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Background Independence, Diffeomorphism Invariance, and the Meaning of Coordinates

In Dennis Lehmkuhl, Gregor Schiemann & Erhard Scholz (eds.), Towards a Theory of Spacetime Theories. New York, NY: Birkhauser (2016)

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  1. Versions.[author unknown] - 1909 - The Classical Review 23 (4):138-139.
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  • Versions.[author unknown] - 1904 - The Classical Review 18 (1):69-70.
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  • (2 other versions)World enough and space‐time: Absolute versus relational theories of space and time.Robert Toretti & John Earman - 1989 - Philosophical Review 101 (3):723.
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  • Space-time physics and the philosophy of science. [REVIEW]Roberto Torretti - 1984 - British Journal for the Philosophy of Science 35 (3):280-292.
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  • Handbook of philosophy of science.Jeremy Butterfield & John Earman - 2006 - In Jeremy Butterfield & John Earman (eds.), Philosophy of Physics. Amsterdam and Boston: Elsevier.
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  • Absolute Objects and General Relativity: Dynamical Considerations.Adán Sus - 2009 - In Mauricio Suárez, Mauro Dorato & Miklós Rédei (eds.), EPSA Philosophical Issues in the Sciences: Launch of the European Philosophy of Science Association. Dordrecht, Netherland: Springer. pp. 239--249.
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  • Coordinates and covariance: Einstein's view of space-time and the modern view. [REVIEW]John Norton - 1989 - Foundations of Physics 19 (10):1215-1263.
    Where modern formulations of relatively theory use differentiable manifolds to space-time, Einstein simply used open sets of R 4 , following the then current methods of differential geometry. This fact aids resolution of a number of outstanding puzzles concerning Einstein's use of coordinate systems and covariance principles, including the claimed physical significance of covariance principles, their connection to relativity principles, Einstein's apparent confusion of coordinate systems and frames of reference, and his failure to distinguish active and passive transformations, especially in (...)
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  • Light Clocks and the Clock Hypothesis.Samuel C. Fletcher - 2013 - Foundations of Physics 43 (11):1369-1383.
    The clock hypothesis of relativity theory equates the proper time experienced by a point particle along a timelike curve with the length of that curve as determined by the metric. Is it possible to prove that particular types of clocks satisfy the clock hypothesis, thus genuinely measure proper time, at least approximately? Because most real clocks would be enormously complicated to study in this connection, focusing attention on an idealized light clock is attractive. The present paper extends and generalized partial (...)
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  • Quantum Gravity.Carlo Rovelli - 2004 - Cambridge University Press.
    Quantum gravity poses the problem of merging quantum mechanics and general relativity, the two great conceptual revolutions in the physics of the twentieth century. The loop and spinfoam approach, presented in this book, is one of the leading research programs in the field. The first part of the book discusses the reformulation of the basis of classical and quantum Hamiltonian physics required by general relativity. The second part covers the basic technical research directions. Appendices include a detailed history of the (...)
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  • Substantivalist and Relationalist Approaches to Spacetime.Oliver Pooley - 2013 - In Robert Batterman (ed.), The Oxford Handbook of Philosophy of Physics. Oxford University Press USA.
    Substantivalists believe that spacetime and its parts are fundamental constituents of reality. Relationalists deny this, claiming that spacetime enjoys only a derivative existence. I begin by describing how the Galilean symmetries of Newtonian physics tell against both Newton's brand of substantivalism and the most obvious relationalist alternative. I then review the obvious substantivalist response to the problem, which is to ditch substantival space for substantival spacetime. The resulting position has many affinities with what are arguably the most natural interpretations of (...)
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  • Relativity: the general theory.John Lighton Synge (ed.) - 1960 - New York,: Interscience Publishers.
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  • The implications of general covariance for the ontology and ideology of spacetime.John Earman - 2006 - In Dennis Geert Bernardus Johan Dieks (ed.), The ontology of spacetime. Boston: Elsevier. pp. 3--24.
    It generally agreed that the requirement of formal general covariance is a condition of the well-formedness of a spacetime theory and not a restriction on its content. Physicists commonly take the substantive requirement of general covariance to mean that the laws exhibit diffeomorphism invariance and that this invariance is a gauge symmetry. This latter requirement does place restrictions on the content of a spacetime theory. The present paper explores the implications of these restrictions for interpreting the ideology and ontology of (...)
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  • General covariance and the foundations of general relativity: Eight decades of dispute.John D. Norton - 1993 - Reports of Progress in Physics 56:791--861.
    iinstein oered the prin™iple of gener—l ™ov—ri—n™e —s the fund—ment—l physi™—l prin™iple of his gener—l theory of rel—tivityD —nd —s responsi˜le for extending the prin™iple of rel—tivity to —™™eler—ted motionF „his view w—s disputed —lmost immedi—tely with the ™ounterE™l—im th—t the prin™iple w—s no rel—tivity prin™iple —nd w—s physi™—lly v—™uousF „he dis—greeE ment persists tod—yF „his —rti™le reviews the development of iinstein9s thought on gener—l ™ov—ri—n™eD its rel—tion to the found—tions of gener—l rel—tivity —nd the evolution of the ™ontinuing de˜—te (...)
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  • (1 other version)Minkowski space-time: A glorious non-entity.Harvey R. Brown & Oliver Pooley - 2006 - In Dennis Geert Bernardus Johan Dieks (ed.), The ontology of spacetime. Boston: Elsevier. pp. 67--89.
    It is argued that Minkowski space-time cannot serve as the deep structure within a ``constructive'' version of the special theory of relativity, contrary to widespread opinion in the philosophical community.
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  • The representation of time and change in mechanics.Gordon Belot - 2006 - In Jeremy Butterfield & John Earman (eds.), Philosophy of Physics. Amsterdam and Boston: Elsevier. pp. 133--227.
    This chapter is concerned with the representation of time and change in classical (i.e., non-quantum) physical theories. One of the main goals of the chapter is to attempt to clarify the nature and scope of the so-called problem of time: a knot of technical and interpretative problems that appear to stand in the way of attempts to quantize general relativity, and which have their roots in the general covariance of that theory. The most natural approach to these questions is via (...)
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  • What price spacetime substantivalism? The hole story.John Earman & John Norton - 1987 - British Journal for the Philosophy of Science 38 (4):515-525.
    Spacetime substantivalism leads to a radical form of indeterminism within a very broad class of spacetime theories which include our best spacetime theory, general relativity. Extending an argument from Einstein, we show that spacetime substantivalists are committed to very many more distinct physical states than these theories' equations can determine, even with the most extensive boundary conditions.
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  • Newtonian Spacetime Structure in Light of the Equivalence Principle.Eleanor Knox - 2014 - British Journal for the Philosophy of Science 65 (4):863-880.
    I argue that the best spacetime setting for Newtonian gravitation (NG) is the curved spacetime setting associated with geometrized Newtonian gravitation (GNG). Appreciation of the ‘Newtonian equivalence principle’ leads us to conclude that the gravitational field in NG itself is a gauge quantity, and that the freely falling frames are naturally identified with inertial frames. In this context, the spacetime structure of NG is represented not by the flat neo-Newtonian connection usually made explicit in formulations, but by the sum of (...)
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  • The twins and the bucket: How Einstein made gravity rather than motion relative in general relativity.Michel Janssen - 2012 - Studies in History and Philosophy of Science Part B: Studies in History and Philosophy of Modern Physics 43 (3):159-175.
    In publications in 1914 and 1918, Einstein claimed that his new theory of gravity somehow relativizes the rotation of a body with respect to the distant stars and the acceleration of the traveler with respect to the stay-at-home in the twin paradox. What he showed was that phenomena seen as inertial effects in a space-time coordinate system in which the non-accelerating body is at rest can be seen as a combination of inertial and gravitational effects in a space-time coordinate system (...)
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  • Foundations of Space-Time Theories.Michael Friedman - 1987 - Noûs 21 (4):595-601.
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  • The cosmological constant, the fate of the universe, unimodular gravity, and all that.John Earman - 2003 - Studies in History and Philosophy of Science Part B: Studies in History and Philosophy of Modern Physics 34 (4):559-577.
    The cosmological constant is back. Several lines of evidence point to the conclusion that either there is a positive cosmological constant or else the universe is filled with a strange form of matter (“quintessence”) that mimics some of the effects of a positive lambda. This paper investigates the implications of the former possibility. Two senses in which the cosmological constant can be a constant are distinguished: the capital Λ sense in which lambda is a universal constant on a par with (...)
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  • Two Challenges to the Requirement of Substantive General Covariance.J. Earman - 2006 - Synthese 148 (2):443-468.
    It is generally acknowledged that the requirement that the laws of a spacetime theory be covariant under a general coordinate transformation is a restriction on the form but not the content of the theory. The prevalent view in the physics community holds that the substantive version of general covariance – exhibited, for example, by Einstein’s general theory of relativity – consists in the requirement that diffeomorphism invariance is a gauge symmetry of the theory. This conception of general covariance is explained (...)
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  • .Jeremy Butterfield & John Earman - 1977
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  • Einstein, the reality of space, and the action-reaction principle.Dennis Lehmkuhl, P. Ghose & Harvey Brown - unknown
    Einstein regarded as one of the triumphs of his 1915 theory of gravity - the general theory of relativity - that it vindicated the action-reaction principle, while Newtonian mechanics as well as his 1905 special theory of relativity supposedly violated it. In this paper we examine why Einstein came to emphasise this position several years after the development of general relativity. Several key considerations are relevant to the story: the connection Einstein originally saw between Mach's analysis of inertia and both (...)
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  • Time, structure and evolution in cosmology.Lee Smolin - 2003 - In A. Ashtekar (ed.), Revisiting the Foundations of Relativistic Physics. Springer. pp. 221--274.
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  • Perspectives in geometry and relativity.Banesh Hoffmann - 1966 - Bloomington,: Indiana University Press. Edited by Václav Hlavatý.
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  • The meaning of general covariance.John Stachel - 1993 - In John Earman (ed.), Philosophical Problems of the Internal and External World. University of Pittsburgh Press. pp. 129--60.
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  • Some remarks on the notions of general covariance and background independence.Domenico Giulini - 2007 - Lecture Notes in Physics 721:105--20.
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  • Foundations of Space-Time Theories.Micheal Friedman - 1983 - Princeton University Press.
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  • Coordinates, observables and symmetry in relativity.Hans Westman & Sebastiano Sonego - unknown
    We investigate the interplay and connections between symmetry properties of equations, the interpretation of coordinates, the construction of observables, and the existence of physical relativity principles in spacetime theories. Using the refined notion of an event as a "point-coincidence" between scalar fields that completely characterise a spacetime model, we also propose a natural generalisation of the relational local observables that does not require the existence of four everywhere invertible scalar fields. The collection of all point-coincidences forms in generic situations a (...)
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  • Introduction to the theory of relativity.Peter Gabriel Bergmann - 1942 - New York,: Prentice-Hall.
    Comprehensive coverage of the special theory (frames of reference, Lorentz transformation, relativistic mechanics of mass points, more), the general theory ...
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  • Über den physikalischen sinn der relativitätspostulate.E. Kretschmann - 1917 - Annalen Der Physik 53:575--614.
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  • Quantum spacetime: What do we know?Carlo Rovelli - unknown - In Craig Callender & Nicholas Huggett (eds.), Physics meets philosophy at the planck scale. pp. 101--22.
    This is a contribution to a book on quantum gravity and philosophy. I discuss nature and origin of the problem of quantum gravity. I examine the knowledge that may guide us in addressing this problem, and the reliability of such knowledge. In particular, I discuss the subtle modification of the notions of space and time engendered by general relativity, and how these might merge into quantum theory. I also present some reflections on methodological questions, and on some general issues in (...)
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  • Absolute objects and counterexamples: Jones--Geroch dust, Torretti constant curvature, tetrad-spinor, and scalar density.J. Brian Pitts - 2006 - Studies in History and Philosophy of Science Part B: Studies in History and Philosophy of Modern Physics 37:347-71.
    James L. Anderson analyzed the novelty of Einstein's theory of gravity as its lack of "absolute objects." Michael Friedman's related work has been criticized by Roger Jones and Robert Geroch for implausibly admitting as absolute the timelike 4-velocity field of dust in cosmological models in Einstein's theory. Using the Rosen-Sorkin Lagrange multiplier trick, I complete Anna Maidens's argument that the problem is not solved by prohibiting variation of absolute objects in an action principle. Recalling Anderson's proscription of "irrelevant" variables, I (...)
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  • Background-independence.Gordon Belot - 2011 - General Relativity and Gravitation 43:2865-2884.
    Intuitively, a classical field theory is background-in- dependent if the structure required to make sense of its equations is itself subject to dynamical evolution, rather than being imposed ab initio. The aim of this paper is to provide an explication of this intuitive notion. Background-independence is not a not formal property of theories: the question whether a theory is background-independent depends upon how the theory is interpreted. Under the approach proposed here, a theory is fully background-independent relative to an interpretation (...)
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  • Physical relativity: Space–time structure from a dynamical perspective.Harvey Brown - 2005 - Philosophy 82 (321):498-503.
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  • Substantive General Covariance: Another Decade of Dispute.Oliver Pooley - 2009 - In Mauricio Suárez, Mauro Dorato & Miklós Rédei (eds.), EPSA Philosophical Issues in the Sciences: Launch of the European Philosophy of Science Association. Dordrecht, Netherland: Springer. pp. 197--209.
    John Earman's recent proposal that a substantive version of general covariance consists in the requirement that diffeomorphism invariance be a gauge symmetry is critically assessed. I argue that such a principle does not serve to differentiate general relativity from pre-relativistic theories. A model-theoretic characterization of two formulations of specially-relativistic theories is suggested. Diffeomorphisms are symmetries of only one such style of formulation and, I argue, Earman's proposal does not provide a reason to deny diffeomorphisms the status of gauge transformations relative (...)
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  • Who's afraid of background independence?Dean Rickles - 2008 - In Dennis Geert Bernardus Johan Dieks (ed.), The Ontology of Spacetime II. Elsevier. pp. 133--52.
    Background independence is generally considered to be ‘the mark of distinction’ of general relativity. However, there is still confusion over exactly what background independence is and how, if at all, it serves to distinguish general relativity from other theories. There is also some confusion over the philosophical implications of background independence, stemming in part from the definitional problems. In this paper I attempt to make some headway on both issues. In each case I argue that a proper account of the (...)
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  • (2 other versions)World Enough and Space-Time: Absolute versus Relational Theories of Space and Time.John S. Earman - 1992 - British Journal for the Philosophy of Science 43 (1):129-136.
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  • Halfway through the Woods: Contemporary research on space and time.Carlo Rovelli - 1997 - In John Earman & John D. Norton (eds.), The Cosmos of Science: Essays of Exploration. University of Pittsburgh Press. pp. 180--223.
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  • The case for background independence.Lee Smolin - 2006 - In Dean Rickles, Steven French & Juha T. Saatsi (eds.), The Structural Foundations of Quantum Gravity. Oxford, GB: Oxford University Press. pp. 196--239.
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  • General Relativity and the Physical Content of General Covariance.Ad'an Sus - 2008 - Dissertation, Universitat Autònoma de Barcelona
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  • Empirical equivalence, artificial gauge freedom and a generalized kretschmann objection.J. Brian Pitts - unknown
    Einstein considered general covariance to characterize the novelty of his General Theory of Relativity (GTR), but Kretschmann thought it merely a formal feature that any theory could have. The claim that GTR is ``already parametrized'' suggests analyzing substantive general covariance as formal general covariance achieved without hiding preferred coordinates as scalar ``clock fields,'' much as Einstein construed general covariance as the lack of preferred coordinates. Physicists often install gauge symmetries artificially with additional fields, as in the transition from Proca's to (...)
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  • An elementary notion of gauge equivalence.Gordon Belot - 2008 - General Relativity and Gravitation 40 (1):199–215.
    An elementary notion of gauge equivalence is introduced that does not require any Lagrangian or Hamiltonian apparatus. It is shown that in the special case of theories, such as general relativity, whose symmetries can be identified with spacetime diffeomorphisms this elementary notion has many of the same features as the usual notion. In particular, it performs well in the presence of asymptotic boundary conditions.
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  • (1 other version)An example relevant to the kretschmann-Einstein debate.Rafael Sorkin - 2001 - Modern Physics Letters A 17:695--700.
    We cast the flat space theory of a scalar field in generally covariant form by introducing an auxiliary field $\lambda$. The resulting theory is couched in terms of an action integral $S$, and all the fields (the scalar, the spacetime metric, and $\lambda$) are dynamical in the sense of being varied freely in $S$. Conservation of energy-momentum emerges as a formal consequence of diffeomorphism invariance, in close analogy with the situation in ordinary general relativity.
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