. We reduce the use of instances of these principles in Tnω-proofs of a large class of formulas to the use of instances of certain arithmetical principles thereby determining faithfully the arithmetical (...) content of the former. This is achieved using the method of elimination of Skolem functions for monotone formulas which was introduced by the author in a previous paper.As corollaries we obtain new conservation results for fragments of analysis over fragments of arithmetic which strengthen known purely first-order conservation results.We also characterize the provably recursive functions of type 2 of the extensions of Tnω based on these fragments of arithmetical comprehension, choice and uniform boundedness. (shrink)

In [15], [16] G. Kreisel introduced the no-counterexample interpretation (n.c.i.) of Peano arithmetic. In particular he proved, using a complicated ε-substitution method (due to W. Ackermann), that for every theorem A (A prenex) of first-order Peano arithmetic PA one can find ordinal recursive functionals Φ A of order type 0 which realize the Herbrand normal form A H of A. Subsequently more perspicuous proofs of this fact via functional interpretation (combined with normalization) and cut-elimination were found. These proofs however do (...) not carry out the no-counterexample interpretation as a local proof interpretation and don't respect the modus ponens on the level of the no-counterexample interpretation of formulas A and A → B. Closely related to this phenomenon is the fact that both proofs do not establish the condition (δ) and--at least not constructively-- (γ) which are part of the definition of an 'interpretation of a formal system' as formulated in [15]. In this paper we determine the complexity of the no-counterexample interpretation of the modus ponens rule for (i) PA-provable sentences, (ii) for arbitrary sentences A, B ∈ L(PA) uniformly in functionals satisfying the no-counterexample interpretation of (prenex normal forms of) A and A → B, and (iii) for arbitrary A, B ∈ L(PA) pointwise in given α( 0 ) -recursive functionals satisfying the no-counterexample interpretation of A and A → B. This yields in particular perspicuous proofs of new uniform versions of the conditions (γ), (δ). Finally we discuss a variant of the concept of an interpretation presented in [17] and show that it is incomparable with the concept studied in [15], [16]. In particular we show that the no-counterexample interpretation of PA n by α( n (ω))-recursive functionals (n ≥ 1) is an interpretation in the sense of [17] but not in the sense of [15] since it violates the condition (δ). (shrink)

In [15], [16] G. Kreisel introduced the no-counterexample interpretation (n.c.i.) of Peano arithmetic. In particular he proved, using a complicated ε-substitution method (due to W. Ackermann), that for every theoremA(Aprenex) of first-order Peano arithmeticPAone can find ordinal recursive functionalsof order type < ε0which realize the Herbrand normal formAHofA.Subsequently more perspicuous proofs of this fact via functional interpretation (combined with normalization) and cut-elimination were found. These proofs however do not carry out the no-counterexample interpretation as alocalproof interpretation and don't respect the (...) modus ponens on the level of the nocounterexample interpretation of formulasAandA → B. Closely related to this phenomenon is the fact that both proofs do not establish the condition (δ) and—at least not constructively—(γ) which are part of the definition of an ‘interpretation of a formal system’ as formulated in [15]. (shrink)

We show how to extract effective bounds Φ for $\bigwedge u^1 \bigwedge v \leq_\gamma tu \bigvee w^\eta G_0$ -sentences which depend on u only (i.e. $\bigwedge u \bigwedge v \leq_\gamma tu \bigvee w \leq_\eta \Phi uG_0$ ) from arithmetical proofs which use analytical assumptions of the form \begin{equation*}\tag{*}\bigwedge x^\delta\bigvee y \leq_\rho sx \bigwedge z^\tau F_0\end{equation*} (γ, δ, ρ, and τ are arbitrary finite types, η ≤ 2, G0 and F0 are quantifier-free, and s and t are closed terms). If τ (...) ≤ 2, (*) can be weakened to $\bigwedge x^\delta, z^\tau\bigvee y \leq_\rho sx \bigwedge \tilde{z} \leq_\tau z F_0$ . This is used to establish new conservation results about weak König's lemma. Applications to proofs in classical analysis, especially uniqueness proofs in approximation theory, will be given in subsequent papers. (shrink)

In this paper a new method, elimination of Skolem functions for monotone formulas, is developed which makes it possible to determine precisely the arithmetical strength of instances of various non-constructive function existence principles. This is achieved by reducing the use of such instances in a given proof to instances of certain arithmetical principles. Our framework are systems ${\cal T}^{\omega} :={\rm G}_n{\rm A}^{\omega} +{\rm AC}$ -qf $+\Delta$ , where (G $_n$ A $^{\omega})_{n \in {\Bbb N}}$ is a hierarchy of (weak) subsystems (...) of arithmetic in all finite types (introduced in [14]), AC-qf is the schema of quantifier-free choice in all types and $\Delta$ is a set of certain analytical principles which e.g. includes the binary König's lemma. We apply this method to show that the arithmetical closures of single instances of $\Pi^0_1$ -comprehension and -choice contribute to the growth of extractable bounds from proofs relative to ${\cal T}^\omega$ only by a primitive recursive functional in the sense of Kleene. In subsequent papers these results are widely generalized and the method is used to determine the arithmetical content of single sequences of instances of the Bolzano-Weierstraß principle for bounded sequences in ${\Bbb R}^d$ , the Ascoli-lemma and others. (shrink)

ZusammenfassungP. Bernays hat darauf hingewiesen, dass man, um die Widerspruchs freiheit der klassischen Zahlentheorie zu beweisen, den Hilbertschen flniter Standpunkt dadurch erweitern muss, dass man neben den auf Symbole sich beziehenden kombinatorischen Begriffen gewisse abstrakte Begriffe zulässt, Die abstrakten Begriffe, die bisher für diesen Zweck verwendet wurden, sinc die der konstruktiven Ordinalzahltheorie und die der intuitionistischer. Logik. Es wird gezeigt, dass man statt deesen den Begriff einer berechenbaren Funktion endlichen einfachen Typs über den natürlichen Zahler benutzen kann, wobei keine anderen (...) Konstruktionsverfahren für solche Funktionen nötig sind, als einfache Rekursion nach einer Zahlvariablen und Einsetzung von Funktionen ineinander .P. Bernays has pointed out that, in order to prove the consistency of classical number theory, it is necessary to extend Hilbert's finitary stand‐point by admitting certain abstract concepts in addition to the combinatorial concepts referring to symbols. The abstract concepts that so far have been used for this purpose are those of the constructive theory of ordinals and those of intuitionistic logic. It is shown that the concept of a computable function of finite simple type over the integers can be used instead, where no other procedures of constructing such functions are necessary except simple recursion by an integral variable and substitution of functions in each other. (shrink)

In 2007. Terence Tao wrote on his blog an essay about soft analysis, hard analysis and the finitization of soft analysis statements into hard analysis statements. One of his main examples was a quasi-finitization of the infinite pigeonhole principle IPP, arriving at the "finitary" infinite pigeonhole principle FIPP₁. That turned out to not be the proper formulation and so we proposed an alternative version FIPP₂. Tao himself formulated yet another version FIPP₃ in a revised version of his essay. We give (...) a counterexample to FIPP₁ and discuss for both of the versions FIPP₂ and FIPP₃ the faithfulness of their respective finitization of IPP by studying the equivalences IPP ↔ FIPP₂ and IPP ↔ FIPP₃ in the context of reverse mathematics ([9]). In the process of doing this we also introduce a continuous uniform boundedness principle CUB as a formalization of Tao's notion of a correspondence principle and study the strength of this principle and various restrictions thereof in terms of reverse mathematics, i.e., in terms of the "big five" subsystems of second order arithmetic. (shrink)