The mathematical theory of communication.

Information theory and statistical mechanics II.

We summarize a new realist, unextravagant interpretation of quantum theory that builds on the existing physical structure of the theory and allows experiments to have definite outcomes but leaves the theory's basic dynamical content essentially intact. Much as classical systems have specific states that evolve along definite trajectories through configuration spaces, the traditional formulation of quantum theory permits assuming that closed quantum systems have specific states that evolve unitarily along definite trajectories through Hilbert spaces, and our interpretation extends this intuitive (...) picture of states and Hilbert-space trajectories to the more realistic case of open quantum systems despite the generic development of entanglement. Our interpretation—which we claim is ultimately compatible with Lorentz invariance—reformulates wave-function collapse in terms of an underlying interpolating dynamics, makes it possible to derive the Born rule from deeper principles, and resolves several open questions regarding ontological stability and dynamics. (shrink)

This is a discussion of how we can understand the world-view given to us by the Everett interpretation of quantum mechanics, and in particular the role played by the concept of 'world'. The view presented is that we are entitled to use 'many-worlds' terminology even if the theory does not specify the worlds in the formalism; this is defended by means of an extensive analogy with the concept of an 'instant' or moment of time in relativity, with the lack of (...) a preferred foliation of spacetime being compared with the lack of a preferred basis in quantum theory. Implications for identity of worlds over time, and for relativistic quantum mechanics, are discussed. (shrink)

The quantum theory of de Broglie and Bohm solves the measurement problem, but the hypothetical corpuscles play no role in the argument. The solution finds a more natural home in the Everett interpretation.

We study the EPR-type correlations from the perspective of the relational interpretation of quantum mechanics. We argue that these correlations do not entail any form of “non-locality”, when viewed in the context of this interpretation. The abandonment of strict Einstein realism implied by the relational stance permits to reconcile quantum mechanics, completeness, (operationally defined) separability, and locality.

A generalized Kochen-Specker theorem is proved. It is shown that there exist sets of n projection operators, representing n yes-no questions about a quantum system, such that none of the 2″ possible answers is compatible with sum rules imposed by quantum mechanics. Namely, if a subset of commuting projection operators sums up to a matrix having only even or only odd eigenvalues, the number of “yes” answers ought to he even or odd, respectively. This requirement may lead to contradictions. An (...) example is provided, involving nine projection operators in a 4-dimensional space. (shrink)

A proof is given, at a greater level of generality than previous 'no-go' theorems, of the impossibility of formulating a modal interpretation that exhibits 'serious' Lorentz invariance at the fundamental level. Particular attention is given to modal interpretations of the type proposed by Bub.

Earman and Ruetsche ([2005]) have cast their gaze upon existing no-go theorems for relativistic modal interpretations, and have found them inconclusive. They suggest that it would be more fruitful to investigate modal interpretations proposed for "really relativistic theories," that is, algebraic relativistic quantum field theories. They investigate the proposal of Clifton ([2000]), and extend Clifton's result that, for a host of states, his proposal yields no definite observables other than multiples of the identity. This leads Earman and Ruetsche to a (...) suspicion that troubles for modal interpretations of such relativistic theories "are due less to the Poincaré invariance of relativistic QFT vs. the Galilean invariance of ordinary nonrelativistic QM than to the infinite number of degrees of freedom of former vs. the finite number of degrees of freedom of the latter" (577-78). I am skeptical of this suggestion. Though there are troubles for modal interpretations of a relativistic quantum field theory that are due to its being a field theory—that is, due to infinitude of the degrees of freedom—they are not the only troubles faced by modal interpretations of quantum theories set in relativistic spacetime; there are also troubles traceable to relativistic causal structure. (shrink)

The aim of this essay is to distinguish and analyze several difficulties confronting attempts to reconcile the fundamental quantum mechanical dynamics with Born''s rule. It is shown that many of the proposed accounts of measurement fail at least one of the problems. In particular, only collapse theories and hidden variables theories have a chance of succeeding, and, of the latter, the modal interpretations fail. Any real solution demands new physics.

The aim of this paper is to introduce a new member of the family of the modal interpretations of quantum mechanics. In this modal-Hamiltonian interpretation, the Hamiltonian of the quantum system plays a decisive role in the property-ascription rule that selects the definite-valued observables whose possible values become actual. We show that this interpretation is effective for solving the measurement problem, both in its ideal and its non-ideal versions, and we argue for the physical relevance of the property-ascription rule by (...) applying it to well-known physical situations. Moreover, we explain how this interpretation supplies a description of the elemental categories of the ontology referred to by the theory, where quantum systems turn out to be bundles of possible properties. (shrink)

The aim of this paper is to introduce a new member of the family of the modal interpretations of quantum mechanics. In this modal-Hamiltonian interpretation, the Hamiltonian of the quantum system plays a decisive role in the property-ascription rule that selects the definite-valued observables whose possible values become actual. We show that this interpretation is effective for solving the measurement problem, both in its ideal and its non-ideal versions, and we argue for the physical relevance of the property-ascription rule by (...) applying it to well-known physical situations. Moreover, we explain how this interpretation supplies a description of the elemental categories of the ontology referred to by the theory, where quantum systems turn out to be bundles of possible properties. (shrink)

It is argued that among possible nonlocal hidden-variable theories a particular class (called here “crypto-nonlocal” or CN) is relatively plausible on physical grounds. CN theories have the property that (for example) the two photons emitted in an atomic cascade process are indistinguishable in their individual statistical properties from photons emitted singly, and that in the latter case the effects of nonlocality are unobservable. It is demonstrated that all CN theories are constrained by inequalities which are violated by the quantum-mechanical predictions; (...) these inequalities bear no simple relation to Bell's inequalities, and an explicit example is constructed of a CN theory which violates the latter. It is also shown that while existing experiments cannot rule out general CN theories, they do rule out (subject to a few caveats such as the usual ones concerning the well-known “loopholes”) the subclass in which the photon polarizations are linear. (shrink)

The purpose of this paper is to resolve two paradoxes, which occur in quantum theory, by using the discussion of the theory of measurement presented in two earlier papers by the author [3], [4], [5]. The two paradoxes discussed will be the Schrödinger cat paradox and the Einstein, Podolski, Rosen paradox [2]. An introductory section will be included which summarizes the relevant results from the author's previous papers. Also a discussion will be made regarding the author's interpretation of the density (...) operator. (shrink)

A number of arguments have been given to show that the modal interpretation of ordinary nonrelativistic quantum mechanics cannot be consistently extended to the relativistic setting. We find these arguments inconclusive. However, there is a prima facie reason to think that a tension exists between the modal interpretation and relativistic invariance; namely, the best candidate for a modal interpretation adapted to relativistic quantum field theory, a prescription due to Rob Clifton, comes out trivial when applied to a number of systems (...) of physical interest. However, it is far from clear whether this difficulty for the modal interpretation is traceable to relativistic invariance per se or to the infinite number of degrees of freedom involved. In any case, the proponents of the modal interpretation have work to do. (shrink)

Does the quantum state represent reality or our knowledge of reality? In making this distinction precise, we are led to a novel classification of hidden variable models of quantum theory. We show that representatives of each class can be found among existing constructions for two-dimensional Hilbert spaces. Our approach also provides a fruitful new perspective on arguments for the nonlocality and incompleteness of quantum theory. Specifically, we show that for models wherein the quantum state has the status of something real, (...) the failure of locality can be established through an argument considerably more straightforward than Bell’s theorem. The historical significance of this result becomes evident when one recognizes that the same reasoning is present in Einstein’s preferred argument for incompleteness, which dates back to 1935. This fact suggests that Einstein was seeking not just any completion of quantum theory, but one wherein quantum states are solely representative of our knowledge. Our hypothesis is supported by an analysis of Einstein’s attempts to clarify his views on quantum theory and the circumstance of his otherwise puzzling abandonment of an even simpler argument for incompleteness from 1927. (shrink)

I show that the quantum state ω can be interpreted as defining a probability measure on a subalgebra of the algebra of projection operators that is not fixed (as in classical statistical mechanics) but changes with ω and appropriate boundary conditions, hence with the dynamics of the theory. This subalgebra, while not embeddable into a Boolean algebra, will always admit two-valued homomorphisms, which correspond to the different possible ways in which a set of “determinate” quantities (selected by ω and the (...) boundary conditions) can have values. The probabilities defined by ω (via the Born rule) are probabilities over these two-valued homomorphisms or value assignments. So any universe of interacting systems, including those functioning as measuring instruments, can be modelled quantum mechanically without the projection postulate. (shrink)

Two of the main interpretative problems in quantum mechanics are the so-called measurement problem and the question of the compatibility of quantum mechanics with relativity theory. Modal interpretations of quantum mechanics were designed to solve both of these problems. They are no-collapse (typically) indeterministic interpretations of quantum mechanics that supplement the orthodox state description of physical systems by a set of possessed properties that is supposed to be rich enough to account for the classical-like behavior of macroscopic systems, but sufficiently (...) restricted so as to avoid the no-hidden-variables theorems. But, as recent no-go theorems suggest, current modal interpretations are incompatible with relativity. In this paper, we suggest a strategy for circumventing these theorems. We then show how this strategy could naturally be integrated in a relational version of the modal interpretation, where quantum-mechanical states assign relational rather than intrinsic properties. (shrink)

Every quantum state can be represented as a probability distribution over the outcomes of an informationally complete measurement. But not all probability distributions correspond to quantum states. Quantum state space may thus be thought of as a restricted subset of all potentially available probabilities. A recent publication (Fuchs and Schack, arXiv:0906.2187v1, 2009) advocates such a representation using symmetric informationally complete (SIC) measurements. Building upon this work we study how this subset—quantum-state space—might be characterized. Our leading characteristic is that the inner (...) products of the probabilities are bounded, a simple condition with nontrivial consequences. To get quantum-state space something more detailed about the extreme points is needed. No definitive characterization is reached, but we see several new interesting features over those in Fuchs and Schack (arXiv:0906.2187v1, 2009), and all in conformity with quantum theory. (shrink)

Presents a guide to the basics of quantum mechanics and measurement.

The probabilities a Bayesian agent assigns to a set of events typically change with time, for instance when the agent updates them in the light of new data. In this paper we address the question of how an agent's probabilities at different times are constrained by Dutch-book coherence. We review and attempt to clarify the argument that, although an agent is not forced by coherence to use the usual Bayesian conditioning rule to update his probabilities, coherence does require the agent's (...) probabilities to satisfy van Fraassen's [1984] reflection principle (which entails a related constraint pointed out by Goldstein [1983]). We then exhibit the specialized assumption needed to recover Bayesian conditioning from an analogous reflection-style consideration. Bringing the argument to the context of quantum measurement theory, we show that "quantum decoherence" can be understood in purely personalist terms---quantum decoherence (as supposed in a von Neumann chain) is not a physical process at all, but an application of the reflection principle. From this point of view, the decoherence theory of Zeh, Zurek, and others as a story of quantum measurement has the plot turned exactly backward. (shrink)

An extended analysis is given of the program, originally suggested by Deutsch, of solving the probability problem in the Everett interpretation by means of decision theory. Deutsch's own proof is discussed, and alternatives are presented which are based upon different decision theories and upon Gleason's Theorem. It is argued that decision theory gives Everettians most or all of what they need from `probability'. Contact is made with Lewis's Principal Principle linking subjective credence with objective chance: an Everettian Principal Principle is (...) formulated, and shown to be at least as defensible as the usual Principle. Some consequences of (Everettian) quantum mechanics for decision theory itself are also discussed. -/- [NB: this this long (70 pages) and occasionally rambling online-only paper has been almost entirely superseded by material in subsequent; if something is not included in them it usually means that I have had second thoughts. I include it for completeness only. (shrink)

I contrast two possible attitudes towards a given branch of physics: as inferential, and as dynamical. I contrast these attitudes in classical statistical mechanics, in quantum mechanics, and in quantum statistical mechanics; in this last case, I argue that the quantum-mechanical and statistical-mechanical aspects of the question become inseparable. Along the way various foundational issues in statistical and quantum physics are illuminated.

I develop the decision-theoretic approach to quantum probability, originally proposed by David Deutsch, into a mathematically rigorous proof of the Born rule in (Everett-interpreted) quantum mechanics. I sketch the argument informally, then prove it formally, and lastly consider a number of proposed ``counter-examples'' to show exactly which premises of the argument they violate. (This is a preliminary version of a chapter to appear --- under the title ``How to prove the Born Rule'' --- in Saunders, Barrett, Kent and Wallace, "Many (...) worlds? Everett, quantum theory and reality", forthcoming from Oxford University Press.). (shrink)

The relationship between classical and quantum theory is of central importance to the philosophy of physics, and any interpretation of quantum mechanics has to clarify it. Our discussion of this relationship is partly historical and conceptual, but mostly technical and mathematically rigorous, including over 500 references. For example, we sketch how certain intuitive ideas of the founders of quantum theory have fared in the light of current mathematical knowledge. One such idea that has certainly stood the test of time is (...) Heisenberg's `quantum-theoretical Umdeutung (reinterpretation) of classical observables', which lies at the basis of quantization theory. Similarly, Bohr's correspondence principle (in somewhat revised form) and Schroedinger's wave packets (or coherent states) continue to be of great importance in understanding classical behaviour from quantum mechanics. On the other hand, no consensus has been reached on the Copenhagen Interpretation, but in view of the parodies of it one typically finds in the literature we describe it in detail. On the assumption that quantum mechanics is universal and complete, we discuss three ways in which classical physics has so far been believed to emerge from quantum physics, namely in the limit h -> 0 of small Planck's constant (in a finite system), in the limit N goes to infinity of a large system with $N$ degrees of freedom (at fixed h), and through decoherence and consistent histories. The first limit is closely related to modern quantization theory and microlocal analysis, whereas the second involves methods of C*-algebras and the concepts of superselection sectors and macroscopic observables. In these limits, the classical world does not emerge as a sharply defined objective reality, but rather as an approximate appearance relative to certain ``classical" states and observables. Decoherence subsequently clarifies the role of such states, in that they are ``einselected", i.e. robust against coupling to the environment. Furthermore, the nature of classical observables is elucidated by the fact that they typically define (approximately) consistent sets of histories. This combination of ideas and techniques does not quite resolve the measurement problem, but it does make the point that classicality results from the elimination of certain states and observables from quantum theory. Thus the classical world is not created by observation (as Heisenberg once claimed), but rather by the lack of it. (shrink)

This article summarizes the Quantum Bayesian point of view of quantum mechanics, with special emphasis on the view's outer edges---dubbed QBism. QBism has its roots in personalist Bayesian probability theory, is crucially dependent upon the tools of quantum information theory, and most recently, has set out to investigate whether the physical world might be of a type sketched by some false-started philosophies of 100 years ago (pragmatism, pluralism, nonreductionism, and meliorism). Beyond conceptual issues, work at Perimeter Institute is focused on (...) the hard technical problem of finding a good representation of quantum mechanics purely in terms of probabilities, without amplitudes or Hilbert-space operators. The best candidate representation involves a mysterious entity called a symmetric informationally complete quantum measurement. Contemplation of it gives a way of thinking of the Born Rule as an addition to the rules of probability theory, applicable when an agent considers gambling on the consequences of his interactions with a newly recognized universal capacity: dimension (formerly Hilbert-space dimension). (The word "capacity" should conjure up an image of something like gravitational mass---a body's mass measures its capacity to attract other bodies. With hindsight one can say that the founders of quantum mechanics discovered another universal capacity, "dimension.") The article ends by showing that the egocentric elements in QBism represent no impediment to pursuing quantum cosmology and outlining some directions for future work. (shrink)

In [3] John S. Bell proposed how to associate particle trajectories with a lattice quantum field theory, yielding what can be regarded as a |Ψ|2-distributed Markov process on the appropriate configuration space. A similar process can be defined in the continuum, for more or less any regularized quantum field theory; such processes we call Bell-type quantum field theories. We describe methods for explicitly constructing these processes. These concern, in addition to the definition of the Markov processes, the efficient calculation of (...) jump rates, how to obtain the process from the processes corresponding to the free and interaction Hamiltonian alone, and how to obtain the free process from the free Hamiltonian or, alternatively, from the one-particle process by a construction analogous to “second quantization.” As an example, we consider the process for a second quantized Dirac field in an external electromagnetic field. (shrink)

Technical results about the time dependence of eigenvectors of reduced density operators are considered, and the relevance of these results is discussed for modal interpretations of quantum mechanics which take the corresponding eigenprojections to represent definite properties. Continuous eigenvectors can be found if degeneracies are avoided. We show that, in finite dimensions, the space of degenerate operators has co-dimension 3 in the space of all reduced operators, suggesting that continuous eigenvectors almost surely exist. In any dimension, even when degeneracies are (...) hit, we find conditions under which a theorem due to Rellich can provide continuous eigenvectors. We use this result to formulate an extended version of the modal interpretation. We also discuss eigenvector instability which we argue poses a serious problem for the modal interpretation, even in our extended version. Many examples are given to illustrate the mathematics. (shrink)

This paper investigates what happens if we change quantum mechanics in several ways. The main results are as follows. First, if we replace the 2-norm by some other p-norm, then there are no nontrivial norm-preserving linear maps. Second, if we relax the demand that norm be preserved, we end up with a theory that allows rapid solution of hard computational problems known as PP-complete problems (as well as superluminal signalling). And third, if we restrict amplitudes to be real, we run (...) into a difficulty much simpler than the usual one based on parameter-counting of mixed states. (shrink)