Penelope Maddy has recently addressed the set-theoretic multiverse, and expressed reservations on its status and merits ([Maddy, 2017]). The purpose of the paper is to examine her concerns, by using the interpretative framework of set-theoretic naturalism. I first distinguish three main forms of 'multiversism', and then I proceed to analyse Maddy's concerns. Among other things, I take into account salient aspects of multiverse-related mathematics , in particular, research programmes in set theory for which the use of the multiverse seems to (...) be crucial, and show how one may provide responses to Maddy's concerns based on a careful analysis of 'multiverse practice'. (shrink)

Dualities are a pervasive phenomenon in contemporary physics, in which two physical theories are empirically equivalent, yet prima facie make different ontological claims about the world (potentially very different claims—differing in e.g. the number and radius of dimensions of the universe). Dualities thus present a particular instantiation of the well-known notion of underdetermination of theory by evidence. Many different philosophical proposals have been made for how such putative underdetermination might be resolved—this continues to be a programme of active research.

A ‘duality’ is a formal mapping between the spaces of solutions of two empirically equivalent theories. In recent times, dualities have been found to be pervasive in string theory and quantum field theory. Naïvely interpreted, duality-related theories appear to make very different ontological claims about the world—differing in e.g. space-time structure, fundamental ontology, and mereological structure. In light of this, duality-related theories raise questions familiar from discussions of underdetermination in the philosophy of science: in the presence of dual theories, what (...) is one to say about the ontology of the world? In this paper, we undertake a comprehensive and non-technical survey of the landscape of possible ontological interpretations of duality-related theories. We provide a significantly enriched and clarified taxonomy of options—several of which are novel to the literature. (shrink)

Mathematicians, physicists, and philosophers of physics often look to the symmetries of an object for insight into the structure and constitution of the object. My aim in this paper is to explain why this practice is successful. In order to do so, I present a collection of results that are closely related to (and in a sense, generalizations of) Beth’s and Svenonius’ theorems.

I argue that the hole argument is based on a misleading use of the mathematical formalism of general relativity. If one is attentive to mathematical practice, I will argue, the hole argument is blocked. _1._ Introduction _2._ A Warmup Exercise _3._ The Hole Argument _4._ An Argument from Classical Spacetime Theory _5._ The Hole Argument Revisited.

There are well-known problems associated with the idea of gravitational energy in general relativity. We offer a new perspective on those problems by comparison with Newtonian gravitation, and particularly geometrized Newtonian gravitation. We show that there is a natural candidate for the energy density of a Newtonian gravitational field. But we observe that this quantity is gauge dependent, and that it cannot be defined in the geometrized theory without introducing further structure. We then address a potential response by showing that (...) there is an analogue to the Weyl tensor in geometrized Newtonian gravitation. (shrink)

In this article, I examine whether or not the Hamiltonian and Lagrangian formulations of classical mechanics are equivalent theories. I do so by applying a standard for equivalence that was recently introduced into philosophy of science by Halvorson and Weatherall. This case study yields three general philosophical payoffs. The first concerns what a theory is, while the second and third concern how we should interpret what our physical theories say about the world. 1Introduction 2When Are Two Theories Equivalent? 3Preliminaries on (...) Classical Mechanics 3.1Hamiltonian mechanics 3.2Lagrangian mechanics 4Are Hamiltonian and Lagrangian Mechanics Equivalent Theories? 4.1Tangent bundle versus cotangent bundle 4.2Tangent bundle versus symplectic manifold 4.3Lagrangian vector field versus Hamiltonian vector field 5Conclusion Appendix. (shrink)

The idea that gauge theory has `surplus' structure poses a puzzle: in one much discussed sense, this structure is redundant; but on the other hand, it is also widely held to play an essential role in the theory. In this paper, we employ category-theoretic tools to illuminate an aspect of this puzzle. We precisify what is meant by `surplus' structure by means of functorial comparisons with equivalence classes of gauge fields, and then show that such structure is essential for any (...) theory that represents a rich collection of physically relevant fields which are `local' in nature. (shrink)

Quine often argued for a simple, untyped system of logic rather than the typed systems that were championed by Russell and Carnap, among others. He claimed that nothing important would be lost by eliminating sorts, and the result would be additional simplicity and elegance. In support of this claim, Quine conjectured that every many-sorted theory is equivalent to a single-sorted theory. We make this conjecture precise, and prove that it is true, at least according to one reasonable notion of theoretical (...) equivalence. Our clarification of Quine’s conjecture, however, exposes the shortcomings of his argument against many-sorted logic. (shrink)

In this paper, we examine the relationship between general relativity and the theory of Einstein algebras. We show that according to a formal criterion for theoretical equivalence recently proposed by Halvorson and Weatherall, the two are equivalent theories.

General relativity (GR) describes gravity through the curvature of spacetime. However, there are two equivalents of GR that describe flat spacetimes with gravitational effects attributed to torison or non-metricity. These theories, together with GR, are known as the geometrical trinity of gravity and are said to present a case of underdetermination by Wolf et al. (2024). In this article, I argue against this stance by examining the empirical equivalence and possible interpretations of the trinity. I propose a unifying framework where (...) the trinity emerge as different facets of the same underlying ontology, thereby breaking down the underdetermination. (shrink)

There is solid consensus among physicists and philosophers that, in gauge field theory, for a quantity to be physically meaningful or real, it must be gauge-invariant. Yet, every “elementary” field in the Standard Model of particle physics is actually gauge-variant. This has led a number of researchers to insist that new manifestly gauge-invariant approaches must be established. Indeed, in the foundational literature, dissatisfaction with standard methods for reducing gauge symmetries has been expressed: Spontaneous symmetry breaking is deemed conceptually dubious, while (...) gauge fixing suffers the same limitations and is subject to the same criticisms as coordinate choices in General Relativity. An alternative gauge-invariant proposal was recently introduced in the literature, the so-called “dressing field method” (DFM). It is a mathematically subtle tool, and unfortunately prone to be confused with simple gauge transformations, hence with standard gauge fixings. As a matter of fact, in the physics literature the two are often conflated, and in the philosophy community some doubts have been raised about whether there is any substantial difference between them. Clarifying this issue is of special significance for anyone interested in both the foundational issues of gauge theories and their invariant formulation. It is thus our objective to establish as precisely as possible the technical and conceptual distinctions between the DFM and gauge fixing. (shrink)

The persistent challenge of formulating ontic structuralism in a rigorous manner, which prioritizes structures over the entities they contain, calls for a transformation of traditional logical frameworks. I argue that Univalent Foundations (UF), which feature the axiom that all isomorphic structures are identical, offer such a foundation and are more attractive than other proposed structuralist frameworks. Furthermore, I delve into the significance in the case of the hole argument and, very briefly, the nature of symmetries.

Wilhelm (Forthcom Synth 199:6357–6369, 2021) has recently defended a criterion for comparing structure of mathematical objects, which he calls Subgroup. He argues that Subgroup is better than SYM \(^*\), another widely adopted criterion. We argue that this is mistaken; Subgroup is strictly worse than SYM \(^*\). We then formulate a new criterion that improves on both SYM \(^*\) and Subgroup, answering Wilhelm’s criticisms of SYM \(^*\) along the way. We conclude by arguing that no criterion that looks only to the (...) automorphisms of mathematical objects to compare their structure can be fully satisfactory. (shrink)

Recently, Dewar (2019) has suggested that one can apply the strategy of 'sophistication' - as exemplified by sophisticated substantivalism as a response to the diffeomorphism invariance of General Relativity - to gauge theories such as electrodynamics. This requires a shift to the formalism of fibre bundles. In this paper, I develop and defend this suggestion. Where my approach differs from previous discussions is that I focus on the metaphysical picture underlying the fibre bundle formalism. In particular, I aim to affirm (...) the physical reality of gauge properties. I argue that this allows for a local and separable explanation of the Aharonov-Bohm effect. Its puzzling features are explained by a form of holism inherent to fibre bundles. (shrink)

We argue against claims that the classical ℏ → 0 limit is “singular” in a way that frustrates an eliminative reduction of classical to quantum physics. We show one precise sense in which quantum mechanics and scaling behavior can be used to recover classical mechanics exactly, without making prior reference to the classical theory. To do so, we use the tools of strict deformation quantization, which provides a rigorous way to capture the ℏ → 0 limit. We then use the (...) tools of category theory to demonstrate one way that this reduction is explanatory: it illustrates a sense in which the structure of quantum mechanics determines that of classical mechanics. (shrink)

Theoretical equivalence and duality are two closely related notions: but their interconnection has so far not been well understood. In this paper I explicate the contribution of a recent schema for duality to discussions of theoretical equivalence. I argue that duality suggests a construal of theoretical equivalence in the physical sciences. The construal is in terms of the isomorphism of models, as defined by the schema. This construal gives interpretative constraints that should be useful for discussions of theoretical equivalence more (...) generally. I illustrate the construal in various formulations of Maxwell’s electromagnetic theory. (shrink)

This paper criticizes the traditional philosophical account of the quantization of gauge theories and offers an alternative. On the received view, gauge theories resist quantization because they feature distinct mathematical representatives of the same physical state of affairs. This resistance is overcome by a sequence of ad hoc modifications, justified in part by reference to semiclassical electrodynamics. Among other things, these modifications introduce "ghosts": particles with unphysical properties which do not appear in asymptotic states and which are said to be (...) purely a notational convenience. I argue that this sequence of modifications is unjustified and inadequate, making it a poor basis for the interpretation of ghosts. I then argue that gauge theories can be quantized by the same method as any other theory. On this account, ghosts are not purely notation: they are coordinates on the classical configuration space of the theory—specifically, on its gauge structure. This interpretation does not fall prey to the standard philosophical arguments against the significance of ghosts, due to Weingard. Weingard’s argumentative strategy, properly applied, in fact tells in favor of ghosts’ physical significance. (shrink)

I provide a fairly systematic analysis of when quantities that are variant under a dynamical symmetry transformation should be regarded as unobservable, or redundant, or unreal; of when models related by a dynamical symmetry transformation represent the same state of affairs; and of when mathematical structure that is variant under a dynamical symmetry transformation should be regarded as surplus. In most of these cases the answer is `it depends': depends, that is, on the details of the symmetry in question. A (...) central feature of the analysis is that in order to draw any of these conclusions for a dynamical symmetry it needs to be understood in terms of its possible extensions to other physical systems, in particular to measurement devices. (shrink)

Classical accounts of intertheoretic reduction involve two pieces: first, the new terms of the higher-level theory must be definable from the terms of the lower-level theory, and second, the claims of the higher-level theory must be deducible from the lower-level theory along with these definitions. The status of each of these pieces becomes controversial when the alleged reduction involves an infinite limit, as in statistical mechanics. Can one define features of or deduce the behavior of an infinite idealized system from (...) a theory describing only finite systems? In this paper, I change the subject in order to consider the motivations behind the definability and deducibility requirements. The classical accounts of intertheoretic reduction are appealing because when the definability and deducibility requirements are satisfied there is a sense in which the reduced theory is forced upon us by the reducing theory and the reduced theory contains no more information or structure than the reducing theory. I will show that, likewise, there is a precise sense in which in statistical mechanics the properties of infinite limiting systems are forced upon us by the properties of finite systems, and the properties of infinite systems contain no information beyond the properties of finite systems. (shrink)

Logicians and philosophers of science have proposed various formal criteria for theoretical equivalence. In this paper, we examine two such proposals: definitional equivalence and categorical equivalence. In order to show precisely how these two well-known criteria are related to one another, we investigate an intermediate criterion called Morita equivalence.

There exists a common view that for theories related by a ‘duality’, dual models typically may be taken ab initio to represent the same physical state of affairs, i.e. to correspond to the same possible world. We question this view, by drawing a parallel with the distinction between ‘interpretational’ and ‘motivational’ approaches to symmetries.

The celu of the philosophical literature on the hole argument is the 1987 paper by Earman \& Norton ["What Price Space-time Substantivalism? The Hole Story" Br. J. Phil. Sci.]. This paper has a well-known back-story, concerning work by Stachel and Norton on Einstein's thinking in the years 1913-15. Less well-known is a connection between the hole argument and Earman's work on Leibniz in the 1970s and 1980s, which in turn can be traced to an argument first presented in 1975 by (...) Howard Stein. Remarkably, this thread originates with a misattribution: the argument Earman attributes to Stein, which ultimately morphs into the hole argument, was not the argument Stein gave. The present paper explores this episode and presents some reflections on how it bears on the subsequent literature. (shrink)

In this article, I give a counterexample to a claim made in that empirically equivalent theories can often be regarded as theoretically equivalent by treating one as having surplus structure, thereby overcoming the problem of underdetermination of theory choice. The case I present is that of Lorentz's ether theory and Einstein's theory of special relativity. I argue that Norton's suggestion that surplus structure is present in Lorentz's theory in the form of the ether state of rest is based on a (...) misunderstanding of the role that the ether plays in Lorentz's theory, and that in general, consideration of the conceptual framework in which a theory is embedded is vital to understanding the relationship between different theories. (shrink)

Realist philosophers of mathematics have accounted for the objectivity and robustness of mathematics by recourse to a foundational theory of mathematics that ultimately determines the ontology and truth of mathematics. The methodology for establishing these truths and discovering the ontology was set by the foundational theory. Other traditional philosophers of mathematics, but this time those who are not realists, account for the objectivity of mathematics by fastening on to: an objective account of: epistemology, ontology, truth, epistemology or methodology. One of (...) these has to stay stable. Otherwise, it is traditionally thought, we have a rampant relativism where ‘anything goes’. Pluralism is a relatively new family of positions. The pluralist in mathematics who is pluralist in: epistemology, foundations, methodology, ontology and truth cannot account for the objectivity of mathematics in either the realist or in the other traditional ways. But such a pluralist is not a rampant relativist. In the paper, I look at what it is to be a pluralist in: epistemology, foundations, methodology, ontology and truth. I then give an account of the objectivity and robustness of mathematics in terms of rigour, borrowings, crosschecking and fixtures—all technical terms defined in the paper. This account is an alternative to the realist and traditional accounts of objectivity in mathematics. (shrink)

In this article I assess the Invariance Principle, which states that only quantities that are invariant under the symmetries of our theories are physically real. I argue, contrary to current orthodoxy, that the variance of a quantity under a theory’s symmetries is not a sufficient basis for interpreting that theory as being uncommitted to the reality of that quantity. Rather, I argue, the variance of a quantity under symmetries only ever serves as a motivation to refrain from any commitment to (...) the quantity in question. (shrink)

Philosophers of physics have spent much effort unpacking the structure of gauge theories. But surprisingly, little attention has been devoted to the question of why we should require our best theories to be locally gauge invariant in the first place. Drawing on Steven Weinberg's works in the mid-1960s, I argue that the principle of local gauge invariance follows from Lorentz invariance and other natural assumptions in the context of perturbative relativistic quantum field theory. On this view, gauge freedom is a (...) mere accidental feature of an already highly constrained set of quantities; the distinctive structure of our best gauge theories, in turn, traces back to the peculiar space-time transformation properties of particles like photons, gluons, and gravitons. I conclude by drawing a few interpretative lessons for the philosophy of gauge theories. (shrink)

Let Nomological Bound be the thesis that there is nothing objectively possible beyond what is physically possible. Nomological Bound has struck many as a live hypothesis. Nevertheless, in this article I provide a novel argument against it. Yet even though I claim that Nomological Bound is false, I argue that the boundaries of objective possibility can still be characterized intimately in terms of physical necessity. This is philosophically significant, for on a natural understanding it constitutes the powerful anti-sceptical result that (...) those who believe in physical necessity should not harbour any scepticism towards merely metaphysical possibilities. (shrink)

I review the philosophical literature on the question of when two physical theories are equivalent. This includes a discussion of empirical equivalence, which is often taken to be necessary, and sometimes taken to be sufficient, for theoretical equivalence; and "interpretational" equivalence, which is the idea that two theories are equivalent just in case they have the same interpretation. It also includes a discussion of several formal notions of equivalence that have been considered in the recent philosophical literature, including definitional equivalence (...) and categorical equivalence. The article concludes with a brief discussion of the relationship between equivalence and duality. (shrink)

In the philosophical literature on Yang-Mills theories, field formulations are taken to have more structure and to be local, while curve-based formulations are taken to have less structure and to be nonlocal. I formalize the notion of locality at issue and show that theories with less structure are nonlocal. However, the amount of structure had by some formulation is independent of whether it uses fields or curves. The relevant difference in structure is not a difference in set-theoretic structure. Rather, it (...) is a difference in the structure of the category of models of the theory. (shrink)

Suppose that one thinks that certain symmetries of a theory reveal “surplus structure”. What would a formalism without that surplus structure look like? The conventional answer is that it would be a reduced theory: a theory which traffics only in structures invariant under the relevant symmetry. In this paper, I argue that there is a neglected alternative: one can work with a sophisticated version of the theory, in which the symmetries act as isomorphisms.

In this article I connect two debates in the philosophy of science: the questions of scientific representation and both model and theoretical equivalence. I argue that by paying attention to how a model is used to draw inferences about its target system, we can define a notion of theoretical equivalence that turns on whether models license the same claims about the same target systems. I briefly consider the implications of this for two questions that have recently been discussed in the (...) context of the formal philosophy of science. (shrink)

There is sometimes a sense in which one theory posits ‘less structure’ than another. Philosophers of science have recently appealed to this idea both in the debate about equivalence of theories and in discussions about structural parsimony. But there are a number of different proposals currently on the table for how to compare the ‘amount of structure’ that different theories posit. The aim of this paper is to compare these proposals against one another and evaluate them on their own merits.

In recent years, philosophers of science have explored categorical equivalence as a promising criterion for when two theories are equivalent. On the one hand, philosophers have presented several examples of theories whose relationships seem to be clarified using these categorical methods. On the other hand, philosophers and logicians have studied the relationships, particularly in the first order case, between categorical equivalence and other notions of equivalence of theories, including definitional equivalence and generalized definitional equivalence. In this article, I will express (...) some skepticism about categorical equivalence as a criterion of physical equivalence, both on technical grounds and conceptual ones. I will argue that “category structure” likely does not capture the structure of a theory, and discuss some recent work in light of this claim. (shrink)

I discuss the debate between dynamical versus geometrical approaches to spacetime theories, in the context of both special and general relativity, arguing that the debate takes a substantially different form in the two cases; different versions of the geometrical approach—only some of which are viable—should be distinguished; in general relativity, there is no difference between the most viable version of the geometrical approach and the dynamical approach. In addition, I demonstrate that what have previously been dubbed two ‘miracles’ of general (...) relativity admit of no resolution from within general relativity, on either the dynamical or ‘qualified’ geometrical approaches, modulo some possible hints that the second ‘miracle’ may be resolved by appeal to recent results regarding the ‘geodesic principle’ in GR. (shrink)

Recent work on the hole argument in general relativity by Weatherall has drawn attention to the neglected concept of models’ representational capacities. I argue for several theses about the structure of these capacities, including that they should be understood not as many-to-one relations from models to the world, but in general as many-to-many relations constrained by the models’ isomorphisms. I then compare these ideas with a recent argument by Belot for the claim that some isometries “generate new possibilities” in general (...) relativity. Philosophical orthodoxy, by contrast, denies this. Properly understanding the role of representational capacities, I argue, reveals how Belot’s rejection of orthodoxy does not go far enough, and makes better sense of our practices in theorizing about spacetime. (shrink)

I review the philosophical literature on the question of when two physical theories are equivalent. This includes a discussion of empirical equivalence, which is often taken to be necessary, and sometimes taken to be sufficient, for theoretical equivalence; and “interpretational” equivalence, which is the idea that two theories are equivalent just in case they have the same interpretation. It also includes a discussion of several formal notions of equivalence that have been considered in the recent philosophical literature, including (generalized) definitional (...) equivalence and categorical equivalence. The article concludes with a brief discussion of the relationship between equivalence and duality. The article is in two parts; this is Part 2, which addresses categorical equivalence, interpretational equivalence, and duality. (shrink)

We study a long-recognised but under-appreciated symmetry called dynamical similarity and illustrate its relevance to many important conceptual problems in fundamental physics. Dynamical similarities are general transformations of a system where the unit of Hamilton’s principal function is rescaled, and therefore represent a kind of dynamical scaling symmetry with formal properties that differ from many standard symmetries. To study this symmetry, we develop a general framework for symmetries that distinguishes the observable and surplus structures of a theory by using the (...) minimal freely specifiable initial data for the theory that is necessary to achieve empirical adequacy. This framework is then applied to well-studied examples including Galilean invariance and the symmetries of the Kepler problem. We find that our framework gives a precise dynamical criterion for identifying the observables of those systems, and that those observables agree with epistemic expectations. We then apply our framework to dynamical similarity. First we give a general definition of dynamical similarity. Then we show, with the help of some previous results, how the dynamics of our observables leads to singularity resolution and the emergence of an arrow of time in cosmology. (shrink)

We address a recent proposal concerning ‘surplus structure’ due to Nguyen et al.. We argue that the sense of ‘surplus structure’ captured by their formal criterion is importantly different from—and in a sense, opposite to—another sense of ‘surplus structure’ used by philosophers. We argue that minimizing structure in one sense is generally incompatible with minimizing structure in the other sense. We then show how these distinctions bear on Nguyen et al.’s arguments about Yang-Mills theory and on the hole argument.

This special issue of Foundations of Physics collects together articles representing some recent new perspectives on the hole argument in the history and philosophy of physics. Our task here is to introduce those new perspectives.