In this article we introduce and study the notion of operational closure: a transitive set d is called operationally closed iff it contains all constants of OST and any operation f∈d applied to an element a∈d yields an element fa∈d, provided that f applied to a has a value at all. We will show that there is a direct relationship between operational closure and stability in the sense that operationally closed sets behave like Σ1 substructures of the universe. This leads (...) to our final result that OST plus the axiom , claiming that any set is element of an operationally closed set, is proof-theoretically equivalent to the system KP+ of Kripke–Platek set theory with infinity and Σ1 separation. We also characterize the system OST plus the existence of one operationally closed set in terms of Kripke–Platek set theory with infinity and a parameter-free version of Σ1 separation. (shrink)

We show that the existence of a ${\Pi^1_1}$ -definable mad family is consistent with the existence of a ${\Delta^{1}_{3}}$ -definable well-order of the reals and ${\mathfrak{b}=\mathfrak{c}=\aleph_3}$.

We give a characterization of extendibility in terms of embeddings between the structures H λ . By that means, we show that the GCH can be forced (by a class forcing) while preserving extendible cardinals. As a corollary, we argue that such cardinals cannot in general be made indestructible by (set) forcing, under a wide variety of forcing notions.

If there is no inner model with ω many strong cardinals, then there is a set forcing extension of the universe with a projective well-ordering of the reals.

In this paper we study the question assuming MA+⌝CH does Sacks forcing or Laver forcing collapse cardinals? We show that this question is equivalent to the question of what is the additivity of Marczewski's ideals 0. We give a proof that it is consistent that Sacks forcing collapses cardinals. On the other hand we show that Laver forcing does not collapse cardinals.

Various theorems for the preservation of set-theoretic axioms under forcing are proved, regarding both forcing axioms and axioms true in the Lévy collapse. These show in particular that certain applications of forcing axioms require to add generic countable sequences high up in the set-theoretic hierarchy even before collapsing everything down to ‮א‬₁. Later we give applications, among them the consistency of MM with ‮א‬ω not being Jónsson which answers a question raised in the set theory meeting at Oberwolfach in 2005.

In this article the problem of unification of mathematical theories is discussed. We argue, that specific problems arise here, which are quite different than the problems in the case of empirical sciences. In particular, the notion of unification depends on the philosophical standpoint. We give an analysis of the notion of unification from the point of view of formalism, Gödel's platonism and Quine's realism. In particular we show, that the concept of “having the same object of study” should be made (...) precise in the case of mathematical theories. In the appendix we give a working proposal of a certain understanding of this notion. (shrink)

Set theory is an autonomous and sophisticated field of mathematics, enormously successful not only at its continuing development of its historical heritage but also at analyzing mathematical propositions cast in set-theoretic terms and gauging their consistency strength. But set theory is also distinguished by having begun intertwined with pronounced metaphysical attitudes, and these have even been regarded as crucial by some of its great developers. This has encouraged the exaggeration of crises in foundations and of metaphysical doctrines in general. However, (...) set theory has proceeded in the opposite direction, from a web of intensions to a theory of extensionpar excellence, and like other fields of mathematics its vitality and progress have depended on a steadily growing core of mathematical structures and methods, problems and results. There is also the stronger contention that from the beginning set theory actually developed through a progression ofmathematicalmoves, whatever and sometimes in spite of what has been claimed on its behalf.What follows is an account of the development of set theory from its beginnings through the creation of forcing based on these contentions, with an avowedly Whiggish emphasis on the heritage that has been retained and developed by current set theory. The whole transfinite landscape can be viewed as the result of Cantor's attempt to articulate and solve the Continuum Problem. (shrink)

In this paper we show that it is consistent with ZFC that the cardinality of every maximal cofinitary group of Sym(ω) is strictly greater than the cardinal numbers o and a.

A nonstandard set theory ∗ZFC is proposed that axiomatizes the nonstandard embedding ∗. Besides the usual principles of nonstandard analysis, all axioms of ZFC except regularity are assumed. A strong form of saturation is also postulated. ∗ZFC is a conservative extension of ZFC.

In this article I try to articulate a defensible argumentation against the idea of an ontology of infinity. My position is phenomenologically motivated and in this virtue strongly influenced by the Husserlian reduction of the ontological being to a process of subjective constitution within the immanence of consciousness. However taking into account the historical charge and the depth of the question of infinity over the centuries I also include a brief review of the platonic and aristotelian views and also those (...) of Locke and Hume on the concept to the extent that they are relevant to my own discussion of infinity both in a purely philosophical and epistemological context. Concerning the latter context, I argue against Kanamori’s position, in The Infinite as Method in Set Theory and Mathematics, that the mathematical infinite can be accounted for solely in terms of epistemological articulation, that is, in the way it is approached, assimilated, and applied in the course of the construction of mathematical hierarchies. Instead I point to a subjectively constituted immanent ‘infinity’ in virtue of the a priori as well as factual characteristics of subjective constitution, underlying and conditioning any talk of infinity in an epistemological sense. From this viewpoint I also address some other positions on the question of a possible ontology of the mathematical infinite. My whole approach to the question of the infinite in an epistemological sense hinges on the assumption that the mathematical infinite subsumes the infinite of physical theories to the extent that physics and science in general deal with the infinite in terms of the corresponding mathematical language and the specific techniques involved. (shrink)

It is usually stated that quantum mechanics presents problems with the identity of particles, the most radical position—supported by E. Schrödinger—asserting that elementary particles are not individuals. But the subject goes deeper, and it is even possible to obtain states with an undefined particle number. In this work we present a set theoretical framework for the description of undefined particle number states in quantum mechanics which provides a precise logical meaning for this notion. This construction goes in the line of (...) solving a problem posed by Y. Manin, namely, to incorporate quantum mechanical notions at the foundations of mathematics. We also show that our system is capable of representing quantum superpositions. (shrink)

We show that weakly compact cardinals are the smallest large cardinals k where k+ < k+ is impossible provided 0# does not exist. We also show that if k+Kc < k+ for some k being weakly compact , then there is a transitive set M with M ⊨ ZFC + “there is a strong cardinal”.

We study game formulas the truth of which is determined by a semantical game of uncountable length. The main theme is the study of principles stating reflection of these formulas in various admissible sets. This investigation leads to two weak forms of strict-II11 reflection . We show that admissible sets such as H and Lω2 which fail to have strict-II11 reflection, may or may not, depending on set-theoretic hypotheses satisfy one or both of these weaker forms.

We investigate some notions of splitting families and estimate sizes of the corresponding cardinal coefficients. In particular we solve a problem of P. Simon.

Let ${\mathbb{B}}$ and ${\mathbb{C}}$ be Boolean algebras and ${e: \mathbb{B}\rightarrow \mathbb{C}}$ an embedding. We examine the hierarchy of ideals on ${\mathbb{C}}$ for which ${ \bar{e}: \mathbb{B}\rightarrow \mathbb{C} / \fancyscript{I}}$ is a regular (i.e. complete) embedding. As an application we deal with the interrelationship between ${\fancyscript{P}(\omega)/{{\rm fin}}}$ in the ground model and in its extension. If M is an extension of V containing a new subset of ω, then in M there is an almost disjoint refinement of the family ([ω]ω) V (...) . Moreover, there is, in M, exactly one ideal ${\fancyscript{I}}$ on ω such that ${(\fancyscript{P}(\omega)/{{\rm fin}})^V}$ is a dense subalgebra of ${(\fancyscript{P}(\omega)/\fancyscript{I})^M}$ if and only if M does not contain an independent (splitting) real. We show that for a generic extension V[G], the canonical embedding $$\fancyscript{P}^V(\omega){/}{\rm fin}\hookrightarrow \fancyscript{P}(\omega){/}(U(Os)(\mathbb{B}))^G$$ is a regular one, where ${U(Os)(\mathbb{B})}$ is the Urysohn closure of the zero-convergence structure on ${\mathbb{B}}$. (shrink)

Let ${{\mathcal J}\,(\mathbb M^2)}$ denote the σ-ideal associated with two-dimensional Miller forcing. We show that it is relatively consistent with ZFC that the additivity of ${{\mathcal J}\,(\mathbb M^2)}$ is bigger than the covering number of the ideal of the meager subsets of ω ω. We also show that Martin’s Axiom implies that the additivity of ${{\mathcal J}\,(\mathbb M^2)}$ is 2 ω .Finally we prove that there are no analytic infinite maximal antichains in any finite product of ${\mathfrak{P}{(\omega)}/{\rm fin}}$.

Let $\omega$ be the first infinite ordinal (or the set of all natural numbers) with the usual order $<$ . In § 1 we show that, assuming the consistency of a supercompact cardinal, there may exist an ultrapower of $\omega$ , whose cardinality is (1) a singular strong limit cardinal, (2) a strongly inaccessible cardinal. This answers two questions in [1], modulo the assumption of supercompactness. In § 2 we construct several $\lambda$ -Archimedean ultrapowers of $\omega$ under some large cardinal (...) assumptions. For example, we show that, assuming the consistency of a measurable cardinal, there may exist a $\lambda$ -Archimedean ultrapower of $\omega$ for some uncountable cardinal $\lambda$ . This answers a question in [8], modulo the assumption of measurability. (shrink)

We consider a classM of Boolean algebras with strictly positive, finitely additive measures. It is shown thatM is closed under iterations with finite support and that the forcing via such an algebra does not destroy the Lebesgue measure structure from the ground model. Also, we deduce a simple characterization of Martin's Axiom reduced to the classM.

We show that weakly compact cardinals are the smallest large cardinals k where k+ < k+ is impossible provided 0# does not exist. We also show that if k+Kc < k+ for some k being weakly compact , then there is a transitive set M with M ⊨ ZFC + “there is a strong cardinal”.

In this paper we introduce a theory of finite sets FST with a strong negation of the axiom of infinity asserting that every set is provably bijective with a natural number. We study in detail the role of the axioms of Power Set, Choice, Regularity in FST, pointing out the relative dependences or independences among them. FST is shown to be provably equivalent to a fragment of Alternative Set Theory. Furthermore, the introduction of FST is motivated in view of a (...) non-standard development. MSC: 03E30, 03E35. (shrink)

We prove a strong dichotomy for the number of ultrapowers of a given model of cardinality ≤ 2ℵ0 associated with nonprincipal ultrafilters on ℕ. They are either all isomorphic, or else there are 22ℵ0 many nonisomorphic ultrapowers. We prove the analogous result for metric structures, including C*-algebras and II1 factors, as well as their relative commutants and include several applications. We also show that the CAF001-algebra [Formula: see text] always has nonisomorphic relative commutants in its ultrapowers associated with nonprincipal ultrafilters (...) on ℕ. (shrink)

Putnam famously attempted to use model theory to draw metaphysical conclusions. His Skolemisation argument sought to show metaphysical realists that their favourite theories have countable models. His permutation argument sought to show that they have permuted models. His constructivisation argument sought to show that any empirical evidence is compatible with the Axiom of Constructibility. Here, I examine the metamathematics of all three model-theoretic arguments, and I argue against Bays (2001, 2007) that Putnam is largely immune to metamathematical challenges.

In this paper, I consider an argument for the claim that any satisfactory epistemology of mathematics will violate core tenets of naturalism, i.e. that mathematics cannot be naturalized. I find little reason for optimism that the argument can be effectively answered.

In this paper I examine the prospects for a successful neo–logicist reconstruction of the real numbers, focusing on Bob Hale's use of a cut-abstraction principle. There is a serious problem plaguing Hale's project. Natural generalizations of this principle imply that there are far more objects than one would expect from a position that stresses its epistemological conservativeness. In other words, the sort of abstraction needed to obtain a theory of the reals is rampantly inflationary. I also indicate briefly why this (...) problem is likely to reappear in any neo–logicist reconstruction of real analysis. (shrink)

We present a semantic proof of Löb's theorem for theories T containing ZF. Without using the diagonalization lemma, we construct a sentence AUT T, which says intuitively that the predicate autological with respect to T (i.e. applying to itself in every model of T) is itself autological with respect to T. In effect, the sentence AUT T states I follow semantically from T. Then we show that this sentence indeed follows from T and therefore is true.

Inspired by Cantor's Theorem (CT), orthodoxy takes infinities to come in different sizes. The orthodox view has had enormous influence in mathematics, philosophy, and science. We will defend the contrary view---Countablism---according to which, necessarily, every infinite collection (set or plurality) is countable. We first argue that the potentialist or modal strategy for treating Russell's Paradox, first proposed by Parsons (2000) and developed by Linnebo (2010, 2013) and Linnebo and Shapiro (2019), should also be applied to CT, in a way that (...) vindicates Countabilism. Our discussion dovetails with recent independently developed treatments of CT in Meadows (2015), Pruss (2020), and Scambler (2021), aimed at establishing the mathematical viability, and therefore epistemic possibility, of Countabilism. Unlike these authors, our goal isn't to vindicate the mathematical underpinnings of Countabilism. Rather, we aim to argue that, given that Countabilism is mathematically viable, Countabilism should moreover be regarded as true. After clarifying the modal content of Countabilism, we canvas some of Countabilism's many positive implications, including that Countabilism provides the best account of the pervasive independence phenomena in set theory, and that Countabilism has the power to defuse several persistent puzzles and paradoxes found in physics and metaphysics. We conclude that in light of its theoretical and explanatory advantages, Countabilism is more likely true than not. (shrink)

The idea of this paper is to explore the existence of canonical countably saturated models for different classes of structures. It is well-known that, under CH, there exists a unique countably saturated linear order of cardinality \. We provide some examples of pairwise non-isomorphic countably saturated linear orders of cardinality \, under different set-theoretic assumptions. We give a new proof of the old theorem of Harzheim, that the class of countably saturated linear orders has a uniquely determined one-element basis. From (...) our proof it follows that this minimal linear order is a Fraïssé limit of certain Fraïssé class. In particular, it is homogeneous with respect to countable subsets. Next we prove the existence and uniqueness of the uncountable version of the random graph. This graph is isomorphic to \,\in \cup \ni )\), where \\) is the set of hereditarily countable sets, and two sets are connected if one of them is an element of the other. In the last section, an example of a prime countably saturated Boolean algebra is presented. (shrink)

In this article I am going to argue for the possibility of a transcendental source of logic based on a phenomenologically motivated approach. My aim will be essentially carried out in two succeeding steps of reduction: the first one will be the indication of existence of an inherent temporal factor conditioning formal predicative discourse and the second one, based on a supplementary reduction of objective temporality, will be a recourse to a time-constituting origin which has to be assumed as a (...) non-temporal, transcendental subjectivity and for that reason as possibly the ultimate transcendental root of pure logic. In the development of the argumentation and taking into account W.V. Quine’s views in his well-known Word and Object, a special emphasis will be given to the fundamentally temporal character of universal and existential predicative forms, to their status in logical theories in general, and to their underlying role in generating an inherently non-finitistic character reflected, for instance, in the undecidability of certain infinity statements in formal mathematical theories. This is shown also to concern metatheorems of such vital importance as Gödel’s incompleteness theorems in mathematical foundations. Moreover in the course of the discussion the quest for the ultimate limits of predication will lead to the notions of separation and intentional correlation between an ‘observing’ subject and the object of ‘observation’ as well as to the notion of syntactical individuals taken as the irreducible non-analytic nuclei-forms within analytical discourse. (shrink)

James Earl Baumgartner (March 23, 1943–December 28, 2011) came of age mathematically during the emergence of forcing as a fundamental technique of set theory, and his seminal research changed the way set theory is done. He made fundamental contributions to the development of forcing, to our understanding of uncountable orders, to the partition calculus, and to large cardinals and their ideals. He promulgated the use of logic such as absoluteness and elementary submodels to solve problems in set theory, he applied (...) his knowledge of set theory to a variety of areas in collaboration with other mathematicians, and he encouraged a community of mathematicians with engaging survey talks, enthusiastic discussions of open problems, and friendly mathematical conversations. (shrink)

In this paper, I develop a view on set-theoretic ontology I call Universe-Indeterminism, according to which there is a unique but indeterminate universe of sets. I argue that Solomon Feferman’s work on semi-constructive set theories can be adapted to this project, and develop a philosophical motivation for a semi-constructive set theory closely based on Feferman’s but tailored to the Universe-Indeterminist’s viewpoint. I also compare the emergent Universe-Indeterminist view to some more familiar views on set-theoretic ontology.

In this paper we introduce some fusion properties of forcing notions which guarantee that an iteration with supports of size ⩽κ not only does not collapse κ+ but also preserves the strength of κ. This provides a general theory covering the known cases of tree iterations which preserve large cardinals [3], Friedman and Halilović [5], Friedman and Honzik [6], Friedman and Magidor [8], Friedman and Zdomskyy [10], Honzik [12]).

This is a survey paper giving a self-contained account of Shelah's theory of the pcf function pcf={cf:D is an ultrafilter on a}, where a is a set of regular cardinals such that a

Download  

 

Export citation  

 

Bookmark   32 citations  

We introduce a property of forcing notions, called the anti-, which comes from Aronszajn trees. This property canonically defines a new chain condition stronger than the countable chain condition, which is called the property . In this paper, we investigate the property . For example, we show that a forcing notion with the property does not add random reals. We prove that it is consistent that every forcing notion with the property has precaliber 1 and for forcing notions with the (...) property fails. This negatively answers a part of one of the classical problems about implications between fragments of. (shrink)

The notion of an entangled linear order gives a useful method to construct counter examples for such problems as the productivity of chain conditions, the square bracket partition relation and the existence of a large size monotonic subfunction. In particular, if there exists and ℵ1-entangled linear order then some consequences ofMA ℵ 1 or of wOCA fail. So, in which model ofZFC does an ℵ1-entangled linear order exist? Todorcevic [6] has shown if cf2ℵ 0=ω1 then there is an ℵ1-entangled linear (...) order of size ℵ1. And it is widely known that adding κ many Cohen reals adds such a linear order of size κ. In this note it is shown that adding asingle Cohen real is sufficient to get a maximal size ℵ1-entangled linear order. (shrink)

In this article we compare the well-known Ramsey property with a dual form of it, the so called dual-Ramsey property (which was suggested first by Carlson and Simpson). Even if the two properties are different, it can be shown that all classical results known for the Ramsey property also hold for the dual-Ramsey property. We will also show that the dual-Ramsey property is closed under a generalized Suslin operation (the similar result for the Ramsey property was proved by Matet). Further (...) we compare two notions of forcing, the Mathias forcing and a dual form of it, and will give some symmetries between them. Finally we give some relationships between the dual-Mathias forcing and the dual-Ramsey property. (shrink)

We give a simplified treatment of revised countable support (RCS) forcing iterations, previously considered by Shelah (see [Sh, Chap. X]). In particular we prove the fundamental theorem of semi-proper forcing, which is due to Shelah: any RCS iteration of semi-proper posets is semi-proper.

Two of Hilary Putnam's model-theoretic arguments against metaphysical realism are examined in detail. One of them is developed as an extension of a model-theoretic argument against mathematical realism based on considerations concerning the so-called Skolem-Paradox in set theory. This argument against mathematical realism is also treated explicitly. The article concentrates on the fine structure of the arguments because most commentators have concentrated on the major premisses of Putnam's argument and especially on his treatment of metaphysical realism. It is shown that (...) the validity of Putnam's arguments is doubtful and that realists are by no means forced to accept the theses Putnam ascribes to them. It is concluded that Putnam fails to give convincing arguments for rejecting mathematical or metaphysical realism. Furthermore, Putnam's internal realism is discussed critically. (shrink)

Traditional models of mathematical proof describe proofs as sequences of assertion where each assertion is a claim about mathematical objects. However, Tanswell observed that in practice, many proofs do not follow these models. Proofs often contain imperatives, and other instructions for the reader to perform mathematical actions. The purpose of this paper is to examine the role of instructions in proofs by systematically analyzing how instructions are used in Kunen’s Set theory: An introduction to independence proofs, a widely used graduate (...) text in set theory. I use Kunen’s text to describe how instructions and constructions in proof work in mathematical practice and explore epistemic consequences of how proofs are read and understood. (shrink)

The volume includes twenty-five research papers presented as gifts to John L. Bell to celebrate his 60th birthday by colleagues, former students, friends and admirers. Like Bell’s own work, the contributions cross boundaries into several inter-related fields. The contributions are new work by highly respected figures, several of whom are among the key figures in their fields. Some examples: in foundations of maths and logic ; analytical philosophy, philosophy of science, philosophy of mathematics and decision theory and foundations of economics. (...) Most articles are contributions to current philosophical debates, but contributions also include some new mathematical results, important historical surveys, and a translation by Wilfrid Hodges of a key work of arabic logic. (shrink)

In this article, as implied by the title, I intend to argue for the unattainability of Cantor’s Absolute at least in terms of the proof-theoretical means of set-theory and of the theory of large cardinals. For this reason a significant part of the article is a critical review of the progress of set-theory and of mathematical foundations toward resolving problems which to the one or the other degree are associated with the concept of infinity especially the one beyond that of (...) the natural intuition of natural numbers. Naturally the review includes the foundation and development of the theory of large cardinals, especially after Cohen’s revolutionary introduction of the forcing method, insofar as it paved the way toward a transcendence of the delimitative character of Gödel’s constructible universe L and further toward ever stronger infinity assumptions. Given that Cantor in his theory of transfinite numbers defined the mathematical absolute in ontological rather than concrete mathematical terms, I proceed in the last section to a philosophical discussion with certain prompts from phenomenology regarding the transposability of the formal conception of the infinite to the level of subjective constitution and argue in these terms on the infeasibility of acceding to an ‘absolute’ infinite cardinality. Of course the argumentation is strongly based on a view of the set-theoretical universe V of von Neumann’s cumulative hierarchy as a formal representative of the essential traits one would seek from a model of Cantor’s Absolute. It is also based on the conclusions reached from the whole discussion within the context of formal-theoretical structures as such. (shrink)

In this paper, we explore the role of syntactic representations in set theory. We highlight a common inferential scheme in set theory, which we call the Syntactic Representation Inferential Scheme, in which the set theorist infers information about a concept based on the way that concept can be represented syntactically. However, the actual syntactic representation is only indicated, not explicitly provided. We consider this phenomenon in relation to the derivation indicator position that asserts that the ordinary proofs given in mathematical (...) discourse indicate syntactic derivations in a formal logical system. In particular, we note that several of the arguments against the derivation indicator position would seem to imply that set theorists could gain no benefits from the syntactic representations of concepts indicated by their definitions, yet set theorists clearly do. (shrink)

Sureson, C., Symmetric submodels of a Cohen generic extension, Annals of Pure and Applied Logic 58 247–261. We study some symmetric submodels of a Cohen generic extension and the satisfaction of several properties ) which strongly violate the axiom of choice.

We give a construction of the square principle by means of forcing with finite conditions.

We show that for various set theories T including ZF, T + AC is conservative over T for sentences of the form \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\forall x \exists! y}$$\end{document}A(x, y) where A(x, y) is a Δ0 formula.

From a logical point of view, Stone duality for Boolean algebras relates theories in classical propositional logic and their collections of models. The theories can be seen as presentations of Boolean algebras, and the collections of models can be topologized in such a way that the theory can be recovered from its space of models. The situation can be cast as a formal duality relating two categories of syntax and semantics, mediated by homming into a common dualizing object, in this (...) case 2.In the present work, we generalize the entire arrangement from propositional to first-order logic, using a representation result of Butz and Moerdijk. Boolean algebras are replaced by Boolean categories presented by theories in first-order logic, and spaces of models are replaced by topological groupoids of models and their isomorphisms. A duality between the resulting categories of syntax and semantics, expressed primarily in the form of a contravariant adjunction, is established by homming into a common dualizing object, now Sets, regarded once as a boolean category, and once as a groupoid equipped with an intrinsic topology.The overall framework of our investigation is provided by topos theory. Direct proofs of the main results are given, but the specialist will recognize toposophical ideas in the background. Indeed, the duality between syntax and semantics is really a manifestation of that between algebra and geometry in the two directions of the geometric morphisms that lurk behind our formal theory. Along the way, we give an elementary proof of Butz and Moerdijkʼs result in logical terms. (shrink)

The present paper discusses a proposal which says,roughly and with several qualifications, that thecollection of mathematical truths is identical withthe set of theorems of ZFC. It is argued that thisproposal is not as easily dismissed as outright falseor philosophically incoherent as one might think. Some morals of this are drawn for the concept ofmathematical knowledge.